Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | May 22, 2015 | May 28, 2015 |
| NASDAQ, INC.NDAQ · Entity 3019 | Director | June 10, 2026 | June 12, 2026 |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTDTSM · Entity 2694 | Director | March 18, 2026 | March 18, 2026 |
| TIGO ENERGY, INC.TYGO · Entity 6903 | Director | May 20, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date May 22, 2015 · Filed May 28, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 926,158 |
Ending reported balance
After 2015-05-27 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2015-05-22 · Sale · Disposed 200,000 · Balance 1,426,158 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $20.22, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Row 3 · 2015-05-27 · Sale · Disposed 500,000 · Balance 926,158 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.13 to $20.29, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 0 |
Reported balance
After 2015-05-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2015-05-22 · Sale · Disposed 300,000 · Balance 0 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $20.23, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy The 401(k) Plan | 295.975 |
Reported balance
Holding disclosure · report date 2015-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 295.975 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $20.22, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $20.23, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.13 to $20.29, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
NASDAQ, INC.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 217,988 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 5,246 · Balance 217,988 F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027. F2: Represents 217,988 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 212,742 are vested as of the filing date of this Form 4. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectHeld by family trusts | 15,225 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,225 F3: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.
F2: Represents 217,988 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 212,742 are vested as of the filing date of this Form 4.
F3: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee.
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
Report date March 18, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| American Depositary Shares (TSM)SEC Table I · non-derivative | Direct | 7,565 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,565 F1: Each American Depositary Share represents five (5) Common Shares. |
| American Depositary Shares (TSM)SEC Table I · non-derivative | IndirectBy Spouse's IRA | 795 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 795 F1: Each American Depositary Share represents five (5) Common Shares. |
| American Depositary Shares (TSM)SEC Table I · non-derivative | IndirectSee footnote | 245 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 245 F1: Each American Depositary Share represents five (5) Common Shares. F2: The shares reported are owned by the Kylie Souria Fenske Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares. |
| American Depositary Shares (TSM)SEC Table I · non-derivative | IndirectSee footnote | 245 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 245 F1: Each American Depositary Share represents five (5) Common Shares. F3: The shares reported are owned by the Cole David Fenske Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares. |
| American Depositary Shares (TSM)SEC Table I · non-derivative | IndirectSee footnote | 245 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 245 F1: Each American Depositary Share represents five (5) Common Shares. F4: The shares reported are owned by the Avery Michael Splinter Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares |
| American Depositary Shares (TSM)SEC Table I · non-derivative | IndirectSee footnote | 245 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 245 F1: Each American Depositary Share represents five (5) Common Shares. F5: The shares reported are owned by the Samantha Lilia Roboostoff Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares. |
| American Depositary Shares (TSM)SEC Table I · non-derivative | IndirectSee footnote | 245 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 245 F1: Each American Depositary Share represents five (5) Common Shares. F6: The shares reported are owned by the Cash Fenske Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each American Depositary Share represents five (5) Common Shares.
F2: The shares reported are owned by the Kylie Souria Fenske Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares.
F3: The shares reported are owned by the Cole David Fenske Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares.
F4: The shares reported are owned by the Avery Michael Splinter Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares
F5: The shares reported are owned by the Samantha Lilia Roboostoff Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares.
F6: The shares reported are owned by the Cash Fenske Irrevocable Trust, for which the reporting person serves as trustee and exercises investing authority over such shares.
TIGO ENERGY, INC.
Report date May 20, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 547,601 |
Ending reported balance
After 2026-05-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-20 · Grant · Acquired 9,920 · Balance 514,533 F1: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), issued in lieu of cash compensation in connection with the reporting person's service on the Issuer's Board of Directors for the period ending May 20, 2026, pursuant to the Issuer's Independent Director Compensation Policy Row 2 · 2026-05-20 · Grant · Acquired 33,068 · Balance 547,601 F2: Represents shares of Common Stock underlying restricted stock units ("RSUs") granted to the reporting person on May 20, 2026 pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to continued service through such vesting date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,123,656 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,123,656 F3: The shares reported are owned by the SPLINTER ROBOOSTOFF REV TRUST UAD 1/23/97, for which the reporting person serves as Trustee and exercises investing authority over such shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,000 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 35,000 F4: The shares reported are owned by the AMANDA CHRISTINE SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,000 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 35,000 F5: The shares reported are owned by the ARCHIE DAVID ROBOOSTOFF 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,000 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 35,000 F6: The shares reported are owned by the JOSHUA MICHAEL SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,000 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 35,000 F7: The shares reported are owned by the KRISTA DIANE FENSKE 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), issued in lieu of cash compensation in connection with the reporting person's service on the Issuer's Board of Directors for the period ending May 20, 2026, pursuant to the Issuer's Independent Director Compensation Policy
F2: Represents shares of Common Stock underlying restricted stock units ("RSUs") granted to the reporting person on May 20, 2026 pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to continued service through such vesting date.
