Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonos IncSONO · Entity 1773 | Chief People Officer | August 15, 2022 | August 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonos Inc
Report date August 15, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,864 |
Ending reported balance
After 2022-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-15 · Exercise / conversion · Acquired 20,520 · Balance 121,669 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2022-08-15 · Tax withholding · Disposed 10,805 · Balance 110,864 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 114,901 |
Reported balance
After 2022-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-15 · Exercise / conversion · Disposed 1,101 · Balance 114,901 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,482 |
Reported balance
After 2022-08-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-08-15 · Exercise / conversion · Disposed 19,419 · Balance 95,482 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F5: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed May 19, 2020 19:10 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 94,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,142 Underlying: Common Stock · 94,737 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,405 Underlying: Common Stock · 105,263 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 6,149 | $9.08 | $55,832.92 |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,690 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 11,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 11,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001393 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,142 Underlying: Common Stock · 11,679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:02 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 4,428 | $13.42 | $59,423.76 |
DisclosureSEC source: 0001562180-20-001393 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,161 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 11,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001393 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 20:00 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 11,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005600 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,821 Underlying: Common Stock · 11,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 20:00 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 4,039 | $14.85 | $59,979.15 |
DisclosureSEC source: 0001562180-19-005600 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,910 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 20:00 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 11,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-005600 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| August 15, 2019 Filed Oct 1, 2019 16:36 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 11,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005001 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,499 Underlying: Common Stock · 11,679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 15, 2019. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 15, 2019 Filed Oct 1, 2019 16:36 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 4,039 | $10.59 | $42,773.01 |
DisclosureSEC source: 0001562180-19-005001 · primarydocument.xml · nonDerivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,271 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the restricted stock units ("RSUs") to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2019 Filed Oct 1, 2019 16:36 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 11,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-005001 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 15, 2019. F4 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:12 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 11,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002955 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,178 Underlying: Common Stock · 11,678 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F3 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary of the initial vesting date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:12 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 3,841 | $10.59 | $40,676.19 |
DisclosureSEC source: 0001562180-19-002955 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,837 F2 · kind: Represents the number of shares withheld upon the vesting of RSUs to cover tax withholding obligations, based on the closing price of the Issuer's Common Stock on May 14, 2019. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:12 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 11,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002955 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| May 15, 2019 Filed Oct 1, 2019 16:36 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 206 | $10.59 | $2,181.54 |
DisclosureSEC source: 0001562180-19-005001 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,631 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the restricted stock units ("RSUs") to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. F2 · shares: As the result of an administrative error, the number of shares that were withheld on May 15, 2019 to cover taxes due upon the release and settlement of the RSUs was under-reported in the Form 4 that was filed by the Reporting Person with the U.S. Securities and Exchange Commission on May 17, 2019. This amendment corrects such error. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:03 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 186,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004878 · doc1.xml · derivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,856 Underlying: Common Stock · 186,856 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.