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Scarfo Anthony

Disclosed activity across 1 company

Tapewire entity
123679
SEC CIK
0001550524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ribbon Communications Inc.RBBN · Entity 5785EVP & GM, Cloud & Edge BUSeptember 15, 2022September 19, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ribbon Communications Inc.

Report date September 15, 2022 · Filed September 19, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect252,431 Ending reported balance After 2022-09-16 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2022-09-15 · Exercise / conversion · Acquired 6,969 · Balance 234,107

F2: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

F1: RSUs convert into common stock on a one-for-one basis.

Row 2 · 2022-09-15 · Tax withholding · Disposed 1,696 · Balance 232,411

F3: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Row 3 · 2022-09-16 · Exercise / conversion · Acquired 27,006 · Balance 259,417

F4: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F1: RSUs convert into common stock on a one-for-one basis.

Row 4 · 2022-09-16 · Tax withholding · Disposed 6,986 · Balance 252,431

F3: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect20,908 Reported balance After 2022-09-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-09-15 · Exercise / conversion · Disposed 6,969 · Balance 20,908

F1: RSUs convert into common stock on a one-for-one basis.

F2: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect27,006 Reported balance After 2022-09-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-09-16 · Exercise / conversion · Disposed 27,006 · Balance 27,006

F1: RSUs convert into common stock on a one-for-one basis.

F4: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: RSUs convert into common stock on a one-for-one basis.

F2: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

F3: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

F4: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 17, 2020 18:37 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 608 $6.20 $3,769.60
Disclosure

SEC source: 0001708055-20-000202 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,578

F2 · shares: Payment of tax liability by delivering securities to the issuer incident to the vesting of a security.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:37 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommoon Stock 2,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001708055-20-000202 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into common stock on a one-for-one basis.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:32 UTC Ribbon Communications Inc. RBBN · Entity 5785 SaleCommon Stock 4,032 $4.56 $18,368.58
Disclosure

SEC source: 0001708055-20-000160 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP & GM Cloud & Edge Bus Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,687

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock awards.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 16:55 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 32,037 $0.00 $0.00
Disclosure

SEC source: 0001708055-20-000127 · edgar.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · Director · EVP and GM, Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,037

Underlying: Common Stock · 32,037 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance.

F2 · derivative.exercise_date: Between zero (0) and 200% of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2020 and ending on December 31, 2022.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 16:59 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 27,057 $0.00 $0.00
Disclosure

SEC source: 0001708055-20-000109 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · Director · EVP and GM, Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,112

Underlying: Common Stock · 27,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 81,169 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022.

F3 · derivative.expiration_date: 81,169 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 16:59 UTC Ribbon Communications Inc. RBBN · Entity 5785 SaleCommon Stock 9,014 $3.92 $35,357.42
Disclosure

SEC source: 0001708055-20-000109 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · Director · EVP and GM, Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,719

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 16:59 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 27,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001708055-20-000109 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · Director · EVP and GM, Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:37 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001708055-20-000093 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · Director · EVP and GM, Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 15,000 RSUs were granted to the Reporting Person on June 15, 2018 and vest over a three-year period. One-third of the RSUs vested on June 15, 2019, one-sixth vested on December 16, 2019, one-sixth vested on June 15, 2020 and the remainder of the RSUs will vest in two equal, semi-annual installments thereafter through June 15, 2021.

F3 · derivative.expiration_date: 15,000 RSUs were granted to the Reporting Person on June 15, 2018 and vest over a three-year period. One-third of the RSUs vested on June 15, 2019, one-sixth vested on December 16, 2019, one-sixth vested on June 15, 2020 and the remainder of the RSUs will vest in two equal, semi-annual installments thereafter through June 15, 2021.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:37 UTC Ribbon Communications Inc. RBBN · Entity 5785 SaleCommon Stock 778 $3.88 $3,018.64
Disclosure

SEC source: 0001708055-20-000093 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · Director · EVP and GM, Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,676

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:37 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001708055-20-000093 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · Director · EVP and GM, Cloud & Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:16 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRestricted Stock Units · Derivative 162,038 $0.00 $0.00
Disclosure

SEC source: 0001708055-20-000064 · edgar.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,038

Underlying: Common Stock · 162,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer.

