Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| iANTHUS CAPITAL HOLDINGS, INC.ITHUF · Entity 7387 | Chief Financial Officer | July 26, 2022 | September 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
iANTHUS CAPITAL HOLDINGS, INC.
Report date July 26, 2022 · Filed September 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,448,102 |
Reported balance
After 2022-07-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-26 · Grant · Acquired 35,448,102 · Balance 35,448,102 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. F2: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). At the time of grant, two-thirds of the RSUs were vested. The balance of the RSUs will vest on July 10, 2023, subject to the Reporting Peron's continued service with the Issuer. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.05 · Expires 2032-09-21 | Direct | 3,938,678 |
Reported balance
After 2022-09-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-09-21 · Grant · Acquired 3,938,678 · Balance 3,938,678 F3: The options were granted pursuant to the Plan. The options will vest in three equal annual installments with the first installment commencing on first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F2: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). At the time of grant, two-thirds of the RSUs were vested. The balance of the RSUs will vest on July 10, 2023, subject to the Reporting Peron's continued service with the Issuer.
F3: The options were granted pursuant to the Plan. The options will vest in three equal annual installments with the first installment commencing on first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2022 Filed Sep 23, 2022 20:45 UTC | iANTHUS CAPITAL HOLDINGS, INC. ITHUF · Entity 7387 | GrantOption (right to buy) · Derivative | 3,938,678 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0000899243-22-031886 · doc4.xml · derivative · entry 2 Kalcevich Julius · CIK 0001843106 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938,678 Underlying: Common Stock · 3,938,678 shares Expires 2032-09-21 F3 · derivative.exercise_date: The options were granted pursuant to the Plan. The options will vest in three equal annual installments with the first installment commencing on first anniversary of the date of grant. Read SEC document |
| July 26, 2022 Filed Sep 23, 2022 20:45 UTC | iANTHUS CAPITAL HOLDINGS, INC. ITHUF · Entity 7387 | GrantRestricted Stock Units · Derivative | 35,448,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031886 · doc4.xml · derivative · entry 1 Kalcevich Julius · CIK 0001843106 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,448,102 Underlying: Common Stock · 35,448,102 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). At the time of grant, two-thirds of the RSUs were vested. The balance of the RSUs will vest on July 10, 2023, subject to the Reporting Peron's continued service with the Issuer. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). At the time of grant, two-thirds of the RSUs were vested. The balance of the RSUs will vest on July 10, 2023, subject to the Reporting Peron's continued service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.