Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CareDx, Inc.CDNA · Entity 4344 | Chief Marketing Officer | August 09, 2022 | August 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CareDx, Inc.
Report date August 09, 2022 · Filed August 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,420 |
Reported balance
After 2022-08-09 transaction · row 1
1 source rowRow 1 · 2022-08-09 · Grant · Acquired 31,298 · Balance 78,420 F1: The reported securities are represented by restricted stock units, 1/3rd of which shall vest on June 16, 2023 and 1/3rd of which shall vest on each anniversary thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.48 · Expires 2032-08-09 | Direct | 62,160 |
Reported balance
After 2022-08-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-09 · Grant · Acquired 62,160 · Balance 62,160 F2: 1/4th of the shares subject to the option shall vest on June 16, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are represented by restricted stock units, 1/3rd of which shall vest on June 16, 2023 and 1/3rd of which shall vest on each anniversary thereafter.
F2: 1/4th of the shares subject to the option shall vest on June 16, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2018 Filed Dec 26, 2018 20:06 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031739 · doc4.xml · derivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Underlying: Common Stock · 1,000 shares Expires 2027-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 20:06 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 834 | $1.07 | $892.38 |
DisclosureSEC source: 0000899243-18-031739 · doc4.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 20:06 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,000 | $2.80 | $2,800.00 |
DisclosureSEC source: 0000899243-18-031739 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 20:06 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,000 | $1.00 | $1,000.00 |
DisclosureSEC source: 0000899243-18-031739 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:23 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 11,500 | $24.60 | $282,900.00 |
DisclosureSEC source: 0000899243-18-026464 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,542 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 01, 2018 Filed Aug 1, 2018 19:32 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,708 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0000899243-18-021022 · doc4.xml · derivative · entry 5 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,292 Underlying: Common Stock · 2,708 shares Expires 2027-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| August 01, 2018 Filed Aug 1, 2018 19:32 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000899243-18-021022 · doc4.xml · derivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 3,750 shares Expires 2027-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| August 01, 2018 Filed Aug 1, 2018 19:32 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 9,458 | $14.03 | $132,734.52 |
DisclosureSEC source: 0000899243-18-021022 · doc4.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,042 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 01, 2018 Filed Aug 1, 2018 19:32 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 2,708 | $1.07 | $2,897.56 |
DisclosureSEC source: 0000899243-18-021022 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2018 Filed Aug 1, 2018 19:32 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 3,750 | $1.00 | $3,750.00 |
DisclosureSEC source: 0000899243-18-021022 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:39 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0000899243-18-019282 · doc4.xml · derivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-06-29 F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:39 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019282 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,500 F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:39 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019282 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,500 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| June 29, 2018 Filed Jul 12, 2018 19:19 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 3,458 | $12.24 | $42,325.92 |
DisclosureSEC source: 0000899243-18-019826 · doc4a.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,042 F1 · kind: This amendment is being filed solely to report the withholding of shares by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| January 19, 2018 Filed Jan 25, 2018 19:41 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.31 | $0.00 |
DisclosureSEC source: 0000899243-18-002023 · doc4.xml · derivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-01-19 F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 19, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:00 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0000899243-17-024892 · doc4.xml · derivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-10-27 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on October 20, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.