Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Burlington Stores, Inc.BURL · Entity 1691 | Chief Financial Officer | May 01, 2019 | May 03, 2019 |
| TUESDAY MORNING CORP/DETUEM · Entity 121241 | COO | September 22, 2022 | September 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Burlington Stores, Inc.
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,156 |
Reported balance
After 2019-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-01 · Tax withholding · Disposed 1,177 · Balance 87,156 |
| Common StockSEC Table I · non-derivative | Direct | 89,699 |
Reported balance
After 2019-05-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-05-01 · Grant · Acquired 2,543 · Balance 89,699 F1: Restricted stock units granted on May 1, 2019, vesting one-quarter on each of the first four anniversaries of the grant date. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $170.08 · Expires 2029-05-01 | Direct | 6,738 |
Reported balance
After 2019-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-01 · Grant · Acquired 6,738 · Balance 6,738 F2: The options become exercisable as to 25% of the shares on May 1, 2020, as to an additional 25% of the shares on May 1, 2021, as to an additional 25% of the shares on May 1, 2022, and as to the remaining 25% of the shares on May 1, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted on May 1, 2019, vesting one-quarter on each of the first four anniversaries of the grant date.
F2: The options become exercisable as to 25% of the shares on May 1, 2020, as to an additional 25% of the shares on May 1, 2021, as to an additional 25% of the shares on May 1, 2022, and as to the remaining 25% of the shares on May 1, 2023.
TUESDAY MORNING CORP/DE
Report date September 22, 2022 · Filed September 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,152,139 |
Reported balance
After 2022-09-22 transaction · row 1
1 source rowRow 1 · 2022-09-22 · Tax withholding · Disposed 14,564 · Balance 2,152,139 F1: Reflects the withholding of shares to satisfy tax liabilities in connection with the vesting of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the withholding of shares to satisfy tax liabilities in connection with the vesting of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2022 Filed Sep 26, 2022 18:55 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | Tax withholdingCommon Stock | 14,564 | $0.15 | $2,183.14 |
DisclosureSEC source: 0001104659-22-103082 · tm2226685-2_4seq1.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152,139 F1 · shares: Reflects the withholding of shares to satisfy tax liabilities in connection with the vesting of restricted stock. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 16:26 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | GrantJunior Secured Convertible Notes · Derivative | Not disclosed | $250,000.00 Strike: $0.08 | $250,000.00 |
DisclosureSEC source: 0001104659-22-102349 · tm2226429-3_4seq1.xml · derivative · entry 1 Katz Marc · CIK 0001585978 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 3,246,753 shares Expires 2027-12-31 F1 · derivative.exercise_price: Subject to adjustment, from time to time, for the issuance of common stock, options or convertible securities and for any stock split, stock dividend, recapitalization or other events as provided in the Junior Secured Convertible Notes. F2 · derivative.exercise_date: The Junior Secured Convertible Notes will become convertible upon the effectiveness of an amendment to the Company's certificate of incorporation that provides for sufficient authorized shares for conversion. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 16:05 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | Tax withholdingCommon Stock | 99,219 | $0.21 | $20,835.99 |
DisclosureSEC source: 0001104659-22-100805 · tm2226072-1_4seq1.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166,703 F1 · shares: Reflects the withholding of shares to satisfy tax liabilities in connection with the vesting of restricted stock. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 16:13 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | GrantCommon Stock | 254,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-118793 · tm2128305-7_4seq1.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,265,922 F2 · shares: The 254,545 shares represent shares of performance-based restricted stock units granted pursuant to the Company's 2014 Long-Term Incentive Plan. Subject to the satisfaction of certain performance criteria, the restricted stock will vest on September 22, 2024. Reflects the maximum number of shares that may vest. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 16:13 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | GrantCommon Stock | 127,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-118793 · tm2128305-7_4seq1.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,011,377 F1 · shares: The 127,273 shares represent time-vesting restricted stock units granted pursuant to the Company's 2014 Long-Term Incentive Plan and vest in equal installments on September 22, 2022, September 22, 2023 and September 22, 2024. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 08:30 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | GrantCommon Stock | 867,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-116166 · tm2127707-3_4seq1.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,884,104 F3 · shares: Reflects restricted stock units that vest over five years provided that certain stock price thresholds are met. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 08:30 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | GrantCommon Stock | 867,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-116166 · tm2127707-3_4seq1.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,052 F2 · shares: Reflects restricted stock units that vest 1/3 each year for three years. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 08:30 UTC | TUESDAY MORNING CORP/DE TUEM · Entity 121241 | PurchaseCommon Stock | 150,000 | $1.71 | $256,725.00 |
DisclosureSEC source: 0001104659-21-116166 · tm2127707-3_4seq1.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.80 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the S ecurities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote 1. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantEmployee Stock Option (right to buy) · Derivative | 6,738 | $0.00 Strike: $170.08 | $0.00 |
DisclosureSEC source: 0001209191-19-027359 · doc4.xml · derivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,738 Underlying: Common Stock · 6,738 shares Expires 2029-05-01 F2 · derivative.exercise_date: The options become exercisable as to 25% of the shares on May 1, 2020, as to an additional 25% of the shares on May 1, 2021, as to an additional 25% of the shares on May 1, 2022, and as to the remaining 25% of the shares on May 1, 2023. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantCommon Stock | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027359 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,699 F1 · security: Restricted stock units granted on May 1, 2019, vesting one-quarter on each of the first four anniversaries of the grant date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 1,177 | $170.08 | $200,184.16 |
DisclosureSEC source: 0001209191-19-027359 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,156 Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 20:41 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 321 | $157.23 | $50,470.83 |
DisclosureSEC source: 0001209191-19-024254 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,333 Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,666 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-19-007721 · doc4.xml · derivative · entry 8 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 3,666 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,000 | $175.18 | $175,180.00 |
DisclosureSEC source: 0001209191-19-007721 · doc4.xml · nonDerivative · entry 7 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,654 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.03 to $175.32, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,800 | $174.49 | $314,082.00 |
DisclosureSEC source: 0001209191-19-007721 · doc4.xml · nonDerivative · entry 6 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,654 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.13 to $174.90, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,600 | $173.65 | $277,840.00 |
DisclosureSEC source: 0001209191-19-007721 · doc4.xml · nonDerivative · entry 5 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,454 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.05 to $174.01, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 800 | $172.43 | $137,944.00 |
