Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CareDx, Inc.CDNA · Entity 4344 | Chief Marketing Officer | August 09, 2022 | August 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CareDx, Inc.
Report date August 09, 2022 · Filed August 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,420 |
Reported balance
After 2022-08-09 transaction · row 1
1 source rowRow 1 · 2022-08-09 · Grant · Acquired 31,298 · Balance 78,420 F1: The reported securities are represented by restricted stock units, 1/3rd of which shall vest on June 16, 2023 and 1/3rd of which shall vest on each anniversary thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.48 · Expires 2032-08-09 | Direct | 62,160 |
Reported balance
After 2022-08-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-09 · Grant · Acquired 62,160 · Balance 62,160 F2: 1/4th of the shares subject to the option shall vest on June 16, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are represented by restricted stock units, 1/3rd of which shall vest on June 16, 2023 and 1/3rd of which shall vest on each anniversary thereafter.
F2: 1/4th of the shares subject to the option shall vest on June 16, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,601 | $87.56 | $227,749.54 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 10 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,605 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $87.06 to $88.03, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 1,400 | $86.46 | $121,043.16 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 9 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,206 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $85.99 to $86.915, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 700 | $85.24 | $59,666.04 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 8 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,606 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $84.76 to $85.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,000 | $27.17 | $27,170.00 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 7 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,250 | $6.31 | $7,887.50 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 6 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 3,125 | $12.24 | $38,250.00 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 5 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 750 | $1.00 | $750.00 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 417 | $2.80 | $1,167.60 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 2,500 | $5.90 | $14,750.00 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 833 | $1.07 | $891.31 |
DisclosureSEC source: 0001217234-21-000018 · wf-form4_161074925300821.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 15 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 2,000 shares Expires 2027-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,667 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 14 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,667 shares Expires 2027-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,334 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 13 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,833 Underlying: Common Stock · 8,334 shares Expires 2028-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,667 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 12 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,833 Underlying: Common Stock · 6,667 shares Expires 2027-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,111 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 11 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528 Underlying: Common Stock · 1,111 shares Expires 2027-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,667 | $0.00 Strike: $27.17 | $0.00 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 10 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,333 Underlying: Common Stock · 2,667 shares Expires 2029-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $6.31 | $0.00 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · derivative · entry 9 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 3,333 shares Expires 2028-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 40,775 | $50.62 | $2,064,209.91 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 8 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,431 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.16 to $51.10, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 2,000 | $1.00 | $2,000.00 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 7 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,667 | $1.07 | $1,783.69 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 6 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 8,334 | $12.24 | $102,008.16 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 5 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 6,667 | $5.90 | $39,335.30 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,111 | $2.80 | $3,110.80 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 2,667 | $27.17 | $72,462.39 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 17:03 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 3,333 | $6.31 | $21,031.23 |
DisclosureSEC source: 0001217234-20-000184 · wf-form4_160227742391391.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 19:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 309 | $34.65 | $10,706.85 |
DisclosureSEC source: 0001217234-20-000154 · wf-form4_159684177791746.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,427 F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. F2 · balance_after: These shares remain subject to a lock-up agreement entered into among the Reporting Person and the representatives of the underwriters for the Issuer's public offering of common stock completed in June 2020. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 21:28 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $34.49 | $0.00 |
DisclosureSEC source: 0001217234-20-000133 · wf-form4_159417166984525.xml · derivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2030-07-06 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on July 6, 2021 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 21:28 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-20-000133 · wf-form4_159417166984525.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on July 6, 2021 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 19:21 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 25,402 | $33.10 | $840,839.22 |
DisclosureSEC source: 0001217234-20-000069 · wf-form4_159105369591015.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,334 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:22 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 4,843 | $32.82 | $158,947.26 |
DisclosureSEC source: 0001217234-20-000074 · wf-form4_159119774193629.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,893 F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,833 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 15 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 5,833 shares Expires 2027-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · derivative.exercise_date: 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,111 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 14 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,639 Underlying: Common Stock · 1,111 shares Expires 2027-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · derivative.exercise_date: 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $27.17 | $0.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 13 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 4,000 shares Expires 2029-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,458 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 12 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,542 Underlying: Common Stock · 1,458 shares Expires 2027-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,333 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 11 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,167 Underlying: Common Stock · 8,333 shares Expires 2028-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 10 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 1,750 shares Expires 2027-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,917 | $0.00 Strike: $6.31 | $0.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · derivative · entry 9 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,917 shares Expires 2028-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 25,402 | $33.10 | $840,839.22 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 8 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,736 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 5,833 | $5.90 | $34,414.70 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 7 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,111 | $2.80 | $3,110.80 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 6 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 4,000 | $27.17 | $108,680.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 5 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,458 | $1.07 | $1,560.06 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 4 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 8,333 | $12.24 | $101,995.92 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 1,750 | $1.00 | $1,750.00 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 11:06 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 2,917 | $6.31 | $18,406.27 |
DisclosureSEC source: 0001217234-20-000071 · wf-form4a_159119678944769.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 16:59 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 2,766 | $22.44 | $62,069.04 |
DisclosureSEC source: 0001217234-20-000038 · wf-form4_158318635595552.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,736 F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 16:59 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-20-000038 · wf-form4_158318635595552.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,502 F1 · shares: The reported securities were represented by restricted performance stock units that were granted on February 4, 2019, 100% of which vested on February 27, 2020 upon the achievement of the requisite performance criteria. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 21:15 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 7,390 | $26.01 | $192,220.55 |
DisclosureSEC source: 0001217234-20-000023 · wf-form4_158173290127239.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,502 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.05, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 16:53 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $24.35 | $0.00 |
DisclosureSEC source: 0001217234-20-000021 · wf-form4_158093956953017.xml · derivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2030-02-03 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 29, 2021 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 16:53 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-20-000021 · wf-form4_158093956953017.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,892 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on January 29, 2021 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.