Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phillips 66PSX · Entity 2915 | Former Executive VP | August 08, 2022 | August 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phillips 66
Report date August 08, 2022 · Filed August 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,904 |
Reported balance
After 2022-08-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-08-08 · Tax withholding · Disposed 329 · Balance 68,904 F1: Transaction represents the withholding of shares by the Issuer to satisfy FICA taxes arising from the reporting person being eligible for normal retirement. F2: The price reflected above is the average of the high and the low price of the Company's stock on August 8, 2022. F3: Includes 29,627 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectPhillips 66 Savings Plan | 5,762.706 |
Reported balance
Holding disclosure · report date 2022-08-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,762.706 F4: Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction represents the withholding of shares by the Issuer to satisfy FICA taxes arising from the reporting person being eligible for normal retirement.
F2: The price reflected above is the average of the high and the low price of the Company's stock on August 8, 2022.
F3: Includes 29,627 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
F4: Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PHILLIPS 66 PARTNERS LP
Report date March 09, 2022 · Filed March 09, 2022
Section 16 reporting ended · disclosed 2022-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-03-09 transaction · row 1
1 source rowRow 1 · 2022-03-09 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger dated October 26, 2021 (the "Merger Agreement") by and among the Issuer, Phillips 66, Phoenix Sub LLC, a Delaware limited liability company and jointly owned subsidiary of P66 Company and P66 PDI ("Merger Sub") and the other parties thereto, on March 9, 2022, Merger Sub merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Phillips 66 (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding Common Unit held by the Reporting Person was converted into the right to receive 0.500 shares (the "Exchange Ratio") of common stock, par value $0.01 per share, of Phillips 66 (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger dated October 26, 2021 (the "Merger Agreement") by and among the Issuer, Phillips 66, Phoenix Sub LLC, a Delaware limited liability company and jointly owned subsidiary of P66 Company and P66 PDI ("Merger Sub") and the other parties thereto, on March 9, 2022, Merger Sub merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Phillips 66 (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding Common Unit held by the Reporting Person was converted into the right to receive 0.500 shares (the "Exchange Ratio") of common stock, par value $0.01 per share, of Phillips 66 (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2022 Filed Aug 10, 2022 17:10 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 329 | $84.04 | $27,649.16 |
DisclosureSEC source: 0001534701-22-000159 · wf-form4_166016579260129.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,904 F1 · shares: Transaction represents the withholding of shares by the Issuer to satisfy FICA taxes arising from the reporting person being eligible for normal retirement. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on August 8, 2022. F3 · balance_after: Includes 29,627 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 17:16 UTC | Phillips 66 PSX · Entity 2915 | GiftCommon Stock | 3,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-22-000112 · wf-form4_165472295380688.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,436 F1 · kind: Reflects the gift of common stock to a charitable donor advised fund. F2 · balance_after: Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:03 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,500 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001534701-22-000109 · wf-form4_165411740775985.xml · derivative · entry 8 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,500 shares Expires 2025-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on February 3, 2016 Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:03 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,400 | $0.00 Strike: $72.26 | $0.00 |
DisclosureSEC source: 0001534701-22-000109 · wf-form4_165411740775985.xml · derivative · entry 7 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,400 shares Expires 2024-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on February 6, 2015. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:03 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,300 | $0.00 Strike: $62.17 | $0.00 |
DisclosureSEC source: 0001534701-22-000109 · wf-form4_165411740775985.xml · derivative · entry 6 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,300 shares Expires 2023-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on February 7, 2014. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:03 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 47,200 | $102.82 | $4,853,278.64 |
DisclosureSEC source: 0001534701-22-000109 · wf-form4_165411740775985.xml · nonDerivative · entry 4 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,106 F2 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.95 to $103.30. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:03 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 23,500 | $74.14 | $1,742,172.50 |
DisclosureSEC source: 0001534701-22-000109 · wf-form4_165411740775985.xml · nonDerivative · entry 3 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:03 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 11,400 | $72.26 | $823,707.00 |