F3: The shares reported are owned by the SPLINTER ROBOOSTOFF REV TRUST UAD 1/23/97, for which the reporting person serves as Trustee and exercises investing authority over such shares.
F4: The shares reported are owned by the AMANDA CHRISTINE SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares.
F5: The shares reported are owned by the ARCHIE DAVID ROBOOSTOFF 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares.
F6: The shares reported are owned by the JOSHUA MICHAEL SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares.
F7: The shares reported are owned by the KRISTA DIANE FENSKE 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 12, 2026 20:12 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 5,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-269436 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,988 F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027. F2 · balance_after: Represents 217,988 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 212,742 are vested as of the filing date of this Form 4. Read SEC document |
| May 20, 2026 Filed May 20, 2026 21:24 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 33,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-059657 · ownership.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 547,601 F2 · shares: Represents shares of Common Stock underlying restricted stock units ("RSUs") granted to the reporting person on May 20, 2026 pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2027 Annual Meeting of Stockholders, subject to continued service through such vesting date. Read SEC document |
| May 20, 2026 Filed May 20, 2026 21:24 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 9,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-059657 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,533 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), issued in lieu of cash compensation in connection with the reporting person's service on the Issuer's Board of Directors for the period ending May 20, 2026, pursuant to the Issuer's Independent Director Compensation Policy Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 4,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035492 · ownership.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by family trusts Disclosed balance after: 15,225 F2 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 4,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035492 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,742 F1 · balance_after: Represents 212,742 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 207,501 are vested as of the date hereof. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:55 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 20,949 | $1.79 | $37,498.71 |
DisclosureSEC source: 0001213900-25-114947 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 504,613 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock") issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the period ending November 23, 2025, pursuant to the Issuer's Independent Director Compensation Policy. F2 · balance_after: Includes 126,904 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 20, 2025 pursuant to the Issuer's 2023 Incentive Plan. Such RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to continued service through such vesting date. Read SEC document |
| August 06, 2025 Filed Aug 11, 2025 22:11 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | Exercise / conversionStock Option (right to buy) · Derivative | 11,668 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001213900-25-074463 · ownership.xml · derivative · entry 7 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,668 shares Expires 2025-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a buy and hold exercise by the reporting person of a stock option that was set to expire on September 29, 2025. F8 · derivative.exercise_date: The stock option was exercisable on July 31, 2019. Read SEC document |
| August 06, 2025 Filed Aug 11, 2025 22:11 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | Exercise / conversionCommon Stock | 11,668 | $0.60 | $6,989.13 |
DisclosureSEC source: 0001213900-25-074463 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 483,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a buy and hold exercise by the reporting person of a stock option that was set to expire on September 29, 2025. F2 · balance_after: Includes 126,904 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 20, 2025 pursuant to the Issuer's 2023 Incentive Plan. Such RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to continued service through such vesting date. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 20:30 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 5,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086272 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,422 F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026. F2 · balance_after: Represents 217,422 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 212,181 are vested as of the date hereof. Read SEC document |
| May 20, 2025 Filed May 21, 2025 01:25 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 126,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-046165 · ownership.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471,996 F3 · shares: Represents shares of Common Stock underlying restricted stock units ("RSUs") granted to the reporting person on May 20, 2025 pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2026 Annual Meeting of Stockholders, subject to continued service through such vesting date. Read SEC document |
| May 19, 2025 Filed May 21, 2025 01:25 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-046165 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,092 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), issued in lieu of cash compensation in connection with the reporting person's service on the Issuer's Board of Directors for the period ending May 19, 2025, pursuant to the Issuer's Independent Director Compensation Policy. F2 · balance_after: Due to an administrative error, on December 16, 2024 the reporting person filed a Form 4 that inadvertently omitted 12,437 shares of Common Stock that were beneficially owned by the reporting person. The reporting person's beneficial ownership has been corrected in this filing. Read SEC document |
| November 23, 2024 Filed Dec 16, 2024 23:36 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 40,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-109442 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,948 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock") issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the period ending November 23, 2024, pursuant to the Issuer's Independent Director Compensation Policy. F2 · balance_after: Includes (i) 101,626 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 21, 2024, pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to continued service through such vesting date and (ii) 16,304 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 20:54 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073105 · ownership.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,181 F2 · kind: Reflects shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and fully vested as of the date of grant. These shares were issued as compensation for additional Board service by Mr. Splinter during the Board term ended June 11, 2024. F3 · balance_after: Represents 212,181 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 196,225 are vested as of the date hereof. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 20:54 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073105 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,012 F1 · kind: Restricted stock vests as to 100% on June 11, 2025. Read SEC document |
