Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phillips 66PSX · Entity 2915 | Former Executive VP | August 08, 2022 | August 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phillips 66
Report date August 08, 2022 · Filed August 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,904 |
Reported balance
After 2022-08-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-08-08 · Tax withholding · Disposed 329 · Balance 68,904 F1: Transaction represents the withholding of shares by the Issuer to satisfy FICA taxes arising from the reporting person being eligible for normal retirement. F2: The price reflected above is the average of the high and the low price of the Company's stock on August 8, 2022. F3: Includes 29,627 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectPhillips 66 Savings Plan | 5,762.706 |
Reported balance
Holding disclosure · report date 2022-08-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,762.706 F4: Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction represents the withholding of shares by the Issuer to satisfy FICA taxes arising from the reporting person being eligible for normal retirement.
F2: The price reflected above is the average of the high and the low price of the Company's stock on August 8, 2022.
F3: Includes 29,627 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
F4: Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PHILLIPS 66 PARTNERS LP
Report date March 09, 2022 · Filed March 09, 2022
Section 16 reporting ended · disclosed 2022-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-03-09 transaction · row 1
1 source rowRow 1 · 2022-03-09 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger dated October 26, 2021 (the "Merger Agreement") by and among the Issuer, Phillips 66, Phoenix Sub LLC, a Delaware limited liability company and jointly owned subsidiary of P66 Company and P66 PDI ("Merger Sub") and the other parties thereto, on March 9, 2022, Merger Sub merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Phillips 66 (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding Common Unit held by the Reporting Person was converted into the right to receive 0.500 shares (the "Exchange Ratio") of common stock, par value $0.01 per share, of Phillips 66 (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger dated October 26, 2021 (the "Merger Agreement") by and among the Issuer, Phillips 66, Phoenix Sub LLC, a Delaware limited liability company and jointly owned subsidiary of P66 Company and P66 PDI ("Merger Sub") and the other parties thereto, on March 9, 2022, Merger Sub merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Phillips 66 (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding Common Unit held by the Reporting Person was converted into the right to receive 0.500 shares (the "Exchange Ratio") of common stock, par value $0.01 per share, of Phillips 66 (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,233 | $0.00 Strike: $20.27 | $0.00 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · derivative · entry 10 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,233 shares Expires 2019-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These stock options became exercisable in three equal annual installments beginning on February 12, 2010. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,776 | $0.00 Strike: $35.38 | $0.00 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · derivative · entry 9 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,776 shares Expires 2018-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 14, 2009. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 19,899 | $82.54 | $1,642,511.22 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · nonDerivative · entry 6 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,695 F2 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.73 to $82.33. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 58,428 | $83.08 | $4,854,180.71 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · nonDerivative · entry 5 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,594 F1 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.74 to $83.73. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 33,805 | $31.25 | $1,056,406.25 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · nonDerivative · entry 4 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 26,513 | $21.56 | $571,620.28 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · nonDerivative · entry 3 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 12,233 | $20.27 | $247,962.91 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · nonDerivative · entry 2 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:32 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 5,776 | $35.38 | $204,354.88 |
DisclosureSEC source: 0001534701-16-000183 · wf-form4_148054514076575.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 22, 2016 17:56 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,372 | $0.00 Strike: $29.58 | $0.00 |
DisclosureSEC source: 0001534701-16-000155 · wf-form4_147458140572606.xml · derivative · entry 5 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,372 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning February 8, 2008. Read SEC document |
| September 15, 2016 Filed Sep 22, 2016 17:56 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 4,372 | $79.07 | $345,685.73 |
DisclosureSEC source: 0001534701-16-000155 · wf-form4_147458140572606.xml · nonDerivative · entry 2 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,695 F1 · balance_after: Includes shares received upon the lapse of restrictions on Restricted Stock Units, which were previously reported in Table I holdings. Read SEC document |
| September 15, 2016 Filed Sep 22, 2016 17:56 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 4,372 | $29.58 | $129,323.76 |
DisclosureSEC source: 0001534701-16-000155 · wf-form4_147458140572606.xml · nonDerivative · entry 1 Herman Robert A · CIK 0001610150 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares received upon the lapse of restrictions on Restricted Stock Units, which were previously reported in Table I holdings. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.