Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | May 08, 2018 | May 10, 2018 |
| AMGEN INCAMGN · Entity 2832 | Director | May 03, 2016 | May 05, 2016 |
| BRISTOL MYERS SQUIBB CO(BMY) · Entity 1662 | Director | March 30, 2007 | April 03, 2007 |
| DEERE & CODE · Entity 106 | Director | March 06, 2019 | March 07, 2019 |
| LOCKHEED MARTIN CORPLMT · Entity 2882 | Director | February 23, 2005 | February 25, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 08, 2018 · Filed May 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 41,954 |
Reported balance
After 2018-05-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-08 · Grant · Acquired 338 · Balance 41,954 F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. |
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 41,616 |
Reported balance
After 2018-05-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-05-08 · Grant · Acquired 5 · Balance 41,616 F2: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018. F3: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | Direct | 6,628 |
Reported balance
Holding disclosure · report date 2018-05-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,628 F4: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
F2: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.
F3: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
F4: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
AMGEN INC
Report date May 03, 2016 · Filed May 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,041 |
Reported balance
After 2016-05-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-05-03 · Grant · Acquired 1,279 · Balance 43,041 F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.
F2: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.
BRISTOL MYERS SQUIBB CO
Report date March 30, 2007 · Filed April 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 52,496.31 |
Reported balance
After 2007-03-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-03-30 · Grant · Acquired 1,422.91 · Balance 52,496.31 F1: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.
F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.
DEERE & CO
Report date March 06, 2019 · Filed March 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 24,486 |
Reported balance
After 2019-03-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-06 · Grant · Acquired 1,002 · Balance 24,486 F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.
F2: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.
LOCKHEED MARTIN CORP
Report date February 23, 2005 · Filed February 25, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2005-02-24 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2005-02-23 · Exercise / conversion · Acquired 90,000 · Balance 90,000 Row 2 · 2005-02-23 · Sale · Disposed 90,000 · Balance 0 F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06. Row 3 · 2005-02-23 · Exercise / conversion · Acquired 135,600 · Balance 135,600 Row 4 · 2005-02-23 · Sale · Disposed 135,600 · Balance 0 F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06. Row 5 · 2005-02-24 · Exercise / conversion · Acquired 64,400 · Balance 64,400 Row 6 · 2005-02-24 · Sale · Disposed 64,400 · Balance 0 F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33. Row 7 · 2005-02-24 · Exercise / conversion · Acquired 230,000 · Balance 230,000 Row 8 · 2005-02-24 · Sale · Disposed 230,000 · Balance 0 F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33. |
| Employe Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.06 · Expires 2006-01-24 | Direct | 0 |
Reported balance
After 2005-02-23 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2005-02-23 · Exercise / conversion · Disposed 90,000 · Balance 0 F1: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 25, 1997. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.56 · Expires 2007-01-22 | Direct | 64,400 |
Reported balance
After 2005-02-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2005-02-23 · Exercise / conversion · Disposed 135,600 · Balance 64,400 F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.56 · Expires 2007-01-22 | Direct | 0 |
Reported balance
After 2005-02-24 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2005-02-24 · Exercise / conversion · Disposed 64,400 · Balance 0 F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.00 · Expires 2009-01-31 | Direct | 0 |
Reported balance
After 2005-02-24 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2005-02-24 · Exercise / conversion · Disposed 230,000 · Balance 0 F3: The options vested over two years, one-half on each anniversary of the grant date, beginning on February 1, 2000. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 25, 1997.
F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998.
F3: The options vested over two years, one-half on each anniversary of the grant date, beginning on February 1, 2000.
F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06.
