Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Director | June 17, 2015 | June 19, 2015 |
| EVERSOURCE ENERGYES · Entity 3173 | Trustee | January 16, 2018 | January 17, 2018 |
| Paramount GlobalCBS, CBS.A · Entity 77673 | Director | February 15, 2018 | February 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date June 17, 2015 · Filed June 19, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 119,900.0608 |
Reported balance
After 2015-06-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-06-17 · Grant · Acquired 2,081.98 · Balance 119,900.0608 F1: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 153,977 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 153,977 |
| Common StockSEC Table I · non-derivative | IndirectAs Custodian for Children | 1,090.02 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,090.02 |
| Common StockSEC Table I · non-derivative | IndirectGRAT VIII | 77,840 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 77,840 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.
F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.
EVERSOURCE ENERGY
Report date January 16, 2018 · Filed January 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $5.00 par valueSEC Table I · non-derivative | Direct | 22,921 |
Reported balance
After 2018-01-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-16 · Grant · Acquired 2,175 · Balance 22,921 F1: Restricted share units that were granted on January 16, 2018 and will vest on May 2, 2018, subject to shareholder approval, and for which receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board. F2: Includes restricted share units and dividend equivalents thereon. |
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 49,495 |
Reported balance
Holding disclosure · report date 2018-01-16 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 49,495 F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted share units that were granted on January 16, 2018 and will vest on May 2, 2018, subject to shareholder approval, and for which receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Paramount Global
Report date February 15, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CBS Class B common stockSEC Table I · non-derivative | Direct | 69,020 |
Ending reported balance
After 2018-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-15 · Exercise / conversion · Acquired 3,066 · Balance 68,787 F1: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer. F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. Row 2 · 2018-02-15 · Grant · Acquired 233 · Balance 69,020 F3: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred. F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-15 · Exercise / conversion · Disposed 3,066 · Balance 0 F4: Granted under the Issuer's Equity Plan for Outside Directors. F5: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 3,525 |
Reported balance
After 2018-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-15 · Grant · Acquired 3,525 · Balance 3,525 F4: Granted under the Issuer's Equity Plan for Outside Directors. F6: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. |
| CBS Class B common stockSEC Table I · non-derivative | IndirectBy Family Trust | 1,500 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer.
F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74.
F3: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred.
F4: Granted under the Issuer's Equity Plan for Outside Directors.
F5: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock.
F6: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 92,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · nonDerivative · entry 7 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT II Disclosed balance after: 92,522 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 56,309 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · nonDerivative · entry 6 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 56,309 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 545.01 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · nonDerivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for children Disclosed balance after: 545.01 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 2,067 | $81.47 | $168,398.49 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · nonDerivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,643 F4 · kind: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 6,511 restricted shares which is exempt under Rule 16b-3(e). Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 26,447 | $81.47 | $2,154,637.09 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · nonDerivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,710 F3 · kind: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 83,295 restricted shares which is exempt under Rule 16b-3(e). Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 83,295 | $81.47 | $6,786,043.65 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 238,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,862 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F2 · shares: Includes 6,511 shares of restricted stock which vested on the effective date of the merger. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.