Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Executive VP & CTO | September 01, 2022 | September 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date September 01, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 290,907 |
Ending reported balance
After 2022-09-01 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2022-02-10 · Gift · Disposed 9,947 · Balance 292,336 F1: Represents a gift of securities by the reporting person to a revocable living trust. Row 3 · 2022-09-01 · Tax withholding · Disposed 1,429 · Balance 290,907 F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy revocable trust | 220,611 |
Reported balance
After 2022-02-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-10 · Gift · Acquired 9,947 · Balance 220,611 F1: Represents a gift of securities by the reporting person to a revocable living trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy revocable trust | 328,402 |
Reported balance
Holding disclosure · report date 2022-09-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 328,402 F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a gift of securities by the reporting person to a revocable living trust.
F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2022 Filed Sep 6, 2022 16:32 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 1,429 | $64.92 | $92,770.68 |
DisclosureSEC source: 0001445305-22-000121 · wf-form4_166249633067546.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,907 F2 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 10, 2022 Filed Sep 6, 2022 16:32 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 9,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-22-000121 · wf-form4_166249633067546.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 220,611 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. Read SEC document |
| February 10, 2022 Filed Sep 6, 2022 16:32 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 9,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-22-000121 · wf-form4_166249633067546.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,336 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 16:52 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 5,306 | $111.85 | $593,476.10 |
DisclosureSEC source: 0001445305-22-000027 · wf-form4_164427071164406.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,283 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 16:22 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 3,562 | $119.68 | $426,300.16 |
DisclosureSEC source: 0001445305-22-000017 · wf-form4_164392332950981.xml · nonDerivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,589 F4 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 16:22 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 27,574 | $119.68 | $3,300,056.32 |
DisclosureSEC source: 0001445305-22-000017 · wf-form4_164392332950981.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,151 F2 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F3 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| November 30, 2021 Filed Feb 3, 2022 16:22 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 206,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-22-000017 · wf-form4_164392332950981.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 210,664 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. Read SEC document |
| November 30, 2021 Filed Feb 3, 2022 16:22 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 206,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-22-000017 · wf-form4_164392332950981.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,577 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 16:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 159,592 | $0.00 Strike: $15.83 | $0.00 |
DisclosureSEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · derivative · entry 7 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 159,592 shares Expires 2024-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted pursuant to 2009 Unit Incentive Plan. F4 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 16:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 21,212 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · derivative · entry 6 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,212 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the 2014 Equity Incentive Plan. F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 16:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 25,215 | $0.00 Strike: $12.40 | $0.00 |
DisclosureSEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · derivative · entry 5 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,215 shares Expires 2027-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the 2014 Equity Incentive Plan. F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 16:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 159,592 | $15.83 | $2,526,341.36 |
DisclosureSEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 16:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 21,212 | $14.74 | $312,664.88 |
DisclosureSEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 16:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 25,215 | $12.40 | $312,666.00 |
DisclosureSEC source: 0001445305-21-000180 · wf-form4_163770218326248.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · derivative · entry 14 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust Disclosed balance after: 0 Underlying: Class A Common Stock · 57,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · derivative · entry 13 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust Disclosed balance after: 0 Underlying: Class A Common Stock · 57,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · derivative · entry 12 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust Disclosed balance after: 0 Underlying: Class A Common Stock · 57,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 113,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · derivative · entry 11 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 0 Underlying: Class A Common Stock · 113,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 57,000 | $151.00 | $8,607,000.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 9 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrev trust Disclosed balance after: 0 Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 8 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrev trust Disclosed balance after: 57,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 57,000 | $151.00 | $8,607,000.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 7 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrev. trust Disclosed balance after: 0 Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 6 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrev. trust Disclosed balance after: 57,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 57,000 | $151.00 | $8,607,000.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 5 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust Disclosed balance after: 0 Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust Disclosed balance after: 57,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 159,000 | $151.00 | $24,009,000.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 4,645 Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 113,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 163,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2021 Filed Nov 16, 2021 18:09 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000174 · wf-form4_163710417505370.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 50,000 Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 16:27 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 6,312 | $150.51 | $950,019.12 |