DisclosureSEC source: 0001534701-22-000109 · wf-form4_165411740775985.xml · nonDerivative · entry 2 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:03 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 12,300 | $62.17 | $764,691.00 |
DisclosureSEC source: 0001534701-22-000109 · wf-form4_165411740775985.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| March 09, 2022 Filed Mar 9, 2022 17:18 UTC | PHILLIPS 66 PARTNERS LP PSXP · Entity 129293 | Disposition to issuerCommon Units | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010221 · doc4.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Director · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to that certain Agreement and Plan of Merger dated October 26, 2021 (the "Merger Agreement") by and among the Issuer, Phillips 66, Phoenix Sub LLC, a Delaware limited liability company and jointly owned subsidiary of P66 Company and P66 PDI ("Merger Sub") and the other parties thereto, on March 9, 2022, Merger Sub merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Phillips 66 (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding Common Unit held by the Reporting Person was converted into the right to receive 0.500 shares (the "Exchange Ratio") of common stock, par value $0.01 per share, of Phillips 66 (the "Merger Consideration"). Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 17:02 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001534701-22-000088 · wf-form4_164703611457069.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,106 F1 · shares: Pursuant to an Agreement and Plan of Merger dated October 26, 2021, each outstanding common unit of Phillips 66 Partners LP held by the reporting person was converted into the right to receive 0.500 shares of Phillips 66 common stock effective on March 9, 2022. F1 · price: Pursuant to an Agreement and Plan of Merger dated October 26, 2021, each outstanding common unit of Phillips 66 Partners LP held by the reporting person was converted into the right to receive 0.500 shares of Phillips 66 common stock effective on March 9, 2022. F2 · balance_after: Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 17:50 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 46,100 | $0.00 Strike: $89.05 | $0.00 |
DisclosureSEC source: 0001534701-22-000071 · wf-form4_164453344149591.xml · derivative · entry 3 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,100 Underlying: Common Stock · 46,100 shares Expires 2032-02-08 F3 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2023. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 17:50 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 8,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-22-000071 · wf-form4_164453344149591.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,403 F1 · balance_after: Includes 29,956 Restricted Stock Units (RSUs), including the 8,797 RSUs reported on this Form 4, that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 18:01 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,492 | $88.70 | $221,040.40 |
DisclosureSEC source: 0001534701-22-000056 · wf-form4_164444767573344.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,606 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs) granted on February 5, 2019. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 4, 2022. F3 · balance_after: Includes 21,159 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 17:07 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 8,169 | $85.87 | $701,462.23 |
DisclosureSEC source: 0001534701-22-000039 · wf-form4_164392603093157.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,098 F1 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.85 to $87.12. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 09, 2021 Filed Oct 7, 2021 17:18 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 470 | $73.25 | $34,425.15 |
DisclosureSEC source: 0001534701-21-000180 · wf-form4_163364150606428.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,267 F1 · date: Transaction represents the withholding of shares by the Issuer to satisfy FICA taxes arising from the reporting person being eligible for normal retirement. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on August 9, 2021. F3 · balance_after: Includes 27,893 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 17:46 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 65,800 | $0.00 Strike: $74.70 | $0.00 |
DisclosureSEC source: 0001534701-21-000065 · wf-form4_161308354164599.xml · derivative · entry 3 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,800 Underlying: Common Stock · 65,800 shares Expires 2031-02-09 F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 9, 2022. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 17:46 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 12,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000065 · wf-form4_161308354164599.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,737 F1 · balance_after: Includes 28,363 Restricted Stock Units (RSUs), including the 12,585 RSUs reported on this Form 4, that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 06, 2021 Filed Feb 9, 2021 19:03 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,220 | $72.43 | $160,794.60 |
DisclosureSEC source: 0001534701-21-000052 · wf-form4_161291536647065.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,152 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs) granted on February 6, 2018. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 5, 2021. F3 · balance_after: Includes 15,778 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 17:11 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 351 | $61.23 | $21,489.98 |
DisclosureSEC source: 0001534701-20-000129 · wf-form4_159674823963482.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,372 F1 · balance_after: Includes 21,778 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 11:25 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,579 | $89.88 | $231,787.63 |