F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2012 Filed Apr 3, 2012 13:51 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 370.828 | $80.90 Strike: $0.00 | $29,999.99 |
DisclosureSEC source: 0000315189-12-000029 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967.677 Underlying: Common Stock · 370.828 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 07, 2012 Filed Mar 8, 2012 16:21 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000019 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 9,201 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| January 08, 2012 Filed Jan 9, 2012 20:30 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000005 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,222 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 7,690 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 30, 2011 Filed Jan 3, 2012 16:21 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 371.687 | $77.35 Strike: $0.00 | $28,749.99 |
DisclosureSEC source: 0000315189-12-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,523.624 Underlying: Common Stock · 371.687 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 7,650 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 08, 2011 Filed Dec 12, 2011 23:51 UTC | AMGEN INC AMGN · Entity 2832 | GrantDividend Equivalent · Derivative | 22.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031942 · form4.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52.9366 Underlying: Common Stock · 22.2282 shares Expires not disclosed F1 · derivative.exercise_price: The Dividend Equivalents were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. The Dividend Equivalents are credited and deemed reinvested in the director's account in lieu of a cash dividend payment on the director's vested but deferred Restricted Stock Units. Dividend Equivalents will be paid in whole shares of the Company's common stock on a one-to-one basis on the director's elected deferral date, along with a cash payment for any remaining fractional share amount. F1 · derivative.exercise_date: The Dividend Equivalents were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. The Dividend Equivalents are credited and deemed reinvested in the director's account in lieu of a cash dividend payment on the director's vested but deferred Restricted Stock Units. Dividend Equivalents will be paid in whole shares of the Company's common stock on a one-to-one basis on the director's elected deferral date, along with a cash payment for any remaining fractional share amount. F1 · derivative.expiration_date: The Dividend Equivalents were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. The Dividend Equivalents are credited and deemed reinvested in the director's account in lieu of a cash dividend payment on the director's vested but deferred Restricted Stock Units. Dividend Equivalents will be paid in whole shares of the Company's common stock on a one-to-one basis on the director's elected deferral date, along with a cash payment for any remaining fractional share amount. Read SEC document |
| September 30, 2011 Filed Oct 3, 2011 14:54 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 445.253 | $64.57 Strike: $0.00 | $28,749.99 |
DisclosureSEC source: 0000315189-11-000038 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,068.112 Underlying: Common Stock · 445.253 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 7,650 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:08 UTC | AMGEN INC AMGN · Entity 2832 | GrantDividend Equivalent · Derivative | 30.7084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-025054 · form4.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30.7084 Underlying: Common Stock · 30.7084 shares Expires not disclosed F1 · derivative.exercise_price: The Dividend Equivalents were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. The Dividend Equivalents are credited and deemed reinvested in the director's account in lieu of a cash dividend payment on the director's vested but deferred Restricted Stock Units. Dividend Equivalents will be paid in whole shares of the Company's common stock on a one-to-one basis on the director's elected deferral date, along with a cash payment for any remaining fractional share amount. F1 · derivative.exercise_date: The Dividend Equivalents were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. The Dividend Equivalents are credited and deemed reinvested in the director's account in lieu of a cash dividend payment on the director's vested but deferred Restricted Stock Units. Dividend Equivalents will be paid in whole shares of the Company's common stock on a one-to-one basis on the director's elected deferral date, along with a cash payment for any remaining fractional share amount. F1 · derivative.expiration_date: The Dividend Equivalents were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. The Dividend Equivalents are credited and deemed reinvested in the director's account in lieu of a cash dividend payment on the director's vested but deferred Restricted Stock Units. Dividend Equivalents will be paid in whole shares of the Company's common stock on a one-to-one basis on the director's elected deferral date, along with a cash payment for any remaining fractional share amount. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 14:53 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 348.696 | $82.45 Strike: $0.00 | $28,749.99 |
DisclosureSEC source: 0000315189-11-000033 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,547.093 Underlying: Common Stock · 348.696 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 7,650 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| April 25, 2011 Filed Apr 28, 2011 00:53 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 5,000 | $54.69 Strike: $54.69 | $273,450.00 |
DisclosureSEC source: 0001127602-11-013874 · form4.xml · derivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2021-04-25 Read SEC document |
| April 25, 2011 Filed Apr 28, 2011 00:53 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-013874 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,189 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Equity Incentive Program under the Amgen Inc. 2009 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director has had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 15:43 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 296.728 | $96.89 Strike: $0.00 | $28,749.98 |
DisclosureSEC source: 0000315189-11-000024 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,147.554 Underlying: Common Stock · 296.728 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 7,650 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 02, 2011 Filed Mar 3, 2011 20:40 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000014 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,182 F1 · shares: Annual grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the issuer. F2 · balance_after: Includes 6,532 restricted stock shares and 7,650 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 17:01 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 346.177 | $83.05 Strike: $0.00 | $28,750.00 |
