person · Reporting owner
GRAZIADIO G LOUIS III
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Veritone, Inc.VERI · Entity 6925 | Director | August 18, 2022 | August 22, 2022 |
| World Point Terminals, LPWPT · Entity 174460 | Director · See Remarks | June 30, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Veritone, Inc.
Report date August 18, 2022 · Filed August 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,554 |
Ending reported balance
After 2022-08-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-18 · Purchase · Acquired 5,000 · Balance 157,054 F1: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Row 2 · 2022-08-19 · Purchase · Acquired 2,500 · Balance 159,554 |
| Common StockSEC Table I · non-derivative | IndirectBy Graziadio Family Trust | 121,592 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 121,592 F2: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Graziadio Dynasty Trust II | 17,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,534 F3: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 5,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,534 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 5,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,534 |
| Common StockSEC Table I · non-derivative | IndirectBy Ginarra | 206,508 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 206,508 F4: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 4,868 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 4,868 |
| Common StockSEC Table I · non-derivative | IndirectBy Annuity Trust | 7,134 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 7,134 F5: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Ginmarra | 16,091 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 16,091 F6: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Gino Trust | 4,517 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 4,517 F7: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Marianna Trust | 4,517 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 4,517 F8: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation | 2,334 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 2,334 F9: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Boss Holdings | 59,271 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 59,271 F10: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Western Metals Corporation | 3,693 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 3,693 F11: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares.
F3: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.
F4: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares.
F5: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares.
F6: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.
F7: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares.
F8: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares.
F9: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.
F10: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.
F11: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.
World Point Terminals, LP
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units (Limited Partner Interests)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-30 transaction · row 1
1 source rowRow 1 · 2017-06-30 · Sale · Disposed 3,334 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACACIA RESEARCH CORP
Report date June 20, 2018 · Filed October 26, 2018
Section 16 reporting ended · disclosed 2018-10-26. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2018 Filed Mar 15, 2018 19:36 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 500 | $14.53 | $7,263.50 |
DisclosureSEC source: 0001593968-18-000573 · primary_01.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,849 F2 · price: Reflects the weighted-average purchase price for an aggregate of 500 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 16:11 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 10,600 | $3.63 | $38,488.60 |
DisclosureSEC source: 0001077131-18-000014 · edgar.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Graziadio Family Trust dtd 11/13/75 Disclosed balance after: 354,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.650, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 16:11 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 7,000 | $3.63 | $25,417.00 |
DisclosureSEC source: 0001077131-18-000014 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,051 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.650, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 19:36 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 3,000 | $14.64 | $43,920.00 |
DisclosureSEC source: 0001593968-18-000573 · primary_01.xml · nonDerivative · entry 5 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust Disclosed balance after: 3,000 F6 · price: Reflects the weighted-average purchase price for an aggregate of 3,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F7 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 19:36 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 4,000 | $14.64 | $58,560.00 |
DisclosureSEC source: 0001593968-18-000573 · primary_01.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 135,000 F3 · price: Reflects the weighted-average purchase price for an aggregate of 4,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 19:36 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,000 | $14.64 | $14,640.00 |
DisclosureSEC source: 0001593968-18-000573 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,349 F1 · price: Reflects the weighted-average purchase price for an aggregate of 1,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 19:22 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 6,500 | $3.70 | $24,050.00 |
DisclosureSEC source: 0001077131-18-000012 · edgar.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Graziadio Family Trust dtd 11/13/75 Disclosed balance after: 343,900 F1 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 19:22 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 4,000 | $3.70 | $14,800.00 |
DisclosureSEC source: 0001077131-18-000012 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,051 Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 21:31 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,000 | $3.65 | $7,300.00 |
DisclosureSEC source: 0001077131-18-000010 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,051 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 18:09 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 3,900 | $3.50 | $13,637.52 |
