Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS CORPORATE INVESTORSMCI · Entity 2765 | Associate Director | January 25, 2019 | February 01, 2019 |
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDBGH · Entity 8993 | Associate Director | February 07, 2019 | February 14, 2019 |
| BARINGS PARTICIPATION INVESTORSMPV · Entity 6389 | Associate Director | January 25, 2019 | February 01, 2019 |
| Barings BDC, Inc.BBDC · Entity 4971 | Associate Director | May 04, 2020 | May 05, 2020 |
| Barings Capital Investment CorpNONE · Entity 70260 | Chief Legal Officer | August 24, 2020 | August 24, 2020 |
| Barings Private Credit CorpBPCC · Entity 70480 | Chief Legal Officer | July 09, 2021 | July 09, 2021 |
| Cascade Private Capital Fund(NONE) · Entity 10278 | Trustee | August 22, 2022 | August 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS CORPORATE INVESTORS
Report date January 25, 2019 · Filed February 01, 2019
This filing explicitly reported no securities owned.
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Report date February 07, 2019 · Filed February 14, 2019
This filing explicitly reported no securities owned.
BARINGS PARTICIPATION INVESTORS
Report date January 25, 2019 · Filed February 01, 2019
This filing explicitly reported no securities owned.
Barings BDC, Inc.
Report date May 04, 2020 · Filed May 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ("Shares")SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-04 transaction · row 1
1 source rowRow 1 · 2020-05-04 · Sale · Disposed 500 · Balance 0 |
Barings Capital Investment Corp
Report date August 24, 2020 · Filed August 24, 2020
This filing explicitly reported no securities owned.
Barings Private Credit Corp
Report date July 09, 2021 · Filed July 09, 2021
This filing explicitly reported no securities owned.
Cascade Private Capital Fund
Report date August 22, 2022 · Filed August 26, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 5, 2020 17:31 UTC | Barings BDC, Inc. BBDC · Entity 4971 | SaleCommon Stock ("Shares") | 500 | $6.84 | $3,420.00 |
DisclosureSEC source: 0001225208-20-007060 · doc4.xml · nonDerivative · entry 1 Dinerman Jill · CIK 0001766582 · Associate Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.