Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Director | June 17, 2015 | June 19, 2015 |
| EVERSOURCE ENERGYES · Entity 3173 | Trustee | January 16, 2018 | January 17, 2018 |
| Paramount GlobalCBS, CBS.A · Entity 77673 | Director | February 15, 2018 | February 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date June 17, 2015 · Filed June 19, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 119,900.0608 |
Reported balance
After 2015-06-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-06-17 · Grant · Acquired 2,081.98 · Balance 119,900.0608 F1: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 153,977 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 153,977 |
| Common StockSEC Table I · non-derivative | IndirectAs Custodian for Children | 1,090.02 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,090.02 |
| Common StockSEC Table I · non-derivative | IndirectGRAT VIII | 77,840 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 77,840 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.
F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.
EVERSOURCE ENERGY
Report date January 16, 2018 · Filed January 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $5.00 par valueSEC Table I · non-derivative | Direct | 22,921 |
Reported balance
After 2018-01-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-16 · Grant · Acquired 2,175 · Balance 22,921 F1: Restricted share units that were granted on January 16, 2018 and will vest on May 2, 2018, subject to shareholder approval, and for which receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board. F2: Includes restricted share units and dividend equivalents thereon. |
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 49,495 |
Reported balance
Holding disclosure · report date 2018-01-16 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 49,495 F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted share units that were granted on January 16, 2018 and will vest on May 2, 2018, subject to shareholder approval, and for which receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Paramount Global
Report date February 15, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CBS Class B common stockSEC Table I · non-derivative | Direct | 69,020 |
Ending reported balance
After 2018-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-15 · Exercise / conversion · Acquired 3,066 · Balance 68,787 F1: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer. F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. Row 2 · 2018-02-15 · Grant · Acquired 233 · Balance 69,020 F3: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred. F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-15 · Exercise / conversion · Disposed 3,066 · Balance 0 F4: Granted under the Issuer's Equity Plan for Outside Directors. F5: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 3,525 |
Reported balance
After 2018-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-15 · Grant · Acquired 3,525 · Balance 3,525 F4: Granted under the Issuer's Equity Plan for Outside Directors. F6: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. |
| CBS Class B common stockSEC Table I · non-derivative | IndirectBy Family Trust | 1,500 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer.
F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74.
F3: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred.
F4: Granted under the Issuer's Equity Plan for Outside Directors.
F5: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock.
F6: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 1,600 | $45.70 | $73,120.00 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 9 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,215 Read SEC document |
| December 12, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 1,000 | $45.74 | $45,740.00 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 8 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,815 Read SEC document |
| December 12, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 900 | $45.67 | $41,103.00 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 7 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,815 Read SEC document |
| December 12, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 700 | $45.81 | $32,067.00 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 6 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,715 Read SEC document |
| December 12, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 600 | $45.83 | $27,498.00 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,415 Read SEC document |
| December 12, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 218 | $45.84 | $9,993.12 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,015 Read SEC document |
| December 12, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 100 | $45.66 | $4,566.00 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,233 Read SEC document |
| December 12, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 44,118 | $42.15 | $1,859,573.70 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2005 Filed Dec 12, 2005 16:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 4,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-05-003409 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,215 Read SEC document |
| April 27, 2005 Filed Apr 28, 2005 16:31 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 2,685 | $44.87 | $120,475.95 |
DisclosureSEC source: 0000070858-05-000218 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,975 F1 · kind: Shares represent payment of a portion of the annual retainer fee and an additional award of restricted shares under the Bank of A merica Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F2 · balance_after: Since the reporting person's last report, 29,695 shares have been distributed from the reporting person's GRAT II to the reportin g person. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 13:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 601 | $46.68 | $28,054.68 |
DisclosureSEC source: 0000070858-05-000061 · doc4.xml · nonDerivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,595 F2 · kind: Shares represent payment of a portion of the annual retainer fee and an additional award of restricted shares under the Bank of A merica Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 13:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 160,420 | $46.37 Strike: $42.31 | $7,438,675.40 |
DisclosureSEC source: 0000070858-05-000061 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 160,420 shares Expires 2008-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vested upon the reporting person's retirement from the Corporation. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 13:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 64,829 | $46.37 | $3,006,120.73 |
DisclosureSEC source: 0000070858-05-000061 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,994 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 13:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 160,420 | $46.37 | $7,438,675.40 |
DisclosureSEC source: 0000070858-05-000061 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 15:54 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000579 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,403 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| November 15, 2004 Filed Nov 19, 2004 15:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 4,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000554 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,403 F3 · price: These shares were gifted on the indicated date. F2 · balance_after: The securities included in this report and future reports reflect the Company's 2 for 1 stock split on August 27, 2004. Read SEC document |
| November 10, 2004 Filed Nov 19, 2004 15:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 64,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000554 · doc4.xml · nonDerivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 47,917 F1 · kind: Change in beneficial ownership from indirect to direct. F1 · price: Change in beneficial ownership from indirect to direct. F2 · balance_after: The securities included in this report and future reports reflect the Company's 2 for 1 stock split on August 27, 2004. Read SEC document |