F2 · derivative.expiration_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:15 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRestricted Stock Units · Derivative 4,381 $0.00 $0.00
Disclosure

SEC source: 0001708055-20-000029 · edgar.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,381

Underlying: Common Stock · 4,381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors.

F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Scarfo earned 4,381 shares, pending his continued employment with the Issuer through March 15, 2022.

F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Scarfo earned 4,381 shares, pending his continued employment with the Issuer through March 15, 2022.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 16:46 UTC Ribbon Communications Inc. RBBN · Entity 5785 SaleCommon Stock 4,645 $3.01 $13,979.13
Disclosure

SEC source: 0001708055-20-000002 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,954

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock awards.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 17:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001708055-19-000053 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,499

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 15,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021

F3 · derivative.expiration_date: 15,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021

Read SEC document
December 16, 2019 Filed Dec 18, 2019 17:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 SaleCommon Stock 1,156 $2.80 $3,236.80
Disclosure

SEC source: 0001708055-19-000053 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,599

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 17:26 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001708055-19-000053 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 16:29 UTC Ribbon Communications Inc. RBBN · Entity 5785 SaleCommon Stock 3,896 $5.19 $20,220.24
Disclosure

SEC source: 0001708055-19-000026 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,255

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Awards (RSAs).

Read SEC document
June 17, 2019 Filed Jun 19, 2019 18:04 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRestricted Stock Units (RSUs) · Derivative 81,169 $0.00 $0.00
Disclosure

SEC source: 0001550524-19-000006 · edgar.xml · derivative · entry 4

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,169

Underlying: Common Stock · 81,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 17, 2020, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 17, 2022.

F3 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 17, 2020, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 17, 2022.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 18:04 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 1,549 $4.70 $7,280.30
Disclosure

SEC source: 0001550524-19-000006 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,151

Read SEC document
June 17, 2019 Filed Jun 19, 2019 18:04 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 5,001 $0.00 $0.00
Disclosure

SEC source: 0001550524-19-000006 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:08 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative 28,736 $0.00 $0.00
Disclosure

SEC source: 0001550524-19-000004 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP, Product R&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,736

Underlying: Common Stock · 28,736 shares

Expires 2021-12-31

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the Compensation Committee) of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance.

F4 · derivative.exercise_date: Between zero (0) and 200% of one-third of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2019 and ending on December 31, 2021.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:08 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 6,439 $5.22 $33,611.58
Disclosure

SEC source: 0001550524-19-000004 · edgar.xml · nonDerivative · entry 2

Scarfo Anthony · CIK 0001550524 · EVP, Product R&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,699

F2 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:08 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantCommon Stock 14,085 $0.00 $0.00
Disclosure

SEC source: 0001550524-19-000004 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Product R&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,138

F1 · shares: These shares of Common Stock were issued to Reporting Person pursuant to a voluntary election by Reporting Person in lieu of cash for a portion of the Reporting Person's 2018 annual bonus pursuant to the Issuer's Senior Management Cash Incentive Plan and such shares shall vest immediately upon grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:03 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 11,947 $5.67 $67,739.49
Disclosure

SEC source: 0001550524-19-000002 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,053

F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 17:19 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRestricted Stock Units (RSUs) · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001550524-18-000007 · edgar.xml · derivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2019 18:04 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 5,001 $0.00 $0.00
Disclosure

SEC source: 0001550524-19-000006 · edgar.xml · derivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,999

Underlying: Common Stock · 5,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

F2 · derivative.exercise_date: 15,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F2 · derivative.expiration_date: 15,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021.

F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:25 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001550524-18-000005 · edgar.xml · nonDerivative · entry 1

Scarfo Anthony · CIK 0001550524 · EVP, Product & R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on February 15, 2019, and the remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through February 15, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.