DisclosureSEC source: 0001534701-20-000063 · wf-form4_158143831121236.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,723 F1 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 7, 2020. F2 · balance_after: Includes 22,129 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:11 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 48,500 | $0.00 Strike: $89.57 | $0.00 |
DisclosureSEC source: 0001534701-20-000049 · wf-form4_158102705104780.xml · derivative · entry 3 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,500 Underlying: Common Stock · 48,500 shares Expires 2030-02-04 F4 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:11 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 9,395 | $89.57 | $841,510.15 |
DisclosureSEC source: 0001534701-20-000049 · wf-form4_158102705104780.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,302 F1 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 4, 2020. F2 · balance_after: Includes 29,097 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 16:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 47,433 | $0.00 Strike: $32.03 | $0.00 |
DisclosureSEC source: 0001534701-19-000118 · wf-form4_156866594584346.xml · derivative · entry 4 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,433 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on February 9, 2013. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 16:32 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 47,433 | $103.17 | $4,893,705.30 |
DisclosureSEC source: 0001534701-19-000118 · wf-form4_156866594584346.xml · nonDerivative · entry 2 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,907 F2 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.74 to $103.97. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 19,702 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 16:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 47,433 | $32.03 | $1,519,278.99 |
DisclosureSEC source: 0001534701-19-000118 · wf-form4_156866594584346.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19,702 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:41 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 261 | $96.67 | $25,230.22 |
DisclosureSEC source: 0001534701-19-000110 · wf-form4_156521048889891.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,907 F1 · balance_after: Includes 19,702 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 16:40 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,500 | $0.00 Strike: $94.97 | $0.00 |
DisclosureSEC source: 0001534701-19-000051 · wf-form4_154957558681375.xml · derivative · entry 3 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,500 Underlying: Common Stock · 31,500 shares Expires 2029-02-05 F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 5, 2020. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 16:40 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 6,995 | $94.97 | $664,297.66 |
DisclosureSEC source: 0001534701-19-000051 · wf-form4_154957558681375.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,168 F1 · balance_after: Includes 19,963 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 16:15 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,398 | $94.68 | $227,042.64 |
DisclosureSEC source: 0001534701-19-000031 · wf-form4_154940133588295.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,173 F1 · balance_after: Includes 12,968 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| August 15, 2018 Filed Oct 1, 2018 17:45 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 233 | $122.03 | $28,432.41 |
DisclosureSEC source: 0001534701-18-000102 · wf-form4_153843033990018.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,571 F1 · balance_after: Includes 19,449 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1 for 1 basis on the third anniversary of the date of grant. Read SEC document |
| February 09, 2018 Filed Feb 9, 2018 16:57 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingRestricted Stock Units | 311 | $100.00 | $31,098.45 |
DisclosureSEC source: 0001534701-18-000055 · wf-form4_151821345239417.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,682 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 17:43 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Units · Derivative | 6,962 | $96.84 Strike: $62.17 | $674,200.08 |
DisclosureSEC source: 0001534701-18-000047 · wf-form4_151812979665276.xml · derivative · entry 6 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: These Stock Units do not have an expiration date. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 17:43 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,576 | $96.84 | $249,459.84 |
DisclosureSEC source: 0001534701-18-000047 · wf-form4_151812979665276.xml · nonDerivative · entry 3 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,154 Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 17:43 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 6,962 | $62.17 | $432,827.54 |
DisclosureSEC source: 0001534701-18-000047 · wf-form4_151812979665276.xml · nonDerivative · entry 2 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 17:43 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,000 | $0.00 Strike: $94.85 | $0.00 |
DisclosureSEC source: 0001534701-18-000047 · wf-form4_151812979665276.xml · derivative · entry 5 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 26,000 shares Expires 2028-02-06 F3 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 6, 2019. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 17:43 UTC | Phillips 66 PSX · Entity 2915 | GrantRestricted Stock Units | 6,233 | $94.85 | $591,200.05 |
