Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Executive VP & CTO | September 01, 2022 | September 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date September 01, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 290,907 |
Ending reported balance
After 2022-09-01 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2022-02-10 · Gift · Disposed 9,947 · Balance 292,336 F1: Represents a gift of securities by the reporting person to a revocable living trust. Row 3 · 2022-09-01 · Tax withholding · Disposed 1,429 · Balance 290,907 F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 220,611 |
Reported balance
After 2022-02-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-10 · Gift · Acquired 9,947 · Balance 220,611 F1: Represents a gift of securities by the reporting person to a revocable living trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy revocable trust | 328,402 |
Reported balance
Holding disclosure · report date 2022-09-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 328,402 F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a gift of securities by the reporting person to a revocable living trust.
F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2018 Filed Feb 7, 2018 16:31 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 6,047 | $22.05 | $133,336.35 |
DisclosureSEC source: 0001445305-18-000037 · wf-form4_151803904977687.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,847 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 16:30 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 33,708 | $22.25 | $750,003.00 |
DisclosureSEC source: 0001445305-18-000024 · wf-form4_151786624159437.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,894 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 16:32 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 415 | $22.10 | $9,171.50 |
DisclosureSEC source: 0001445305-18-000014 · wf-form4_151665674635025.xml · nonDerivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,186 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted units previously granted. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 16:32 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 982 | $21.75 | $21,358.50 |
DisclosureSEC source: 0001445305-18-000014 · wf-form4_151665674635025.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,601 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted units previously granted. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 18:27 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 6,394 | $12.85 | $82,162.90 |
DisclosureSEC source: 0001014008-17-000004 · wf-form4_148651005861822.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,583 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:04 UTC | WORKIVA INC WK · Entity 589 | GrantEmployee Stock Option to Purchase Class A Common Stock · Derivative | 25,215 | Not disclosed Strike: $12.40 | Not disclosed |
DisclosureSEC source: 0001013632-17-000010 · wf-form4_148616308597151.xml · derivative · entry 2 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,215 Underlying: Class A Common Stock · 25,215 shares Expires 2027-02-01 F1 · security: Granted pursuant to the 2014 Equity Incentive Plan. F1 · price: Granted pursuant to the 2014 Equity Incentive Plan. F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 18:17 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 35,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001013632-17-000001 · wf-form4_148495420826539.xml · nonDerivative · entry 1 TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,977 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.