person · Reporting owner

Spero Vincent A

Disclosed activity across 1 company

Tapewire entity: 124364
SEC CIK: 0001477501

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354	EVP, Head of Comml Real Estate	August 18, 2022	August 22, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date August 18, 2022 · Filed August 22, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	37,178.971	Reported balance After 2022-08-18 transaction · row 1 1 source row Row 1 · 2022-08-18 · Sale · Disposed 3,500 · Balance 37,178.971
Common StockSEC Table I · non-derivative	Indirect401(k) Plan/Profit Sharing	17,999.992	Reported balance Holding disclosure · report date 2022-08-18 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 17,999.992 F1: Includes 401(k) contributions used to purchase PGC stock.
Common StockSEC Table I · non-derivative	IndirectEmployee Stock Purchase Plan	5,121.5457	Reported balance Holding disclosure · report date 2022-08-18 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 5,121.5457 F2: Includes shares received through dividend reinvestment since the last filing.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	273	Reported balance Holding disclosure · report date 2022-08-18 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 273 F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F4: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	19,222	Reported balance Holding disclosure · report date 2022-08-18 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 19,222 F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F5: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	8,645	Reported balance Holding disclosure · report date 2022-08-18 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 8,645 F6: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F7: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 401(k) contributions used to purchase PGC stock.

F2: Includes shares received through dividend reinvestment since the last filing.

F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F7: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 03, 2017 Filed Jan 4, 2017 21:35 UTC	PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354	Tax withholdingCommon Stock	375	$10.72	$4,020.00	Disclosure SEC source: 0001273412-17-000004 · edgar.xml · nonDerivative · entry 1 Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,656.742 Read SEC document
December 04, 2016 Filed Dec 6, 2016 18:43 UTC	PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354	Tax withholdingCommon Stock	258	$22.72	$5,861.76	Disclosure SEC source: 0001273412-16-000164 · edgar.xml · nonDerivative · entry 1 Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,031.742 Read SEC document
November 23, 2016 Filed Nov 23, 2016 18:53 UTC	PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354	Exercise / conversionStock Option (right to buy) · Derivative	3,000	Not disclosed Strike: $11.91	Not disclosed	Disclosure SEC source: 0001273412-16-000160 · edgar.xml · derivative · entry 6 Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Option grant has no purchase or sale price F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on November 19, 2010, 2011, 2012, 2013 and 2014. Read SEC document
November 23, 2016 Filed Nov 23, 2016 18:53 UTC	PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354	SaleCommon Stock	3,000	$26.28	$78,839.40	Disclosure SEC source: 0001273412-16-000160 · edgar.xml · nonDerivative · entry 2 Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,289.742 Read SEC document
November 23, 2016 Filed Nov 23, 2016 18:53 UTC	PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354	Exercise / conversionCommon Stock	3,000	$11.91	$35,730.00	Disclosure SEC source: 0001273412-16-000160 · edgar.xml · nonDerivative · entry 1 Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,289.742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 23, 2016 Filed Dec 6, 2016 18:43 UTC	PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354	Exercise / conversionStock Option (right to buy) · Derivative	3,000	Not disclosed Strike: $11.91	Not disclosed	Disclosure SEC source: 0001273412-16-000164 · edgar.xml · derivative · entry 5 Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Option grant has no purchase or sale price F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on November 19, 2010, 2011, 2012, 2013 and 2014. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.