DisclosureSEC source: 0001077131-18-000008 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,051 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.45 to $3.50, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:40 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 3,000 | $3.45 | $10,350.00 |
DisclosureSEC source: 0001077131-18-000006 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Graziadio Family Trust dtd 11/13/75 Disclosed balance after: 337,400 F1 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:37 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 5,000 | $3.61 | $18,029.00 |
DisclosureSEC source: 0001077131-18-000004 · edgar.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · George L. Graziadio IV (minor children) Disclosed balance after: 21,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F4 · ownership.nature: These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:37 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 5,000 | $3.61 | $18,029.00 |
DisclosureSEC source: 0001077131-18-000004 · edgar.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianna R. Graziadio (minor children) Disclosed balance after: 21,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:37 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 10,000 | $3.61 | $36,058.00 |
DisclosureSEC source: 0001077131-18-000004 · edgar.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Graziadio Family Trust u/d/t 11/13/75 Disclosed balance after: 334,400 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:37 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 10,000 | $3.61 | $36,058.00 |
DisclosureSEC source: 0001077131-18-000004 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,151 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:28 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001077131-18-000002 · edgar.xml · derivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Acacia Research Corporation Common Stock · 250,000 shares Expires 2025-01-02 F1 · derivative.exercise_date: The option shares are execisable in six equal installments over a three-year term beginning from January 2, 2018. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 15:53 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 10,700 | $4.01 | $42,868.48 |
DisclosureSEC source: 0001077131-17-000027 · edgar.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Graziadio Family Trust dtd 11/13/75 Disclosed balance after: 324,400 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.05, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 15:53 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 5,000 | $4.01 | $20,032.00 |
DisclosureSEC source: 0001077131-17-000027 · edgar.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Gina-Carra Partnership Disclosed balance after: 25,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.05, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of each of the general partners, which are trusts for the benefit of Mr. Graziadio's children. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 15:53 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 17,200 | $4.01 | $68,910.08 |
DisclosureSEC source: 0001077131-17-000027 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,151 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.05, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 20:03 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 22,600 | $3.95 | $89,360.40 |
DisclosureSEC source: 0001077131-17-000023 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,951 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.85 to $4.00, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 19:29 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 15,000 | $4.00 | $60,000.00 |
DisclosureSEC source: 0001077131-17-000025 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,951 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:31 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 8,200 | $3.40 | $27,880.00 |
DisclosureSEC source: 0001077131-17-000021 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Graziadio Family Trust dtd 11/13/75 Disclosed balance after: 313,700 F1 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 17:23 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 1,000 | $3.35 | $3,350.00 |
DisclosureSEC source: 0001077131-17-000017 · edgar.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · George L. Graziadio IV (minor children) Disclosed balance after: 16,000 F3 · ownership.nature: These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 17:23 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 1,000 | $3.35 | $3,350.00 |
DisclosureSEC source: 0001077131-17-000017 · edgar.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianna R. Graziadio (minor children) Disclosed balance after: 16,000 F2 · ownership.nature: These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 17:23 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,500 | $3.35 | $8,377.25 |
DisclosureSEC source: 0001077131-17-000017 · edgar.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Spouse Disclosed balance after: 5,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.35 to $3.40, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 17:23 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 14,500 | $3.35 | $48,588.05 |
DisclosureSEC source: 0001077131-17-000017 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,351 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.35 to $3.40, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 14:26 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 1,000 | $3.35 | $3,350.00 |
DisclosureSEC source: 0001077131-17-000019 · edgar.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · George L. Graziadio IV (minor children) Disclosed balance after: 16,000 F3 · ownership.nature: These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 14:26 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 1,000 | $3.35 | $3,350.00 |
DisclosureSEC source: 0001077131-17-000019 · edgar.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianna R. Graziadio (minor children) Disclosed balance after: 16,000 F2 · ownership.nature: These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 14:26 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,500 | $3.35 | $8,377.25 |
DisclosureSEC source: 0001077131-17-000019 · edgar.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Spouse Disclosed balance after: 5,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.35 to $3.40, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 14:26 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 14,500 | $3.35 | $48,588.05 |
