Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Executive VP & CTO | September 01, 2022 | September 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date September 01, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 290,907 |
Ending reported balance
After 2022-09-01 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2022-02-10 · Gift · Disposed 9,947 · Balance 292,336 F1: Represents a gift of securities by the reporting person to a revocable living trust. Row 3 · 2022-09-01 · Tax withholding · Disposed 1,429 · Balance 290,907 F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 220,611 |
Reported balance
After 2022-02-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-10 · Gift · Acquired 9,947 · Balance 220,611 F1: Represents a gift of securities by the reporting person to a revocable living trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy revocable trust | 328,402 |
Reported balance
Holding disclosure · report date 2022-09-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 328,402 F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a gift of securities by the reporting person to a revocable living trust.
F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2021 Filed Jun 28, 2021 16:23 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 8,168 | $112.76 | $921,023.68 |
DisclosureSEC source: 0001445305-21-000097 · wf-form4_162491179538406.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 116,832 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $112.12 to $113.10. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 16:31 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000093 · wf-form4_162439380307708.xml · derivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 778,645 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 16:31 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000093 · wf-form4_162439380307708.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2021 Filed May 27, 2021 17:05 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 100 | $96.02 | $9,602.00 |
DisclosureSEC source: 0001445305-21-000076 · wf-form4_162214948717385.xml · nonDerivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 25,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. Read SEC document |
| May 25, 2021 Filed May 27, 2021 17:05 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,017 | $95.13 | $96,747.21 |
DisclosureSEC source: 0001445305-21-000076 · wf-form4_162214948717385.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 25,100 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $94.69 to $95.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 25, 2021 Filed May 27, 2021 17:05 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 8,620 | $94.02 | $810,452.40 |
DisclosureSEC source: 0001445305-21-000076 · wf-form4_162214948717385.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 26,117 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $93.60 to $94.57. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 25, 2021 Filed May 27, 2021 17:05 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 15,263 | $93.21 | $1,422,664.23 |
DisclosureSEC source: 0001445305-21-000076 · wf-form4_162214948717385.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 34,737 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $92.60 to $93.59. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 16:24 UTC | WORKIVA INC WK · Entity 589 | GiftClass B Common Stock · Derivative | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · derivative · entry 7 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust Disclosed balance after: 57,000 Underlying: Class A Common Stock · 57,000 shares Expires not disclosed F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · shares: On April 23, 2021, the reporting person contributed 57,000 shares of indirectly owned Class B Common Stock to separate irrevocable trusts for the benefit of each of his three children, who share the reporting person's household. The reporting person's sister is the trustee of each irrevocable trust. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 16:24 UTC | WORKIVA INC WK · Entity 589 | GiftClass B Common Stock · Derivative | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · derivative · entry 6 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust Disclosed balance after: 57,000 Underlying: Class A Common Stock · 57,000 shares Expires not disclosed F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · shares: On April 23, 2021, the reporting person contributed 57,000 shares of indirectly owned Class B Common Stock to separate irrevocable trusts for the benefit of each of his three children, who share the reporting person's household. The reporting person's sister is the trustee of each irrevocable trust. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 16:24 UTC | WORKIVA INC WK · Entity 589 | GiftClass B Common Stock · Derivative | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · derivative · entry 5 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust Disclosed balance after: 57,000 Underlying: Class A Common Stock · 57,000 shares Expires not disclosed F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · shares: On April 23, 2021, the reporting person contributed 57,000 shares of indirectly owned Class B Common Stock to separate irrevocable trusts for the benefit of each of his three children, who share the reporting person's household. The reporting person's sister is the trustee of each irrevocable trust. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 16:24 UTC | WORKIVA INC WK · Entity 589 | GiftClass B Common Stock · Derivative | 171,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · derivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 878,645 Underlying: Class A Common Stock · 171,000 shares Expires not disclosed F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F5 · shares: On April 23, 2021, the reporting person contributed 57,000 shares of indirectly owned Class B Common Stock to separate irrevocable trusts for the benefit of each of his three children, who share the reporting person's household. The reporting person's sister is the trustee of each irrevocable trust. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 16:24 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 805 | $96.68 | $77,827.40 |
DisclosureSEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 50,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $96.65 to $96.78. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 16:24 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 24,195 | $96.09 | $2,324,897.55 |
DisclosureSEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 50,805 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $95.63 to $96.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 16:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,450 | $89.60 | $219,520.00 |
DisclosureSEC source: 0001445305-21-000056 · wf-form4_161678995992108.xml · nonDerivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 75,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $89.44 to $89.88. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 16:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 12,737 | $88.97 | $1,133,210.89 |
DisclosureSEC source: 0001445305-21-000056 · wf-form4_161678995992108.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 77,450 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $88.43 to $89.42. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 16:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 7,113 | $88.04 | $626,228.52 |
DisclosureSEC source: 0001445305-21-000056 · wf-form4_161678995992108.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 90,187 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $87.43 to $88.42. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 16:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,700 | $86.98 | $234,846.00 |