| November 10, 2004 Filed Nov 19, 2004 15:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 64,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000554 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,043 F1 · kind: Change in beneficial ownership from indirect to direct. F1 · price: Change in beneficial ownership from indirect to direct. F2 · balance_after: The securities included in this report and future reports reflect the Company's 2 for 1 stock split on August 27, 2004. Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionOption, Right to Buy · Derivative | 167,713 | $30.66 Strike: $55.21 | $5,142,080.58 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · derivative · entry 18 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 167,713 shares Expires 2009-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionOption, Right to Buy · Derivative | 28,254 | $65.82 Strike: $65.82 | $1,859,678.28 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · derivative · entry 17 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,254 shares Expires 2005-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionOption, Right to Buy · Derivative | 22,618 | $65.82 Strike: $65.82 | $1,488,716.76 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · derivative · entry 16 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,618 shares Expires 2006-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionOption, Right to Buy · Derivative | 48,077 | $52.94 Strike: $52.94 | $2,545,196.38 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · derivative · entry 15 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,077 shares Expires 2007-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 4,900 | $87.61 | $429,289.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 14 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,171 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 3,800 | $87.60 | $332,880.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 13 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,071 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 40,000 | $87.56 | $3,502,400.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 12 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,871 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 3,234 | $87.55 | $283,136.70 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 11 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,871 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 1,700 | $87.54 | $148,818.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 10 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,105 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 2,900 | $87.53 | $253,837.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 9 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,805 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 9,100 | $87.52 | $796,432.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 8 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,705 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 107,300 | $87.50 | $9,388,750.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 7 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,805 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 20,000 | $87.46 | $1,749,200.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 6 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,105 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 10,200 | $87.45 | $891,990.00 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,105 Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 167,713 | $30.66 | $5,142,080.58 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 22,618 | $65.82 | $1,488,716.76 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 28,254 | $65.82 | $1,859,678.28 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2004 Filed Aug 19, 2004 15:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 48,077 | $52.94 | $2,545,196.38 |
DisclosureSEC source: 0000070858-04-000445 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 80,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 21 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,210 Underlying: Common Stock · 80,210 shares Expires not disclosed F9 · derivative.exercise_price: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F9 · price: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F10 · derivative.exercise_date: These restricted stock units vest in three equal installments commencing February 17, 2005. F10 · derivative.expiration_date: These restricted stock units vest in three equal installments commencing February 17, 2005. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 83,295 | $81.47 | $6,786,043.65 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 20 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8 · derivative.exercise_date: These performance restricted stock units fully vested on the effective date of the merger. F8 · derivative.expiration_date: These performance restricted stock units fully vested on the effective date of the merger. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPerformance Restricted Stock Units · Derivative | 83,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 19 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,295 Underlying: Common Stock · 83,295 shares Expires not disclosed F7 · derivative.exercise_price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8 · derivative.exercise_date: These performance restricted stock units fully vested on the effective date of the merger. F8 · derivative.expiration_date: These performance restricted stock units fully vested on the effective date of the merger. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 166,590 | $38.27 Strike: $38.27 | $6,375,399.30 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 18 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,590 Underlying: Common Stock · 166,590 shares Expires 2012-10-14 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 166,590 | $65.51 Strike: $65.51 | $10,913,310.90 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 17 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,590 Underlying: Common Stock · 166,590 shares Expires 2011-09-30 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 166,590 | $70.12 Strike: $70.12 | $11,681,290.80 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 16 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,590 Underlying: Common Stock · 166,590 shares Expires 2010-09-30 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 166,590 | $65.51 Strike: $65.51 | $10,913,310.90 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 15 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,590 Underlying: Common Stock · 166,590 shares Expires 2009-09-30 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 167,713 | $55.21 Strike: $55.21 | $9,259,434.73 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 14 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,713 Underlying: Common Stock · 167,713 shares Expires 2009-01-28 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 30,189 | $84.30 Strike: $84.30 | $2,544,932.70 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 13 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,189 Underlying: Common Stock · 30,189 shares Expires 2007-01-23 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 22,059 | $84.30 Strike: $84.30 | $1,859,573.70 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 12 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,059 Underlying: Common Stock · 22,059 shares Expires 2006-01-25 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 167,713 | $67.86 Strike: $67.86 | $11,381,004.18 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 11 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,713 Underlying: Common Stock · 167,713 shares Expires 2008-01-22 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 28,254 | $65.82 Strike: $65.82 | $1,859,678.28 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 10 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,254 Underlying: Common Stock · 28,254 shares Expires 2005-01-26 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 22,618 | $65.82 Strike: $65.82 | $1,488,716.76 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 9 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,618 Underlying: Common Stock · 22,618 shares Expires 2006-01-25 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 48,077 | $52.94 Strike: $52.94 | $2,545,196.38 |
DisclosureSEC source: 0000070858-04-000225 · doc4.xml · derivative · entry 8 GIFFORD CHARLES K · CIK 0001195062 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,077 Underlying: Common Stock · 48,077 shares Expires 2007-01-23 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.