Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Executive VP & CTO | September 01, 2022 | September 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date September 01, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 290,907 |
Ending reported balance
After 2022-09-01 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2022-02-10 · Gift · Disposed 9,947 · Balance 292,336 F1: Represents a gift of securities by the reporting person to a revocable living trust. Row 3 · 2022-09-01 · Tax withholding · Disposed 1,429 · Balance 290,907 F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 220,611 |
Reported balance
After 2022-02-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-10 · Gift · Acquired 9,947 · Balance 220,611 F1: Represents a gift of securities by the reporting person to a revocable living trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy revocable trust | 328,402 |
Reported balance
Holding disclosure · report date 2022-09-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 328,402 F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a gift of securities by the reporting person to a revocable living trust.
F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2020 Filed Sep 28, 2020 16:13 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 9,931 | $55.93 | $555,440.83 |
DisclosureSEC source: 0001445305-20-000110 · wf-form4_160132398122036.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,127 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $55.71 to $56.12. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 16:13 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 12,901 | $55.21 | $712,264.21 |
DisclosureSEC source: 0001445305-20-000110 · wf-form4_160132398122036.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,058 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $54.71 to $55.70. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 16:13 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,168 | $54.13 | $117,353.84 |
DisclosureSEC source: 0001445305-20-000110 · wf-form4_160132398122036.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,959 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $53.58 to $54.51. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:07 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000107 · wf-form4_159917803113102.xml · derivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 1,199,645 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:07 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000107 · wf-form4_159917803113102.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 16:24 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 996 | $46.16 | $45,975.36 |
DisclosureSEC source: 0001445305-20-000022 · wf-form4_158093782720164.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,127 F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 16:24 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 35,095 | $46.16 | $1,619,985.20 |
DisclosureSEC source: 0001445305-20-000022 · wf-form4_158093782720164.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,123 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 16:26 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 747 | $45.15 | $33,727.05 |
DisclosureSEC source: 0001445305-20-000009 · wf-form4_157972834704695.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,028 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 16:16 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000156 · wf-form4_157627174850634.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 0 Read SEC document |
| December 03, 2019 Filed Dec 6, 2019 15:08 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000150 · wf-form4_157566286906755.xml · derivative · entry 3 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 1,249,645 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| December 03, 2019 Filed Dec 6, 2019 15:08 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000150 · wf-form4_157566286906755.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000118 · wf-form4_156598653862766.xml · derivative · entry 4 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 1,274,645 Underlying: Class A Common Stock · 330,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 120,000 | $56.25 | $6,750,000.00 |
DisclosureSEC source: 0001445305-19-000118 · wf-form4_156598653862766.xml · nonDerivative · entry 3 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,775 Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 330,000 | $56.25 | $18,562,500.00 |
DisclosureSEC source: 0001445305-19-000118 · wf-form4_156598653862766.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 0 Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000118 · wf-form4_156598653862766.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 330,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 300 | $58.59 | $17,577.00 |
DisclosureSEC source: 0001445305-19-000094 · wf-form4_156399930678385.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $58.54 to $58.63. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 19,700 | $57.69 | $1,136,493.00 |
DisclosureSEC source: 0001445305-19-000094 · wf-form4_156399930678385.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,075 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $57.36 to $58.29. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 807 | $57.98 | $46,789.86 |
DisclosureSEC source: 0001445305-19-000088 · wf-form4_156140762361207.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $58.46 to $58.63. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 19,193 | $57.90 | $1,111,274.70 |
DisclosureSEC source: 0001445305-19-000088 · wf-form4_156140762361207.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,582 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $57.45 to $58.37. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 20, 2019 Filed Jul 17, 2019 15:59 UTC Amendment | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 807 | $57.98 | $46,789.86 |
DisclosureSEC source: 0001445305-19-000092 · wf-form4a_156339354425266.xml · nonDerivative · entry 3 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $58.46 to $58.63. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 20, 2019 Filed Jul 17, 2019 15:59 UTC Amendment | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 19,193 | $57.90 | $1,111,274.70 |
DisclosureSEC source: 0001445305-19-000092 · wf-form4a_156339354425266.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,582 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $57.45 to $58.37. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 19, 2019 Filed Jul 17, 2019 15:59 UTC Amendment | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000092 · wf-form4a_156339354425266.xml · derivative · entry 4 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 140,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| June 19, 2019 Filed Jul 17, 2019 15:59 UTC Amendment | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000092 · wf-form4a_156339354425266.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 22, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,130 | $53.99 | $61,008.70 |
DisclosureSEC source: 0001445305-19-000066 · wf-form4_155855610670857.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $53.92 to $54.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 20, 2019 Filed May 22, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 18,870 | $53.34 | $1,006,525.80 |
DisclosureSEC source: 0001445305-19-000066 · wf-form4_155855610670857.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,905 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $52.92 to $53.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 16:18 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 223 | $50.01 | $11,151.61 |
