Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Burlington Stores, Inc.BURL · Entity 1691 | Chief Financial Officer | May 01, 2019 | May 03, 2019 |
| TUESDAY MORNING CORP/DETUEM · Entity 121241 | COO | September 22, 2022 | September 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Burlington Stores, Inc.
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,156 |
Reported balance
After 2019-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-01 · Tax withholding · Disposed 1,177 · Balance 87,156 |
| Common StockSEC Table I · non-derivative | Direct | 89,699 |
Reported balance
After 2019-05-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-05-01 · Grant · Acquired 2,543 · Balance 89,699 F1: Restricted stock units granted on May 1, 2019, vesting one-quarter on each of the first four anniversaries of the grant date. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $170.08 · Expires 2029-05-01 | Direct | 6,738 |
Reported balance
After 2019-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-01 · Grant · Acquired 6,738 · Balance 6,738 F2: The options become exercisable as to 25% of the shares on May 1, 2020, as to an additional 25% of the shares on May 1, 2021, as to an additional 25% of the shares on May 1, 2022, and as to the remaining 25% of the shares on May 1, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted on May 1, 2019, vesting one-quarter on each of the first four anniversaries of the grant date.
F2: The options become exercisable as to 25% of the shares on May 1, 2020, as to an additional 25% of the shares on May 1, 2021, as to an additional 25% of the shares on May 1, 2022, and as to the remaining 25% of the shares on May 1, 2023.
TUESDAY MORNING CORP/DE
Report date September 22, 2022 · Filed September 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,152,139 |
Reported balance
After 2022-09-22 transaction · row 1
1 source rowRow 1 · 2022-09-22 · Tax withholding · Disposed 14,564 · Balance 2,152,139 F1: Reflects the withholding of shares to satisfy tax liabilities in connection with the vesting of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the withholding of shares to satisfy tax liabilities in connection with the vesting of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2018 Filed Sep 6, 2018 20:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 2,900 | $172.95 | $501,555.00 |
DisclosureSEC source: 0001209191-18-049792 · doc4.xml · nonDerivative · entry 6 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,523 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.48 to $173.47, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 400 | $171.60 | $68,640.00 |
DisclosureSEC source: 0001209191-18-049792 · doc4.xml · nonDerivative · entry 5 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,423 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.33 to $171.84, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 800 | $170.64 | $136,512.00 |
DisclosureSEC source: 0001209191-18-049792 · doc4.xml · nonDerivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,823 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.26 to $171.03, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 600 | $169.39 | $101,634.00 |
DisclosureSEC source: 0001209191-18-049792 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,623 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.00 to $169.77, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 200 | $168.49 | $33,698.00 |
DisclosureSEC source: 0001209191-18-049792 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,223 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $168.00 and $168.98. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 3,667 | $4.55 | $16,684.85 |
DisclosureSEC source: 0001209191-18-049792 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2018. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,772 | $0.00 Strike: $54.58 | $0.00 |
DisclosureSEC source: 0001209191-18-036044 · doc4.xml · derivative · entry 5 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,546 Underlying: Common Stock · 6,772 shares Expires 2026-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are currently exercisable as to 50% of the shares, and become exercisable as to an additional 25% of the shares on April 8, 2019 and as to the remaining 25% of the shares on April 8, 2020. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,790 | $0.00 Strike: $52.02 | $0.00 |
DisclosureSEC source: 0001209191-18-036044 · doc4.xml · derivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,790 Underlying: Common Stock · 4,790 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are currently exercisable as to 75% of the shares and become exercisable as to the remaining 25% of the shares on May 1, 2019. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 11,562 | $150.36 | $1,738,462.32 |
DisclosureSEC source: 0001209191-18-036044 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,756 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.03 to 150.78, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 6,772 | $54.58 | $369,615.76 |
DisclosureSEC source: 0001209191-18-036044 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 4,790 | $52.02 | $249,175.80 |
DisclosureSEC source: 0001209191-18-036044 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantEmployee Stock Option (right to buy) · Derivative | 24,870 | $0.00 Strike: $135.37 | $0.00 |
DisclosureSEC source: 0001209191-18-027608 · doc4.xml · derivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,870 Underlying: Common Stock · 24,870 shares Expires 2028-05-01 F2 · derivative.exercise_date: The options become exercisable as to 25% of the shares on May 1, 2019, as to an additional 25% of the shares on May 1, 2020, as to an additional 25% of the shares on May 1, 2021, and as to the remaining 25% of the shares on May 1, 2022. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantCommon Stock | 3,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027608 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,756 F1 · security: Restricted common stock granted on May 1, 2018, vesting one-quarter on each of the first four anniversaries of the grant date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 816 | $135.37 | $110,461.92 |
DisclosureSEC source: 0001209191-18-027608 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,639 Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 217 | $136.47 | $29,613.99 |
DisclosureSEC source: 0001209191-18-024624 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,455 Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:22 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 772 | $0.00 Strike: $54.58 | $0.00 |
DisclosureSEC source: 0001209191-18-019553 · doc4.xml · derivative · entry 7 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,318 Underlying: Common Stock · 772 shares Expires 2026-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are currently exercisable as to 25% of the shares and become exercisable as to an additional 25% of the shares on April 8, 2018, as to an additional 25% of the shares on April 8, 2019, and as to the remaining 25% of the shares on April 8, 2020. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:22 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,579 | $0.00 Strike: $52.02 | $0.00 |
DisclosureSEC source: 0001209191-18-019553 · doc4.xml · derivative · entry 6 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,580 Underlying: Common Stock · 9,579 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are currently exercisable as to 50% of the shares and become exercisable as to an additional 25% of the shares on May 1, 2018 and as to the remaining 25% of the shares on May 1, 2019. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:22 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,372 | $128.62 | $176,466.64 |
DisclosureSEC source: 0001209191-18-019553 · doc4.xml · nonDerivative · entry 5 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,672 F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.54 to $128.91, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:22 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 5,967 | $127.75 | $762,284.25 |
DisclosureSEC source: 0001209191-18-019553 · doc4.xml · nonDerivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,044 F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.50 to $128.43, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:22 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 3,012 | $125.44 | $377,825.28 |
