Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date January 13, 2017 · Filed January 18, 2017
Section 16 reporting ended · disclosed 2017-01-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,904 |
Ending reported balance
After 2017-01-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-01-13 · Exercise / conversion · Acquired 8,049 · Balance 8,049 F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Row 2 · 2017-01-13 · Exercise / conversion · Acquired 7,085 · Balance 15,134 F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Row 3 · 2017-01-13 · Tax withholding · Disposed 6,230 · Balance 8,904 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-01-13 | Direct | 0 |
Reported balance
After 2017-01-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-01-13 · Exercise / conversion · Disposed 7,085 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-01-13 | Direct | 8,050 |
Reported balance
After 2017-01-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-01-13 · Exercise / conversion · Disposed 8,049 · Balance 8,050 F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.
F3: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2013 Filed Aug 5, 2013 20:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001225208-13-017296 · doc4.xml · derivative · entry 5 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 36,566 | $56.49 | $2,065,613.34 |
DisclosureSEC source: 0001225208-13-017296 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,981 Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 15,000 | $45.79 | $686,850.00 |
DisclosureSEC source: 0001225208-13-017296 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 25,000 | $46.79 | $1,169,750.00 |
DisclosureSEC source: 0001225208-13-017296 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2013 Filed May 7, 2013 21:29 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 668 | $48.99 | $32,728.33 |
DisclosureSEC source: 0001225208-13-011566 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,547 Read SEC document |
| February 01, 2013 Filed Feb 2, 2013 01:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,000 | $47.80 | $143,400.00 |
DisclosureSEC source: 0001225208-13-002795 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,216.5325 Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 10,461 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-13-001723 · doc4.xml · derivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,461 Underlying: Common Stock · 10,461 shares Expires 2023-01-17 F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 6,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001723 · doc4.xml · derivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,870 Underlying: Common Stock · 6,870 shares Expires 2016-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 3,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001604 · doc4.xml · derivative · entry 6 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,063 Underlying: Common Stock · 3,063 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001604 · doc4.xml · derivative · entry 5 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,938 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 2,333 | $45.81 | $106,874.73 |
DisclosureSEC source: 0001225208-13-001604 · doc4.xml · nonDerivative · entry 3 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,216.5325 Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001604 · doc4.xml · nonDerivative · entry 2 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,549.5325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 3,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001604 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,611.5325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.