DisclosureSEC source: 0001445305-21-000056 · wf-form4_161678995992108.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 97,300 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $86.36 to $87.31. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:28 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000052 · wf-form4_161592648720091.xml · derivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 1,049,645 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:28 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000052 · wf-form4_161592648720091.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 18,608 | $0.00 Strike: $15.83 | $0.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · derivative · entry 21 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,592 Underlying: Class A Common Stock · 18,608 shares Expires 2024-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Granted pursuant to 2009 Unit Incentive Plan. F8 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F19 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 400 | $106.74 | $42,696.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 16 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,976 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F14 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $106.72 to $106.75. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 277 | $105.75 | $29,292.75 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 15 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,376 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F13 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $105.53 to $106.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 400 | $104.23 | $41,692.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 14 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,653 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $104.01 to $104.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,288 | $102.74 | $337,809.12 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 13 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,053 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F12 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $102.38 to $103.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,137 | $101.92 | $523,563.04 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 12 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,341 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F11 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $101.38 to $102.37. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 6,306 | $100.81 | $635,707.86 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 11 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,478 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F10 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $100.37 to $101.31. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,800 | $99.98 | $279,944.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 10 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,784 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F9 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $99.37 to $100.36. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 18,608 | $15.83 | $294,564.64 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 9 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 61 | $105.53 | $6,437.33 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 8 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 300 | $104.30 | $31,290.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 7 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 61 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $104.01 to $104.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,000 | $102.75 | $102,750.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 6 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 361 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $102.42 to $103.03. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,900 | $102.00 | $193,800.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 5 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 1,361 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $101.41 to $102.38. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,337 | $100.79 | $235,546.23 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 3,261 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $100.36 to $101.31. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 794 | $99.85 | $79,280.90 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 5,598 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $99.34 to $100.25. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 09, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 6,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 6,392 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. Read SEC document |
| February 09, 2021 Filed Feb 26, 2021 16:25 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 6,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000039 · wf-form4_161437469125275.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,976 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 17:29 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 5,306 | $102.91 | $546,040.46 |
DisclosureSEC source: 0001445305-21-000026 · wf-form4_161247774003518.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,368 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 17:40 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 5,206 | $101.25 | $527,107.50 |
DisclosureSEC source: 0001445305-21-000010 · wf-form4_161239204152885.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,674 F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 17:40 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 19,753 | $101.25 | $1,999,991.25 |
DisclosureSEC source: 0001445305-21-000010 · wf-form4_161239204152885.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,880 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 16:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 270 | $93.37 | $25,209.90 |
DisclosureSEC source: 0001445305-20-000146 · wf-form4_160927675657449.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 16:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,078 | $92.18 | $468,090.04 |
DisclosureSEC source: 0001445305-20-000146 · wf-form4_160927675657449.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 270 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $92.03 to $92.41. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 16:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 19,652 | $91.52 | $1,798,551.04 |
DisclosureSEC source: 0001445305-20-000146 · wf-form4_160927675657449.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 5,348 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $91.03 to $92.01. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 13:03 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,351 | $76.05 | $330,893.55 |
DisclosureSEC source: 0001445305-20-000135 · wf-form4_160650016773633.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 25,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $75.96 to $76.22. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 13:03 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 13,914 | $75.49 | $1,050,367.86 |
DisclosureSEC source: 0001445305-20-000135 · wf-form4_160650016773633.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 29,351 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $74.96 to $75.95. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 13:03 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 6,735 | $74.62 | $502,565.70 |
DisclosureSEC source: 0001445305-20-000135 · wf-form4_160650016773633.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 43,265 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $73.96 to $74.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:19 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001014008-20-000006 · wf-form4_160469756707727.xml · derivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 1,149,645 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:19 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001014008-20-000006 · wf-form4_160469756707727.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:05 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 211 | $56.38 | $11,896.18 |
DisclosureSEC source: 0001445305-20-000116 · wf-form4_160391551485132.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $56.38 to $56.39. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:05 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,683 | $55.68 | $149,389.44 |
DisclosureSEC source: 0001445305-20-000116 · wf-form4_160391551485132.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 211 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $55.23 to $55.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:05 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 22,106 | $54.66 | $1,208,313.96 |
DisclosureSEC source: 0001445305-20-000116 · wf-form4_160391551485132.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 2,894 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $54.14 to $54.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: Due to an administrative error, 50,000 shares were reported on September 3, 2020 as directly held instead of indirectly held through a revocable trust. 25,000 of those shares were subsequently sold on September 25, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.