| May 21, 2024 Filed May 23, 2024 00:41 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 66,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-046051 · ownership.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,669 F3 · shares: Represents shares of Common Stock issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the period ending May 21, 2024 pursuant to the Issuer's Independent Director Compensation Policy. F4 · balance_after: Includes (x) 16,304 shares of Common Stock, underlying RSUs granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan, such RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date and (y) 101,626 shares of Common Stock underlying RSUs granted to the reporting person on May 21, 2024 pursuant to the Issuer's 2023 Incentive Plan, such RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to continued service through such vesting date. Read SEC document |
| May 21, 2024 Filed May 23, 2024 00:41 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 101,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-046051 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,600 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 21, 2024 pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to continued service through such vesting date. F2 · balance_after: Includes 16,304 shares of Common Stock, underlying RSUs granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. Read SEC document |
| May 21, 2024 Filed Jan 10, 2025 11:01 UTC Amendment | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 54,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-002247 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,339 F1 · shares: Represents shares of Common Stock issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the period ending May 21, 2024 pursuant to the Issuer's Independent Director Compensation Policy. Due to an administrative error, on May 22, 2024, the Reporting Person filed a Form 4 (the "Original Filing") that incorrectly reported a grant of 66,506 shares of Common Stock. F2 · balance_after: Due to an administrative error, the Original Filing omitted 46,670 shares of Common Stock acquired by the Reporting Person on January 16, 2024. Due to these administrative errors, the number of shares beneficially held by the Reporting Person on May 21, 2024 was incorrectly reported in the Original Filing, which has been corrected in this amendment. In addition, the subsequent Form 4 filed on December 16, 2024 underreported the number of shares beneficially owned by the Reporting Person by 34,233 shares. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:12 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 3,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-039511 · ownership.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by family trusts Disclosed balance after: 10,545 F2 · balance_after: Each of the family trusts that were gifted shares by the Reporting Person entered into a Lock-Up Agreement, dated as of March 27, 2024, with Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC (each, a "Lock-Up Agreement"). Under the terms of each Lock-Up Agreement, each trust has agreed not to sell or otherwise transfer such shares during the period from the transaction date until the close of business 90 days after March 19, 2024, subject to certain exceptions. Each transfer was a bona fide gift to a family member of the Reporting Person. F3 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:12 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 3,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-039511 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,559 F1 · balance_after: Represents 204,559 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 196,056 are vested as of the date hereof. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 20:22 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | Exercise / conversionStock Option (Right to Buy) · Derivative | 46,670 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001213900-24-004470 · ownership.xml · derivative · entry 7 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,670 shares Expires 2024-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Reflects the number of stock options granted to the reporting person on April 13, 2014, which was reported as 46,667 stock options on the reporting person's Form 4 filed on May 25, 2023. The difference is due to the finalization of the exchange ratio after the Issuer's previously announced business combination. F8 · derivative.exercise_date: The stock option was immediately exercisable on April 13, 2014, which was the date of grant. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 20:22 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | Exercise / conversionCommon Stock | 46,670 | $0.26 | $12,134.20 |
DisclosureSEC source: 0001213900-24-004470 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,304 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:01 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | Exercise / conversionStock Option (Right to Buy) · Derivative | 46,670 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001213900-24-002740 · ownership.xml · derivative · entry 7 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,670 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Reflects the number of stock options granted to the reporting person on February 4, 2014, which was reported as 46,667 stock options on the reporting person's Form 4 filed on May 25, 2023. The difference is due to the finalization of the exchange ratio after the Issuer's previously announced business combination. F8 · derivative.exercise_date: The stock option was immediately exercisable on February 4, 2014, which was the date of grant. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:01 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | Exercise / conversionCommon Stock | 46,670 | $0.26 | $12,134.20 |
DisclosureSEC source: 0001213900-24-002740 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes 16,304 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. F1 · balance_after: Includes 16,304 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:14 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000088 · doc4.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by family trusts Disclosed balance after: 6,615 F2 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:14 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000088 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,489 F1 · balance_after: Represents 208,489 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 199,986 are vested as of the date hereof. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:43 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058651 · doc4.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by family trusts Disclosed balance after: 6,035 F2 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:43 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058651 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,069 F1 · balance_after: Represents 209,069 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 200,566 are vested as of the date hereof. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 20:03 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 16,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-067754 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,304 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 20:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,164 | $51.03 | $59,398.92 |