DisclosureSEC source: 0001209191-18-019553 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,011 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.97, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:22 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 772 | $54.58 | $42,135.76 |
DisclosureSEC source: 0001209191-18-019553 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:22 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 9,579 | $52.02 | $498,299.58 |
DisclosureSEC source: 0001209191-18-019553 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:18 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 112 | $124.50 | $13,944.00 |
DisclosureSEC source: 0001209191-18-006461 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,672 Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 21:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 3,771 | $125.88 | $474,693.48 |
DisclosureSEC source: 0001209191-18-003932 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,784 Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 21:34 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-17-062699 · doc4.xml · derivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 11,000 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are currently exercisable as to 60% of the shares and become exercisable as to an additional 20% of the shares on July 23, 2018 and as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 21:34 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 6,242 | $103.05 | $643,238.10 |
DisclosureSEC source: 0001209191-17-062699 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,555 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.62 to $103.50, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 21:34 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 4,758 | $101.99 | $485,268.42 |
DisclosureSEC source: 0001209191-17-062699 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,797 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.59 to $102.37, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 21:34 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 11,000 | $4.55 | $50,050.00 |
DisclosureSEC source: 0001209191-17-062699 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:39 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-17-050726 · doc4.xml · derivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 11,000 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are currently exercisable as to 60% of the shares and become exercisable as to an additional 20% of the shares on July 23, 2018 and as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:39 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 11,000 | $87.25 | $959,756.60 |
DisclosureSEC source: 0001209191-17-050726 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,555 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.45, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:39 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 11,000 | $4.55 | $50,050.00 |
DisclosureSEC source: 0001209191-17-050726 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-17-036774 · doc4.xml · derivative · entry 4 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 4,000 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are currently exercisable as to 40% of the shares and become exercisable as to an additional 20% of the shares on July 23, 2017, as to an additional 20% of the shares on July 23, 2018, and as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 6,000 | $96.76 | $580,556.40 |
DisclosureSEC source: 0001209191-17-036774 · doc4.xml · nonDerivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,555 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.43 to $97.19, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 4,000 | $96.86 | $387,439.60 |
DisclosureSEC source: 0001209191-17-036774 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,555 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.56 to $96.98, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 4,000 | $4.55 | $18,200.00 |
DisclosureSEC source: 0001209191-17-036774 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:48 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantEmployee Stock Option (right to buy) · Derivative | 29,428 | $0.00 Strike: $98.92 | $0.00 |
DisclosureSEC source: 0001209191-17-029707 · doc4.xml · derivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,428 Underlying: Common Stock · 29,428 shares Expires 2027-05-01 F2 · derivative.exercise_date: The options become exercisable as to 25% of the shares on May 1, 2018, as to an additional 25% of the shares on May 1, 2019, as to an additional 25% of the shares on May 1, 2020, and as to the remaining 25% of the shares on May 1, 2021. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:48 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantCommon Stock | 4,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029707 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,555 F1 · security: Restricted common stock granted on May 1, 2017, vesting one-quarter on each of the first four anniversaries of the grant date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:48 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 238 | $98.15 | $23,359.70 |
DisclosureSEC source: 0001209191-17-029707 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,290 Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 20:20 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Tax withholdingCommon Stock | 237 | $92.92 | $22,022.04 |
DisclosureSEC source: 0001209191-17-026677 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,528 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 2,800 | $93.55 | $261,934.96 |
DisclosureSEC source: 0001209191-17-019253 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,765 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.29 to $93.78, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:17 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 5,200 | $94.32 | $490,454.64 |
DisclosureSEC source: 0001209191-17-019253 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,565 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.92 to $94.66, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:36 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantEmployee Stock Option (right to buy) · Derivative | 8,970 | $0.00 Strike: $80.91 | $0.00 |
DisclosureSEC source: 0001209191-17-006718 · doc4.xml · derivative · entry 3 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,970 Underlying: Common Stock · 8,970 shares Expires 2027-01-30 F3 · derivative.exercise_date: The options become exercisable as to 25% of the shares on January 30, 2018, as to an additional 25% of the shares on January 30, 2019, as to an additional 25% of the shares on January 30, 2020, and as to the remaining 25% of the shares on January 30, 2021. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:36 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006718 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,765 F2 · security: Restricted common stock granted on January 30, 2017, vesting 100% on January 30, 2021. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:36 UTC | Burlington Stores, Inc. BURL · Entity 1691 | GrantCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006718 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,765 F1 · security: Restricted common stock granted on January 30, 2017, vesting one-quarter on each of the first four anniversaries of the grant date. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 21:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-16-152292 · doc4.xml · derivative · entry 3 Katz Marc · CIK 0001585978 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 8,000 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are currently exercisable as to 40% of the shares and become exercisable as to an additional 20% of the shares on July 23, 2017, as to an additional 20% of the shares on July 23, 2018 and as to the remaining 20% of the shares on July 23, 2019. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 21:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 8,000 | $88.51 | $708,080.00 |
DisclosureSEC source: 0001209191-16-152292 · doc4.xml · nonDerivative · entry 2 Katz Marc · CIK 0001585978 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,465 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $88.75, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 21:16 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 8,000 | $4.55 | $36,400.00 |
DisclosureSEC source: 0001209191-16-152292 · doc4.xml · nonDerivative · entry 1 Katz Marc · CIK 0001585978 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.