DisclosureSEC source: 0001445305-19-000053 · wf-form4_155613711674769.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $50.00 to $50.07. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 16:18 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 19,777 | $49.75 | $983,878.06 |
DisclosureSEC source: 0001445305-19-000053 · wf-form4_155613711674769.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,998 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $49.00 to $49.99. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 6,972 | $49.27 | $343,510.44 |
DisclosureSEC source: 0001445305-19-000045 · wf-form4_155328571209619.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $49.07 to $49.53. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 13,028 | $48.68 | $634,203.04 |
DisclosureSEC source: 0001445305-19-000045 · wf-form4_155328571209619.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,747 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $48.06 to $49.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:14 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 908 | $44.59 | $40,487.72 |
DisclosureSEC source: 0001445305-19-000034 · wf-form4_155087008137819.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $44.52 to $44.72. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:14 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 19,092 | $44.14 | $842,720.88 |
DisclosureSEC source: 0001445305-19-000034 · wf-form4_155087008137819.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,683 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $43.51 to $44.50. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 464 | $41.86 | $19,423.04 |
DisclosureSEC source: 0001445305-19-000019 · wf-form4_154940133923061.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,775 F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 16:15 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 38,700 | $41.86 | $1,619,982.00 |
DisclosureSEC source: 0001445305-19-000019 · wf-form4_154940133923061.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,239 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 16:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 17,900 | $37.75 | $675,778.70 |
DisclosureSEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · nonDerivative · entry 4 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,539 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F4 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $37.275 to $38.260. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 16:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,100 | $38.38 | $80,598.00 |
DisclosureSEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · nonDerivative · entry 3 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,439 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $38.280 to $38.480. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 19, 2019 Filed Jan 23, 2019 16:16 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 415 | $38.22 | $15,861.30 |
DisclosureSEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,539 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 16:16 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 781 | $38.22 | $29,849.82 |
DisclosureSEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,954 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| January 17, 2019 Filed Jan 23, 2019 16:16 UTC | WORKIVA INC WK · Entity 589 | GiftClass B Common Stock · Derivative | 1,604,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · derivative · entry 6 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Stock · 1,604,645 shares Expires not disclosed F5 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| January 17, 2019 Filed Jan 23, 2019 16:16 UTC | WORKIVA INC WK · Entity 589 | GiftClass B Common Stock · Derivative | 1,604,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · derivative · entry 5 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 1,604,645 Underlying: Class A Common Stock · 1,604,645 shares Expires not disclosed F5 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,326 | $35.80 | $154,860.42 |
DisclosureSEC source: 0001445305-18-000164 · wf-form4_154542690138809.xml · nonDerivative · entry 3 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,735 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F4 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $35.65 to $35.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,848 | $34.90 | $99,391.50 |
DisclosureSEC source: 0001445305-18-000164 · wf-form4_154542690138809.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,061 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $34.65 to $35.47. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 12,826 | $33.57 | $430,575.23 |
DisclosureSEC source: 0001445305-18-000164 · wf-form4_154542690138809.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,909 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $33.02 to $34.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 17,080 | $33.93 | $579,524.40 |
DisclosureSEC source: 0001445305-18-000146 · wf-form4_154283490747246.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,735 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $33.65 to $34.24. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,920 | $33.31 | $97,265.20 |
DisclosureSEC source: 0001445305-18-000146 · wf-form4_154283490747246.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,815 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $32.65 to $33.64. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:11 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 136,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-18-000135 · wf-form4_154214347845656.xml · derivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,744,645 Underlying: Class A Common Stock · 136,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:11 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 136,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-18-000135 · wf-form4_154214347845656.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 16:30 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 100,000 | $38.00 | $3,800,000.00 |
DisclosureSEC source: 0001445305-18-000115 · wf-form4_153626582736228.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,847 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in a single installment on February 1, 2021. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:04 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 194,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-18-000083 · wf-form4_152598266964292.xml · derivative · entry 4 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable remainder trust Disclosed balance after: 328,402 Underlying: Class A Common Stock · 194,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:04 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 194,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-18-000083 · wf-form4_152598266964292.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable remainder trust Disclosed balance after: 0 F1 · shares: On May 8, 2018, the reporting person made charitable gifts in total of 194,648 shares. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:04 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 194,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-18-000083 · wf-form4_152598266964292.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable remainder trust Disclosed balance after: 194,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.