DisclosureSEC source: 0001209191-23-043411 · doc4.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by family trusts Disclosed balance after: 2,910 F2 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 8,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039364 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,194 F1 · kind: Restricted stock vests as to 100% on June 21, 2024. F2 · balance_after: Represents 212,194 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 203,691 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantStock Option (Right to Buy) · Derivative | 9,333 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 10 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,333 Underlying: Common Stock · 9,333 shares Expires 2032-06-22 F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer. F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F10 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 06/23/2023, and the remainder vest monthly thereafter through June 2026. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantStock Option (Right to Buy) · Derivative | 23,333 | Not disclosed Strike: $0.69 | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 9 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,333 Underlying: Common Stock · 23,333 shares Expires 2031-02-24 F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer. F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F9 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 02/25/2022, and the remainder vest monthly through June 2026. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantStock Option (Right to Buy) · Derivative | 11,666 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 8 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,666 Underlying: Common Stock · 11,666 shares Expires 2025-09-29 F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer. F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F8 · derivative.exercise_date: The stock options are immediately exercisable. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantStock Option (Right to Buy) · Derivative | 46,667 | Not disclosed Strike: $0.26 | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 7 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,667 Underlying: Common Stock · 46,667 shares Expires 2024-04-13 F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer. F7 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer. F8 · derivative.exercise_date: The stock options are immediately exercisable. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantStock Option (Right to Buy) · Derivative | 46,667 | Not disclosed Strike: $0.26 | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 6 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,667 Underlying: Common Stock · 46,667 shares Expires 2024-02-03 F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer. F7 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer. F8 · derivative.exercise_date: The stock options are immediately exercisable. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 5 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 35,000 F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F6 · ownership.nature: The shares reported are owned by the KRISTA DIANE FENSKE 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the Reporting Person serves as Trustee and exercises investing authority over such shares. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 4 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 35,000 F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F5 · ownership.nature: The shares reported are owned by the JOSHUA MICHAEL SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the Reporting Person serves as Trustee and exercises investing authority over such shares. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 3 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 35,000 F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F4 · ownership.nature: The shares reported are owned by the ARCHIE DAVID ROBOOSTOFF 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the Reporting Person serves as Trustee and exercises investing authority over such shares. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 35,000 F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F3 · ownership.nature: The shares reported are owned by the AMANDA CHRISTINE SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the Reporting Person serves as Trustee and exercises investing authority over such shares. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:59 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | GrantCommon Stock | 1,123,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,123,656 F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. F2 · ownership.nature: The shares reported are owned by the SPLINTER ROBOOSTOFF REV TRUST UAD 1/23/97, for which the Reporting Person serves as Trustee and exercises investing authority over such shares. Read SEC document |
| July 13, 2022 Filed Jul 22, 2022 20:51 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 1,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043014 · doc4.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by family trusts Disclosed balance after: 1,358 F2 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. Read SEC document |
| July 13, 2022 Filed Jul 22, 2022 20:51 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 1,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043014 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,897 F1 · balance_after: Represents 67,897 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 65,871 are vested as of the date hereof. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 20:31 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 3,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039254 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,255 F1 · kind: Restricted stock vests as to 100% on June 22, 2023. F2 · balance_after: Represents 69,255 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 65,871 are vested as of the date hereof. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:25 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041556 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,871 F1 · kind: Restricted stock vests as to 100% on June 15, 2022. F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 62,923 are vested as of the date hereof. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:12 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,000 | $165.00 | $825,000.00 |
DisclosureSEC source: 0001209191-21-035912 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,923 F1 · balance_after: Represents 62,923 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, all of which are vested as of the date hereof. Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 4,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031351 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,923 F1 · kind: Restricted stock vests as to 100% on May 19, 2021. F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 63,219 shares are vested as of the date hereof. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 5,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026026 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,219 F1 · kind: Restricted stock vests as to 100% on April 23, 2020. F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 57,643 shares are vested as of the date hereof. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:09 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 5,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026270 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,643 F1 · shares: Restricted stock vests as to 100% on April 24, 2019. F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 44,808 shares are vested as of the date hereof. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:33 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031972 · doc4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,848 F1 · shares: 651 units of restricted stock vested immediately upon grant, and the remaining units vest on May 10, 2018. F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 44,808 shares are vested as of the date hereof. Read SEC document |
| May 27, 2015 Filed May 28, 2015 01:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 500,000 | $20.21 | $10,105,000.00 |
DisclosureSEC source: 0001127602-15-018759 · form4.xml · nonDerivative · entry 3 SPLINTER MICHAEL R · CIK 0001188935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,158 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.13 to $20.29, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.