Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CareDx, Inc.CDNA · Entity 4344 | Chief Marketing Officer | August 09, 2022 | August 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CareDx, Inc.
Report date August 09, 2022 · Filed August 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,420 |
Reported balance
After 2022-08-09 transaction · row 1
1 source rowRow 1 · 2022-08-09 · Grant · Acquired 31,298 · Balance 78,420 F1: The reported securities are represented by restricted stock units, 1/3rd of which shall vest on June 16, 2023 and 1/3rd of which shall vest on each anniversary thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.48 · Expires 2032-08-09 | Direct | 62,160 |
Reported balance
After 2022-08-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-09 · Grant · Acquired 62,160 · Balance 62,160 F2: 1/4th of the shares subject to the option shall vest on June 16, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are represented by restricted stock units, 1/3rd of which shall vest on June 16, 2023 and 1/3rd of which shall vest on each anniversary thereafter.
F2: 1/4th of the shares subject to the option shall vest on June 16, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2020 Filed Jan 27, 2020 18:50 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 817 | $21.67 | $17,704.39 |
DisclosureSEC source: 0001217234-20-000011 · wf-form4_158016898966336.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,892 F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 18:28 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,126 | $21.97 | $46,708.22 |
DisclosureSEC source: 0001721150-19-000002 · wf-form4_157602047802403.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,709 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 16:10 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021358 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,835 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on August 6, 2020 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 21:26 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 250 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018755 · doc4.xml · derivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 250 shares Expires 2027-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 21:26 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 9,542 | $35.74 | $341,045.39 |
DisclosureSEC source: 0000899243-19-018755 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,335 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.22 to $36.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 21:26 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 250 | $1.00 | $250.00 |
DisclosureSEC source: 0000899243-19-018755 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · derivative · entry 13 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2028-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 833 | $0.00 Strike: $6.31 | $0.00 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · derivative · entry 12 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,917 Underlying: Common Stock · 833 shares Expires 2028-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,667 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · derivative · entry 11 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,333 Underlying: Common Stock · 1,667 shares Expires 2027-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 278 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · derivative · entry 10 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 278 shares Expires 2027-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 417 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · derivative · entry 9 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 417 shares Expires 2027-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · derivative · entry 8 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 500 shares Expires 2027-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 30,840 | $38.38 | $1,183,512.76 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · nonDerivative · entry 7 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,627 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.59 to $40.32, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 12,500 | $12.24 | $153,000.00 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · nonDerivative · entry 6 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 833 | $6.31 | $5,256.23 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · nonDerivative · entry 5 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,667 | $5.90 | $9,835.30 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · nonDerivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 278 | $2.80 | $778.40 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 417 | $1.07 | $446.19 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:08 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 500 | $1.00 | $500.00 |
DisclosureSEC source: 0000899243-19-017819 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:42 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 4,322 | $32.80 | $141,761.60 |
DisclosureSEC source: 0000899243-19-015529 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,272 F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| May 03, 2019 Filed May 3, 2019 20:58 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 417 | $0.00 Strike: $6.31 | $0.00 |
DisclosureSEC source: 0000899243-19-012103 · doc4.xml · derivative · entry 5 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 Underlying: Common Stock · 417 shares Expires 2028-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| May 03, 2019 Filed May 3, 2019 20:58 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 833 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0000899243-19-012103 · doc4.xml · derivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 833 shares Expires 2027-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| May 03, 2019 Filed May 3, 2019 20:58 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 1,250 | $29.50 | $36,875.00 |
DisclosureSEC source: 0000899243-19-012103 · doc4.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,594 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 03, 2019 Filed May 3, 2019 20:58 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 417 | $6.31 | $2,631.27 |
DisclosureSEC source: 0000899243-19-012103 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 03, 2019 Filed May 3, 2019 20:58 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 833 | $5.90 | $4,914.70 |
DisclosureSEC source: 0000899243-19-012103 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,833 | $0.00 Strike: $6.31 | $0.00 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · derivative · entry 11 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,167 Underlying: Common Stock · 5,833 shares Expires 2028-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,167 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · derivative · entry 10 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,833 Underlying: Common Stock · 4,167 shares Expires 2027-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 416 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · derivative · entry 9 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,028 Underlying: Common Stock · 416 shares Expires 2027-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,041 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · derivative · entry 8 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,417 Underlying: Common Stock · 1,041 shares Expires 2027-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · derivative · entry 7 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,250 shares Expires 2027-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 10,000 | $29.81 | $298,064.00 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · nonDerivative · entry 6 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,594 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $31.43, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 5,833 | $6.31 | $36,806.23 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · nonDerivative · entry 5 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 4,167 | $5.90 | $24,585.30 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · nonDerivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 416 | $2.80 | $1,164.80 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,041 | $1.07 | $1,113.87 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 19:48 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,250 | $1.00 | $1,250.00 |
DisclosureSEC source: 0000899243-19-010617 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 21:36 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0000899243-19-004606 · doc4.xml · derivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 7,500 shares Expires 2027-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 21:36 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 7,500 | $29.03 | $217,725.00 |
DisclosureSEC source: 0000899243-19-004606 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,887 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.06, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 21:36 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 7,500 | $5.90 | $44,250.00 |
DisclosureSEC source: 0000899243-19-004606 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:34 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0000899243-19-004151 · doc4.xml · derivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 2,500 shares Expires 2027-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:34 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,500 | $25.00 | $62,500.00 |
DisclosureSEC source: 0000899243-19-004151 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,887 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.04, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:34 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 2,500 | $5.90 | $14,750.00 |
DisclosureSEC source: 0000899243-19-004151 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:55 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $27.17 | $0.00 |
DisclosureSEC source: 0000899243-19-002744 · doc4.xml · derivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2029-02-04 F4 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:55 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 3,045 | $27.17 | $82,732.65 |
DisclosureSEC source: 0000899243-19-002744 · doc4.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,887 F3 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the immediate vesting of restricted stock units. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:55 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002744 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,932 F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:55 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002744 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,932 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 4, 2019 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:19 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,556 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0000899243-19-000531 · doc4.xml · derivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,444 Underlying: Common Stock · 4,556 shares Expires 2027-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:19 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 4,556 | $2.80 | $12,756.80 |
DisclosureSEC source: 0000899243-19-000531 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 20:06 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 834 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0000899243-18-031739 · doc4.xml · derivative · entry 6 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,458 Underlying: Common Stock · 834 shares Expires 2027-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 20:06 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0000899243-18-031739 · doc4.xml · derivative · entry 5 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 1,000 shares Expires 2027-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.