DisclosureSEC source: 0000315189-11-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,798.872 Underlying: Common Stock · 346.177 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 6,536 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 22, 2010 Filed Jan 13, 2011 20:30 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001583 · form5.xml · nonDerivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,361 F2 · kind: The shares transferred back to the Reporting Person from Arlene C. Coffman, Trustee, Arlene C. Coffman 2008 2-Year Trust dated 11/09/08. F3 · balance_after: Consists of 12,650 shares directly owned and 1,711 Restricted Stock Units (RSUs) granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's 2009 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director has had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| December 22, 2010 Filed Jan 13, 2011 20:30 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001583 · form5.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Arlene C. Coffman, Trustee Disclosed balance after: 0 F1 · kind: The shares transferred back to the Reporting Person from Arlene C. Coffman, Trustee, Arlene C. Coffman 2008 2-Year Trust dated 11/09/08. Read SEC document |
| September 30, 2010 Filed Oct 4, 2010 15:23 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 412.009 | $69.78 Strike: $0.00 | $28,749.99 |
DisclosureSEC source: 0000315189-10-000037 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,400.036 Underlying: Common Stock · 412.009 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 6,536 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2010 Filed Jul 1, 2010 15:27 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 516.343 | $55.68 Strike: $0.00 | $28,749.98 |
DisclosureSEC source: 0000315189-10-000027 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930.277 Underlying: Common Stock · 516.343 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 6,536 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 22:44 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 5,000 | $58.43 Strike: $58.43 | $292,150.00 |
DisclosureSEC source: 0001127602-10-012364 · form4.xml · derivative · entry 3 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2020-04-26 Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 22:44 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-012364 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,331 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's 2009 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director has had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 14:48 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 483.518 | $59.46 Strike: $0.00 | $28,749.98 |
DisclosureSEC source: 0000315189-10-000022 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,357.507 Underlying: Common Stock · 483.518 shares Expires not disclosed F1 · derivative.exercise_price: The security coverts to common stock on a one-for-one basis F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 6,536 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 03, 2010 Filed Mar 4, 2010 17:08 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,694 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-10-000015 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,068 F1 · shares: Annual grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the issuer. F2 · balance_after: Includes 6,532 restricted stock shares and 6,536 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 15:28 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 531.522 | $54.09 Strike: $0.00 | $28,750.02 |
DisclosureSEC source: 0000315189-10-000001 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,809.594 Underlying: Common Stock · 531.522 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 4,842 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 30, 2009 Filed Oct 1, 2009 15:46 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 669.851 | $42.92 Strike: $0.00 | $28,750.00 |
DisclosureSEC source: 0000315189-09-000029 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,210.278 Underlying: Common Stock · 669.851 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 4,842 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2009 Filed Jul 1, 2009 13:57 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 719.65 | $39.95 Strike: $0.00 | $28,750.02 |
DisclosureSEC source: 0000315189-09-000023 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,475.875 Underlying: Common Stock · 719.65 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common restricted shares of the Issuer and 4,842 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 17:43 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $50.44 | $0.00 |
DisclosureSEC source: 0001127602-09-010070 · form4.xml · derivative · entry 4 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2016-04-28 Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 17:43 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-010070 · form4.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 F1 · security: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director had had less than three years of prior continuous services as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| March 31, 2009 Filed Apr 1, 2009 15:44 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 874.658 | $32.87 Strike: $0.00 | $28,750.01 |
DisclosureSEC source: 0000315189-09-000018 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,692.932 Underlying: Common Stock · 874.658 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common restricted shares of the Issuer and 4,842 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 05, 2009 Filed Mar 5, 2009 15:36 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 3,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-09-000007 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,374 F1 · shares: Annual grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the issuer. F2 · balance_after: Includes 6,532 restricted stock shares and 4,842 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2009 Filed Mar 5, 2009 17:28 UTC Amendment | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 3,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-09-000016 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,374 F3 · date: Amendment to correct transaction date in Table I, box 2. F1 · shares: Annual grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the issuer. F2 · balance_after: Includes 6,532 restricted stock shares and 4,842 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 15:33 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 652.401 | $38.32 Strike: $0.00 | $25,000.01 |
DisclosureSEC source: 0000315189-09-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,748.485 Underlying: Common Stock · 652.401 shares Expires not disclosed F1 · derivative.exercise_price: The security coverts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common restricted shares of the Issuer and 1,137 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 11, 2008 Filed Jan 16, 2009 20:33 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-001274 · form5.xml · nonDerivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,638 F2 · security: Consists of 8,265 shares directly owned and 2,373 Restricted Stock Units (RSUs) granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director has had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. F3 · kind: Gift of shares to Arlene C. Coffman, Trustee, Arlene C. Coffman 2008 2 Year Trust dated 11/09/08. Read SEC document |
| December 11, 2008 Filed Jan 16, 2009 20:33 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-001274 · form5.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Arlene C. Coffman, Trustee Disclosed balance after: 30 F1 · kind: Gift of shares to Arlene C. Coffman, Trustee, Arlene C. Coffman 2008 2 Year Trust dated 11/09/08. Read SEC document |
| November 04, 2008 Filed Nov 5, 2008 17:41 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 8,265 | $60.50 | $500,032.50 |
DisclosureSEC source: 0001181431-08-059803 · rrd222419.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Read SEC document |
| September 30, 2008 Filed Oct 1, 2008 14:24 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 505.051 | $49.50 Strike: $0.00 | $25,000.02 |