DisclosureSEC source: 0001445305-21-000163 · wf-form4_163536643241972.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 65,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $150.17 to $151.01. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 16:27 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 7,998 | $149.48 | $1,195,541.04 |
DisclosureSEC source: 0001445305-21-000163 · wf-form4_163536643241972.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 71,312 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $149.11 to $150.04. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 16:27 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,690 | $148.48 | $1,587,251.20 |
DisclosureSEC source: 0001445305-21-000163 · wf-form4_163536643241972.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 79,310 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $148.11 to $149.08. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 16:17 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 700 | $152.06 | $106,442.00 |
DisclosureSEC source: 0001445305-21-000155 · wf-form4_163286018537283.xml · nonDerivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 90,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $152.03 to $152.16. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 16:17 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,403 | $151.17 | $816,771.51 |
DisclosureSEC source: 0001445305-21-000155 · wf-form4_163286018537283.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 90,700 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $150.99 to $151.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 16:17 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 12,991 | $150.39 | $1,953,716.49 |
DisclosureSEC source: 0001445305-21-000155 · wf-form4_163286018537283.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 96,103 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $149.98 to $150.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 16:17 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,906 | $149.60 | $883,537.60 |
DisclosureSEC source: 0001445305-21-000155 · wf-form4_163286018537283.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 109,094 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $148.98 to $149.97. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 16:21 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 12,601 | $142.85 | $1,800,052.85 |
DisclosureSEC source: 0001445305-21-000142 · wf-form4_163061410289294.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,577 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:12 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 700 | $141.23 | $98,861.00 |
DisclosureSEC source: 0001445305-21-000136 · wf-form4_163009516755353.xml · nonDerivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 115,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $141.07 to $141.63. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:12 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 8,536 | $140.24 | $1,197,088.64 |
DisclosureSEC source: 0001445305-21-000136 · wf-form4_163009516755353.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 115,700 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $139.96 to $140.87. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:12 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,164 | $139.34 | $1,416,251.76 |
DisclosureSEC source: 0001445305-21-000136 · wf-form4_163009516755353.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 124,236 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $138.93 to $139.76. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:12 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,600 | $138.63 | $776,328.00 |
DisclosureSEC source: 0001445305-21-000136 · wf-form4_163009516755353.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 134,400 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $137.93 to $138.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 16:54 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000119 · wf-form4_162923367238028.xml · derivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 113,645 Underlying: Class A Common Stock · 140,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 16:54 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000119 · wf-form4_162923367238028.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 140,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:35 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 525,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000115 · wf-form4_162871407539512.xml · derivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 253,645 Underlying: Class A Common Stock · 525,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:35 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 600,000 | $127.50 | $76,500,000.00 |
DisclosureSEC source: 0001445305-21-000115 · wf-form4_162871407539512.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 0 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:35 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 525,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000115 · wf-form4_162871407539512.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 16:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 100 | $130.78 | $13,078.00 |
DisclosureSEC source: 0001445305-21-000101 · wf-form4_162733093617724.xml · nonDerivative · entry 4 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 75,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 16:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 9,689 | $130.13 | $1,260,829.57 |
DisclosureSEC source: 0001445305-21-000101 · wf-form4_162733093617724.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 75,100 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $129.75 to $130.73. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 16:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 7,050 | $129.40 | $912,270.00 |
DisclosureSEC source: 0001445305-21-000101 · wf-form4_162733093617724.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 84,789 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $128.75 to $129.73. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 16:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 8,161 | $128.06 | $1,045,097.66 |
DisclosureSEC source: 0001445305-21-000101 · wf-form4_162733093617724.xml · nonDerivative · entry 1 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 91,839 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $127.58 to $128.51. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 16:23 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,331 | $114.49 | $495,856.19 |
DisclosureSEC source: 0001445305-21-000097 · wf-form4_162491179538406.xml · nonDerivative · entry 3 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 100,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $114.15 to $114.78. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 16:23 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 12,501 | $113.62 | $1,420,363.62 |
DisclosureSEC source: 0001445305-21-000097 · wf-form4_162491179538406.xml · nonDerivative · entry 2 TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust Disclosed balance after: 104,331 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $113.14 to $114.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.