DisclosureSEC source: 0001077131-17-000019 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,351 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.35 to $3.40, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 01:16 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,556 | $3.20 | $8,179.20 |
DisclosureSEC source: 0001077131-17-000015 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,851 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 20:52 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,500 | $3.30 | $8,237.50 |
DisclosureSEC source: 0001077131-17-000013 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,295 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.275 to $3.30, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 20:36 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 800 | $3.30 | $2,640.00 |
DisclosureSEC source: 0001077131-17-000011 · edgar.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,795 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 20:36 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 5,000 | $3.12 | $15,613.00 |
DisclosureSEC source: 0001077131-17-000011 · edgar.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · George and Reva Graziadio Foundation Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.20, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: Shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 20:36 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 16,294 | $3.12 | $50,879.64 |
DisclosureSEC source: 0001077131-17-000011 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,995 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.20, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 15:58 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 10,000 | $3.08 | $30,808.00 |
DisclosureSEC source: 0001077131-17-000009 · edgar.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,701 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.15, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:55 UTC | World Point Terminals, LP WPT · Entity 174460 | SaleCommon Units (Limited Partner Interests) | 3,334 | $17.30 | $57,678.20 |
DisclosureSEC source: 0001144204-17-035774 · v470355_4.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 16, 2017 Filed May 18, 2017 18:14 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 144 | $11.67 | $1,680.48 |
DisclosureSEC source: 0001140361-17-021418 · doc1.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annuity Trust Disclosed balance after: 8,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.46 to $11.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and Mr. Graziadio's minor children are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 16, 2017 Filed May 18, 2017 18:14 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 23,973 | $11.67 | $279,764.91 |
DisclosureSEC source: 0001140361-17-021418 · doc1.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GFT Disclosed balance after: 131,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.46 to $11.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 16, 2017 Filed May 18, 2017 18:14 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 663 | $11.67 | $7,737.21 |
DisclosureSEC source: 0001140361-17-021418 · doc1.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,349 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.46 to $11.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,200 | $10.61 | $12,732.00 |
DisclosureSEC source: 0001140361-17-021252 · doc1.xml · nonDerivative · entry 8 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annuity Trust Disclosed balance after: 8,056 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F7 · ownership.nature: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and Mr. Graziadio's minor children are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 200 | $10.61 | $2,122.00 |
DisclosureSEC source: 0001140361-17-021252 · doc1.xml · nonDerivative · entry 7 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 2,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F6 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, Marianna R. Graziadio. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 200 | $10.61 | $2,122.00 |
DisclosureSEC source: 0001140361-17-021252 · doc1.xml · nonDerivative · entry 6 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 2,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F5 · ownership.nature: Shares owned in the name of Mr. Graziadio's minor child, George L. Graziadio IV. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 300 | $10.61 | $3,183.00 |
DisclosureSEC source: 0001140361-17-021252 · doc1.xml · nonDerivative · entry 5 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,800 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 300 | $10.61 | $3,183.00 |
DisclosureSEC source: 0001140361-17-021252 · doc1.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginarra Disclosed balance after: 3,300 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F4 · ownership.nature: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company owned by GFT and Gina-Carra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 500 | $10.61 | $5,305.00 |
DisclosureSEC source: 0001140361-17-021252 · doc1.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gina Carra Disclosed balance after: 10,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of one of the general partners, which is a trust for the benefit of an adult daughter of Mr. Graziadio. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra as he has no pecuniary interest in such shares. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 4,600 | $10.61 | $48,806.00 |
DisclosureSEC source: 0001140361-17-021252 · doc1.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GFT Disclosed balance after: 107,027 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 4,850 | $10.61 | $51,458.50 |
DisclosureSEC source: 0001140361-17-021252 · doc1.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,686 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 715 | $13.78 | $9,855.27 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 14 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Western Metals Disclosed balance after: 4,289 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F7 · ownership.nature: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,144 | $14.56 | $31,212.14 |
DisclosureSEC source: 0001140361-17-021066 · doc1.xml · nonDerivative · entry 13 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Western Metals Disclosed balance after: 3,574 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F7 · ownership.nature: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.