DisclosureSEC source: 0001534701-18-000047 · wf-form4_151812979665276.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,993 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant. F2 · price: The FMV amount was calculated using the high and the low price from February 6, 2018. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 13:42 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingRestricted Stock Units | 2,331 | $98.59 | $229,813.29 |
DisclosureSEC source: 0001534701-18-000037 · wf-form4_151802892897772.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,760 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. F2 · price: The FMV amount is calculated using the average of the low and the high price on February 2, 2018. F3 · balance_after: Totals reflect an increase in shares held and a decrease in Restricted Stock Units to reflect shares received upon the lapse of restrictions on Restricted Stock Units. Read SEC document |
| November 09, 2017 Filed Feb 8, 2018 17:40 UTC | Phillips 66 PSX · Entity 2915 | GiftCommon Stock | 1,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-18-000044 · wf-form5_151812963245276.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,768 F1 · kind: Bona fide gift of shares of common stock to charitable foundation. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 16:29 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionPerformance Stock Units · Derivative | 5,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000055 · wf-form4_149142413801948.xml · derivative · entry 5 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,361 Underlying: Common Stock · 5,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F1 · shares: Lapsing of restrictions on Performance Stock Units. F4 · derivative.exercise_date: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F5 · derivative.expiration_date: Performance Share Units do not have an expiration date. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 16:29 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,129 | $78.11 | $166,296.19 |
DisclosureSEC source: 0001534701-17-000055 · wf-form4_149142413801948.xml · nonDerivative · entry 2 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,833 Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 16:29 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 5,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000055 · wf-form4_149142413801948.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Lapsing of restrictions on Performance Stock Units. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 12:43 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionPerformance Stock Units · Derivative | 5,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000043 · wf-form4_148700777595406.xml · derivative · entry 5 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,735 Underlying: Common Stock · 65,615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F1 · shares: Lapsing of restrictions on Performance Stock Units. F3 · derivative.exercise_date: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F4 · derivative.expiration_date: Performance Share Units do not have an expiration date. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 12:43 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,329 | $79.31 | $184,701.35 |
DisclosureSEC source: 0001534701-17-000043 · wf-form4_148700777595406.xml · nonDerivative · entry 2 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,588 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 12:43 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 5,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000043 · wf-form4_148700777595406.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Lapsing of restrictions on Performance Stock Units. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:40 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingRestricted Stock Units | 1,854 | $78.48 | $145,492.65 |
DisclosureSEC source: 0001534701-17-000038 · wf-form4_148668000092364.xml · nonDerivative · entry 2 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,059 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 17:40 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 30,700 | $0.00 Strike: $78.48 | $0.00 |
DisclosureSEC source: 0001534701-17-000038 · wf-form4_148668000092364.xml · derivative · entry 5 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,700 Underlying: Common Stock · 30,700 shares Expires 2027-02-07 F4 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning February 7, 2018. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 17:40 UTC | Phillips 66 PSX · Entity 2915 | GrantRestricted Stock Units | 7,279 | $78.48 | $571,219.53 |
DisclosureSEC source: 0001534701-17-000038 · wf-form4_148668000092364.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,913 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. F2 · balance_after: Totals reflect an increase in shares held and a decrease in Restricted Stock Units to reflect shares received upon the lapse of restrictions on Restricted Stock Units. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 33,805 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · derivative · entry 12 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,805 shares Expires 2021-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These stock options became exercisable in three equal annual installments beginning on February 10, 2012. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 26,513 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · derivative · entry 11 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,513 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These stock options became exercisable in three equal annual installments beginning on February 12, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.