DisclosureSEC source: 0000315189-08-000032 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,038.417 Underlying: Common Stock · 505.051 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common restricted shares of the Issuer and 1,137 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 13:49 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 346.596 | $72.13 Strike: $0.00 | $24,999.97 |
DisclosureSEC source: 0000315189-08-000028 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503.446 Underlying: Common Stock · 346.596 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common restricted shares of the Issuer and 1,137 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| April 29, 2008 Filed May 1, 2008 21:20 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 5,000 | $42.13 Strike: $42.13 | $210,650.00 |
DisclosureSEC source: 0001181431-08-028034 · rrd204642.xml · derivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: common stock · 5,000 shares Expires 2015-04-29 Read SEC document |
| April 29, 2008 Filed May 1, 2008 21:20 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 2,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-028034 · rrd204642.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,403 F1 · security: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director hah had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 15:20 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 310.791 | $80.44 Strike: $0.00 | $25,000.03 |
DisclosureSEC source: 0000315189-08-000019 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,135.713 Underlying: Common Stock · 310.791 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled soley in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled soley in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-items reporting. The reporting person also directly beneficially owns 6,532 $1 par common restricted shares of the Issuer and 1,137 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 05, 2008 Filed Mar 6, 2008 19:40 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,137 | $87.95 | $99,993.47 |
DisclosureSEC source: 0000315189-08-000007 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,669 F1 · shares: Annual grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the issuer. F2 · balance_after: Includes 6,532 restricted stock shares and 1,137 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. F3 · balance_after: 3,266 of such shares were acquired as a result of the issuer's 2-for-1 stock split on December 3, 2007. Read SEC document |
| December 31, 2007 Filed Jan 2, 2008 18:12 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 268.471 | $93.12 Strike: $0.00 | $25,000.02 |
DisclosureSEC source: 0000315189-08-000003 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,805.785 Underlying: Common Stock · 268.471 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transcations that are exempt from line-item reporting. On December 3, 2007 the common stock of Deere & Company split 2-for-1, resulting in the reporting person's ownership of 3,268.657 additional phantom stock units. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer. 3,266 of such shares were acquired as a result of the stock split on December 3, 2007. 6,532 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 23:40 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 20,000 | $56.79 Strike: $56.79 | $1,135,800.00 |
DisclosureSEC source: 0001181431-07-064765 · rrd176484.xml · derivative · entry 2 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2014-10-29 Read SEC document |
| October 07, 2007 Filed Oct 9, 2007 14:15 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 69 | $148.42 | $10,240.64 |
DisclosureSEC source: 0000315189-07-000060 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 3,266 shares of restricted stock acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| September 30, 2007 Filed Oct 1, 2007 15:00 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 168.441 | $148.42 Strike: $0.00 | $25,000.01 |
DisclosureSEC source: 0000315189-07-000057 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,257.837 Underlying: Common Stock · 168.441 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled soley in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled soley in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transcactions that are exempt from line-item reporting. The reporting person also directly benefically owns 3,197 $1 par shares of the Issuer. 3,197 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2007 Filed Jul 3, 2007 15:03 UTC | DEERE & CO DEERE & CO · Entity 106 | GrantPhantom Stock Units · Derivative | 207.056 | $120.74 Strike: $0.00 | $24,999.94 |
DisclosureSEC source: 0001104659-07-052038 · a4.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,078.149 Underlying: Common Stock · 207.056 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled soley in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled soley in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly benefically owns 3,197 $1 par shares of the Issuer. 3,197 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 31, 2007 Filed Apr 2, 2007 15:51 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 230.118 | $108.64 Strike: $0.00 | $25,000.02 |
DisclosureSEC source: 0000315189-07-000028 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,859.518 Underlying: Common Stock · 230.118 shares Expires not disclosed F1 · derivative.exercise_price: The security coverts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled soley in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled soley in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transcations that are exempt from line-item reporting. The reporting person also directly benefically owns 3,197 $1 par common shares of the Issuer. 3,197 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 30, 2007 Filed Apr 3, 2007 19:46 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 1,422.91 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000097 · cof690.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,496.31 Underlying: Common Stock, $0.10 par value · 1,422.91 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 07, 2007 Filed Mar 8, 2007 15:52 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 679 | $110.42 | $74,975.18 |
DisclosureSEC source: 0000315189-07-000016 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,197 F1 · security: Reference to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 3,197 shares of restricted stock acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| February 01, 2007 Filed Feb 5, 2007 21:44 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000039 · cof646.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,073.4 Underlying: Common Stock, $0.10 par value · 3,500 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2006 Filed Jan 3, 2007 17:24 UTC | DEERE & CO DE · Entity 106 | GrantPhantom Stock Units · Derivative | 262.964 | $95.07 Strike: $0.00 | $24,999.99 |
DisclosureSEC source: 0000315189-07-000002 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,618.218 Underlying: Common Stock · 262.964 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Directors Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 2,518 $1 par common shares of the Issuer. 2,518 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| December 29, 2006 Filed Jan 3, 2007 20:18 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 1,741.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000009 · cof635.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,119.08 Underlying: Common Stock, $0.10 par value · 1,741.53 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.