DisclosureSEC source: 0001209191-19-007721 · doc4.xml · nonDerivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,054 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.05 to $172.88, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,000 | $171.69 | $171,690.00 |
DisclosureSEC source: 0001209191-19-007721 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,854 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.05 to $172.04, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,300 | $170.50 | $221,650.00 |
DisclosureSEC source: 0001209191-19-007721 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,854 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.95 to $170.89, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 3,666 | $4.55 | $16,680.30 |
DisclosureSEC source: 0001209191-19-007721 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 21:11 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 102 | $170.05 | $17,345.10 |
DisclosureSEC source: 0001209191-19-006402 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,488 Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,666 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-19-002506 · doc4.xml · derivative · entry 8 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,666 Underlying: Common Stock · 3,666 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 300 | $160.84 | $48,252.00 |
DisclosureSEC source: 0001209191-19-002506 · doc4.xml · nonDerivative · entry 7 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,590 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.51 to $161.18, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 2,300 | $159.97 | $367,931.00 |
DisclosureSEC source: 0001209191-19-002506 · doc4.xml · nonDerivative · entry 6 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,890 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.55 to $160.50, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 2,372 | $159.05 | $377,266.60 |
DisclosureSEC source: 0001209191-19-002506 · doc4.xml · nonDerivative · entry 5 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,190 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.49 to $159.42, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,228 | $157.85 | $193,839.80 |
DisclosureSEC source: 0001209191-19-002506 · doc4.xml · nonDerivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,562 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.44 to $158.40, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,000 | $156.23 | $156,230.00 |
DisclosureSEC source: 0001209191-19-002506 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,790 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.89 to $156.83, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 300 | $155.43 | $46,629.00 |
DisclosureSEC source: 0001209191-19-002506 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,790 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.85 to $155.79, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 3,666 | $4.55 | $16,680.30 |
DisclosureSEC source: 0001209191-19-002506 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,667 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-18-061260 · doc4.xml · derivative · entry 8 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,332 Underlying: Common Stock · 3,667 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 407 | $170.92 | $69,564.44 |
DisclosureSEC source: 0001209191-18-061260 · doc4.xml · nonDerivative · entry 7 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,424 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.81 to $170.99, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 2,904 | $170.17 | $494,173.68 |
DisclosureSEC source: 0001209191-18-061260 · doc4.xml · nonDerivative · entry 6 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,831 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.81 to $170.68, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,694 | $168.86 | $286,048.84 |
DisclosureSEC source: 0001209191-18-061260 · doc4.xml · nonDerivative · entry 5 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,735 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.38 to $169.24, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,560 | $167.83 | $261,814.80 |
DisclosureSEC source: 0001209191-18-061260 · doc4.xml · nonDerivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,429 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.28 to $168.22, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 535 | $166.70 | $89,184.50 |
DisclosureSEC source: 0001209191-18-061260 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,989 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.16 to $167.09, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 400 | $164.86 | $65,944.00 |
DisclosureSEC source: 0001209191-18-061260 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,524 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.45 to $165.17, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:21 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 3,667 | $4.55 | $16,684.85 |
DisclosureSEC source: 0001209191-18-061260 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,667 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-18-057562 · doc4.xml · derivative · entry 7 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,999 Underlying: Common Stock · 3,667 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,000 | $174.34 | $174,340.00 |
DisclosureSEC source: 0001209191-18-057562 · doc4.xml · nonDerivative · entry 6 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,257 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.20 to $174.55, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 3,449 | $173.51 | $598,435.99 |
DisclosureSEC source: 0001209191-18-057562 · doc4.xml · nonDerivative · entry 5 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,257 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.15 to $174.14, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,700 | $172.77 | $293,709.00 |
DisclosureSEC source: 0001209191-18-057562 · doc4.xml · nonDerivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,706 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.14 to $173.13, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 800 | $171.49 | $137,192.00 |
DisclosureSEC source: 0001209191-18-057562 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,406 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.06 to $172.02, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 551 | $170.34 | $93,857.34 |
DisclosureSEC source: 0001209191-18-057562 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,206 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.82 to $170.74, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 21:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 3,667 | $4.55 | $16,684.85 |
DisclosureSEC source: 0001209191-18-057562 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 20:23 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,667 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-18-054368 · doc4.xml · derivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,666 Underlying: Common Stock · 3,667 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 20:23 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 6,100 | $155.37 | $947,757.00 |
DisclosureSEC source: 0001209191-18-054368 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,090 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.00 to $155.95, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 20:23 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,400 | $154.73 | $216,622.00 |
DisclosureSEC source: 0001209191-18-054368 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,190 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.97 to $154.96, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 20:23 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 3,667 | $4.55 | $16,684.85 |
DisclosureSEC source: 0001209191-18-054368 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,667 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-18-049792 · doc4.xml · derivative · entry 8 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,333 Underlying: Common Stock · 3,667 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 2,600 | $173.62 | $451,412.00 |
DisclosureSEC source: 0001209191-18-049792 · doc4.xml · nonDerivative · entry 7 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,923 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.50 to $173.82, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.