person · Reporting owner
GRAZIADIO G LOUIS III
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Veritone, Inc.VERI · Entity 6925 | Director | August 18, 2022 | August 22, 2022 |
| World Point Terminals, LPWPT · Entity 174460 | Director · See Remarks | June 30, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Veritone, Inc.
Report date August 18, 2022 · Filed August 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,554 |
Ending reported balance
After 2022-08-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-18 · Purchase · Acquired 5,000 · Balance 157,054 F1: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Row 2 · 2022-08-19 · Purchase · Acquired 2,500 · Balance 159,554 |
| Common StockSEC Table I · non-derivative | IndirectBy Graziadio Family Trust | 121,592 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 121,592 F2: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Graziadio Dynasty Trust II | 17,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,534 F3: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 5,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,534 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 5,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,534 |
| Common StockSEC Table I · non-derivative | IndirectBy Ginarra | 206,508 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 206,508 F4: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 4,868 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 4,868 |
| Common StockSEC Table I · non-derivative | IndirectBy Annuity Trust | 7,134 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 7,134 F5: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Ginmarra | 16,091 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 16,091 F6: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Gino Trust | 4,517 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 4,517 F7: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Marianna Trust | 4,517 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 4,517 F8: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation | 2,334 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 2,334 F9: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Boss Holdings | 59,271 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 59,271 F10: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Western Metals Corporation | 3,693 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 3,693 F11: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares.
F3: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.
F4: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares.
F5: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares.
F6: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.
F7: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares.
F8: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares.
F9: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.
F10: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.
F11: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.
World Point Terminals, LP
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units (Limited Partner Interests)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-30 transaction · row 1
1 source rowRow 1 · 2017-06-30 · Sale · Disposed 3,334 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACACIA RESEARCH CORP
Report date June 20, 2018 · Filed October 26, 2018
Section 16 reporting ended · disclosed 2018-10-26. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,430 | $15.00 | $21,450.00 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 12 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Western Metals Disclosed balance after: 1,430 F7 · ownership.nature: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 11,601 | $13.78 | $159,903.54 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 11 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Boss Holdings Disclosed balance after: 61,406 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F6 · ownership.nature: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 34,805 | $14.56 | $506,687.71 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 10 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Boss Holdings Disclosed balance after: 49,805 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F6 · ownership.nature: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 15,000 | $15.00 | $225,000.00 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 9 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Boss Holdings Disclosed balance after: 15,000 F6 · ownership.nature: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 180 | $13.78 | $2,481.05 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 8 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 2,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F5 · ownership.nature: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 541 | $14.56 | $7,875.82 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 7 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 2,320 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F5 · ownership.nature: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 349 | $15.64 | $5,458.36 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 6 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 1,779 F5 · ownership.nature: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,430 | $15.00 | $21,450.00 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 5 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 1,430 F5 · ownership.nature: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 6,856 | $15.64 | $107,227.84 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annuity Trust Disclosed balance after: 6,856 F4 · ownership.nature: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and Mr. Graziadio's minor children are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 569 | $13.78 | $7,842.87 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Marianna Trust Disclosed balance after: 4,775 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of Mr. Graziadio's minor child, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his minor child in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,706 | $14.56 | $24,835.78 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Marianna Trust Disclosed balance after: 4,206 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of Mr. Graziadio's minor child, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his minor child in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,500 | $15.00 | $37,500.00 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Marianna Trust Disclosed balance after: 2,500 F3 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of Mr. Graziadio's minor child, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his minor child in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 569 | $13.78 | $7,842.87 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 28 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gino Trust Disclosed balance after: 4,775 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F9 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of Mr. Graziadio's minor child, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his minor child in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,706 | $14.56 | $24,835.78 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 27 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gino Trust Disclosed balance after: 4,206 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F9 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of Mr. Graziadio's minor child, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his minor child in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,500 | $15.00 | $37,500.00 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 26 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gino Trust Disclosed balance after: 2,500 F9 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of Mr. Graziadio's minor child, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his minor child in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 4,159 | $13.78 | $57,325.99 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 25 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginmarra Disclosed balance after: 16,636 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F8 · ownership.nature: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT, Gina-Carra and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 12,477 | $14.56 | $181,638.92 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 24 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginmarra Disclosed balance after: 12,477 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F8 · ownership.nature: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT, Gina-Carra and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 80 | $13.78 | $1,102.69 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 23 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 2,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F7 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 241 | $14.56 | $3,508.45 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 22 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 2,420 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F7 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,179 | $15.64 | $18,439.56 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 21 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 2,179 F7 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,000 | $15.00 | $15,000.00 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 20 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 1,000 F7 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 80 | $13.78 | $1,102.69 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 19 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 2,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F6 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, George L. Graziadio IV. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 241 | $14.56 | $3,508.45 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 18 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 2,420 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F6 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, George L. Graziadio IV. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,179 | $15.64 | $18,439.56 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 17 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 2,179 F6 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, George L. Graziadio IV. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,000 | $15.00 | $15,000.00 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 16 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 1,000 F6 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, George L. Graziadio IV. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,500 | $15.64 | $23,460.00 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 15 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,500 Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 229 | $13.78 | $3,156.44 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 14 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginarra Disclosed balance after: 3,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F5 · ownership.nature: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company owned by GFT and Gina-Carra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 688 | $14.56 | $10,015.84 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 13 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginarra Disclosed balance after: 2,771 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F5 · ownership.nature: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company owned by GFT and Gina-Carra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,083 | $15.64 | $32,578.12 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 12 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginarra Disclosed balance after: 2,083 F5 · ownership.nature: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company owned by GFT and Gina-Carra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,146 | $13.78 | $15,796.01 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 11 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gina Carra Disclosed balance after: 10,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F4 · ownership.nature: These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of one of the general partners, which is a trust for the benefit of an adult daughter of Mr. Graziadio. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 3,439 | $14.56 | $50,064.62 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 10 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gina Carra Disclosed balance after: 8,854 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F4 · ownership.nature: These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of one of the general partners, which is a trust for the benefit of an adult daughter of Mr. Graziadio. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 5,415 | $15.64 | $84,690.60 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 9 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gina Carra Disclosed balance after: 5,415 F4 · ownership.nature: These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of one of the general partners, which is a trust for the benefit of an adult daughter of Mr. Graziadio. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra as he has no pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,890 | $13.78 | $26,051.00 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 8 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GFT Disclosed balance after: 102,427 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 5,671 | $14.56 | $82,557.85 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 7 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GFT Disclosed balance after: 100,537 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 49,818 | $15.64 | $779,153.52 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 6 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GFT Disclosed balance after: 94,866 F3 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 45,048 | $15.00 | $675,720.00 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 5 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GFT Disclosed balance after: 45,048 F3 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,281 | $13.78 | $17,656.79 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,836 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 3,842 | $14.56 | $55,931.45 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,555 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 41,621 | $15.64 | $650,952.44 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,713 Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 30,092 | $15.00 | $451,380.00 |
DisclosureSEC source: 0001140361-17-021065 · doc1.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,092 Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:49 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,500 | $4.99 | $12,464.75 |
DisclosureSEC source: 0000899243-17-013231 · doc4.xml · nonDerivative · entry 6 GRAZIADIO G LOUIS III · CIK 0001077131 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · George & Reva Graziadio Foundation Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.20, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F6 · ownership.nature: Shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation. Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:49 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 5,000 | $4.99 | $24,929.50 |
DisclosureSEC source: 0000899243-17-013231 · doc4.xml · nonDerivative · entry 5 GRAZIADIO G LOUIS III · CIK 0001077131 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Marianna R. Graziadio (minor children) Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.20, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F5 · ownership.nature: These shares were purchased for Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:49 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 5,000 | $4.99 | $24,929.50 |
DisclosureSEC source: 0000899243-17-013231 · doc4.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · George L. Graziadio, IV (minor children) Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.20, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F4 · ownership.nature: These shares were purchased for Mr. Graziadio's minor child, George L. Graziadio, IV. Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:49 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 10,000 | $4.99 | $49,859.00 |
DisclosureSEC source: 0000899243-17-013231 · doc4.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · The Gina-Carra Partnership Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.20, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of one of the general partners, which is a trust for the benefit of an adult daughter of Mr. Graziadio. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra. Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:49 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 50,011 | $4.99 | $249,349.84 |
DisclosureSEC source: 0000899243-17-013231 · doc4.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Graziadio Family Trust dtd 11/13/75 Disclosed balance after: 305,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.20, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:49 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 24,934 | $4.99 | $124,318.43 |
DisclosureSEC source: 0000899243-17-013231 · doc4.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,701 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.20, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 11, 2017 Filed May 15, 2017 20:36 UTC | Veritone, Inc. VERI · Entity 6925 | GrantRestricted stock units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-020882 · doc1.xml · derivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Veritone common stock. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the reporting person's completion of one (1) year of Board service measured from May 11, 2017 (the "Grant Date") or (ii) the day immediately preceding the date of the regular annual stockholders meeting next following the Grant Date. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the reporting person's completion of one (1) year of Board service measured from May 11, 2017 (the "Grant Date") or (ii) the day immediately preceding the date of the regular annual stockholders meeting next following the Grant Date. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:30 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,500 | $4.92 | $12,310.25 |
DisclosureSEC source: 0001077131-17-000007 · edgar.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · George and Reva Graziadio Foundation Disclosed balance after: 12,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.80 to $5.05, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: Shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:30 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 15,200 | $4.92 | $74,846.32 |
DisclosureSEC source: 0001077131-17-000007 · edgar.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Graziadio Family Trust u/d/t 11/13/75 Disclosed balance after: 255,489 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.80 to $5.05, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:30 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 22,300 | $4.92 | $109,807.43 |
DisclosureSEC source: 0001077131-17-000007 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,767 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.80 to $5.05, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.