Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date February 06, 2017 · Filed February 08, 2017
Section 16 reporting ended · disclosed 2017-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,295 |
Ending reported balance
After 2017-02-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-06 · Exercise / conversion · Acquired 6,250 · Balance 6,695 F1: On February 6, 2013, the Reporting Person received a grant of RSUs covering 25,000 shares of KLA-Tencor common stock. On February 6, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Row 2 · 2017-02-06 · Tax withholding · Disposed 2,400 · Balance 4,295 F2: Pursuant to such terms of the February 6, 2013 RSU grant, 2,400 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the vesting date. |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 86,606 |
Reported balance
Holding disclosure · report date 2017-02-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 86,606 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 6, 2013, the Reporting Person received a grant of RSUs covering 25,000 shares of KLA-Tencor common stock. On February 6, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs.
F2: Pursuant to such terms of the February 6, 2013 RSU grant, 2,400 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the vesting date.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2017 Filed Feb 8, 2017 23:20 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,400 | $87.00 | $208,800.00 |
DisclosureSEC source: 0001628280-17-001021 · wf-form4_148659600566141.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,295 F2 · shares: Pursuant to such terms of the February 6, 2013 RSU grant, 2,400 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the vesting date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 23:20 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-001021 · wf-form4_148659600566141.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 6, 2013, the Reporting Person received a grant of RSUs covering 25,000 shares of KLA-Tencor common stock. On February 6, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:50 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 26,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-021310 · wf-form4_147915955661763.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,856 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 26,764 shares of KLA-Tencor common stock which vest 25% annually beginning November 11, 2017, subject to continued service on each vesting date. F3 · balance_after: Does not include performance-based RSUs held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:13 UTC | KLA CORP KLAC · Entity 2838 | GiftCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020383 · wf-form4_147759915505436.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445 Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 19,750 | $74.54 | $1,472,244.00 |
DisclosureSEC source: 0001628280-16-020383 · wf-form4_147759915505436.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279 F1 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $74.47 to $74.64. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| September 07, 2016 Filed Sep 10, 2016 00:02 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,354 | $70.80 | $308,263.20 |
DisclosureSEC source: 0001628280-16-019502 · wf-form4_147346571689234.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,029 F7 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 4,354 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 10, 2016 00:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 8,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019502 · wf-form4_147346571689234.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: As noted in Footnote 2, on August 6, 2013, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2016, was determined by the Compensation Committee of KLA-Tencor's Board of directors (on September 7, 2016) to cover 16,687 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 07, 2016 Filed Sep 10, 2016 00:02 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 16,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019502 · wf-form4_147346571689234.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,092 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 6, 2013, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,687 shares (based on 125% of the target shares of 13,350) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2016 fiscal year, on September 7, 2016 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,687. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 7, 2016) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 6, 2013). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 16,687 RSUs in connection with the determination of the level at which the August 6, 2013 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:14 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,912 | $77.63 | $148,428.56 |
DisclosureSEC source: 0001628280-16-018838 · wf-form4_147078444921944.xml · nonDerivative · entry 6 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,040 F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 1,912 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018838 · wf-form4_147078444921944.xml · nonDerivative · entry 5 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 14,650 shares of KLA-Tencor common stock. On August 7, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:14 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,303 | $77.63 | $178,781.89 |
DisclosureSEC source: 0001628280-16-018838 · wf-form4_147078444921944.xml · nonDerivative · entry 4 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,289 F4 · shares: Pursuant to such terms of the August 6, 2015 RSU grant, 2,303 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018838 · wf-form4_147078444921944.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2015, the Reporting Person received a grant of RSUs covering 17,650 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:14 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,742 | $77.63 | $135,231.46 |
DisclosureSEC source: 0001628280-16-018838 · wf-form4_147078444921944.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,179 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 1,742 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018838 · wf-form4_147078444921944.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 13,350 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 04, 2016 Filed Aug 9, 2016 00:19 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 27,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018750 · wf-form4_147070194654575.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,161 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 4, 2017) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 4, 2020, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. Shares of common stock will be issued as the RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:50 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,370 | $75.72 | $103,736.40 |
DisclosureSEC source: 0001628280-16-018541 · wf-form4_147034740795672.xml · nonDerivative · entry 6 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,584 F7 · shares: Pursuant to such terms of the August 2, 2012 RSU grant described in note (6) above, 1,370 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:50 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018541 · wf-form4_147034740795672.xml · nonDerivative · entry 5 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On August 2, 2012, the Reporting Person received a grant of RSUs covering 10,500 shares of KLA-Tencor common stock. On August 2, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:50 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,427 | $75.72 | $410,932.44 |
DisclosureSEC source: 0001628280-16-018541 · wf-form4_147034740795672.xml · nonDerivative · entry 4 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,329 F5 · shares: Pursuant to such terms of the August 2, 2012 RSU grant described in note (4) above, 5,427 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:50 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 10,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018541 · wf-form4_147034740795672.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On August 2, 2012, the Reporting Person received a grant of RSUs covering 20,800 shares of KLA-Tencor common stock. On August 2, 2016, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:50 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,485 | $75.72 | $188,164.20 |
DisclosureSEC source: 0001628280-16-018541 · wf-form4_147034740795672.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,356 F3 · shares: Pursuant to such terms of the August 2, 2012 performance-based RSU grant, 2,485 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:50 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018541 · wf-form4_147034740795672.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 2, 2012, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2014, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2014) to cover, based on KLA-Tencor's financial performance during fiscal year 2014, 13,125 shares of KLA-Tencor common stock. On August 2, 2016, the Reporting person vested in fifty percent (50%) of the performance-based RSUs. F2 · balance_after: Includes 363 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2016. Read SEC document |
| February 08, 2016 Filed Feb 10, 2016 22:15 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,844 | $64.60 | $248,322.40 |
DisclosureSEC source: 0001628280-16-010944 · wf-form4_145514249130588.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916 F1 · kind: This sale is effected pursuant to the terms of a rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2015. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:46 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,406 | $65.51 | $157,617.06 |
DisclosureSEC source: 0001628280-16-010882 · wf-form4_145505435622678.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760 F3 · shares: Pursuant to such terms of the February 6, 2013 RSU grant, 2,406 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such determination date (February 5, 2016). Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:46 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-010882 · wf-form4_145505435622678.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 6, 2013, the Reporting person received a grant of restricted stock units ("RSUs") covering 25,000 shares of KLA-Tencor common stock. On February 5, 2016, the Reporting Person vested twenty-five percent (25%) of such RSUs. F2 · balance_after: Includes 82 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on December 31, 2015. Read SEC document |
| October 21, 2015 Filed Oct 23, 2015 21:14 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 16,204 | $64.39 | $1,043,375.56 |
DisclosureSEC source: 0001628280-15-007810 · wf-form4_144563485162745.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2015. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:52 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,425 | $48.83 | $167,242.75 |
DisclosureSEC source: 0001628280-15-007005 · wf-form4_144175634434465.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,038 F7 · shares: Pursuant to such terms of the August 2, 2012 RSU grant, 3,425 shares of KLA-Tencor common stock were automatically withheld on the day of determination to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such determination date (September 3, 2015). Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:52 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007005 · wf-form4_144175634434465.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: As noted in Foonote 2, on August 2, 2012, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2015, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (on September 3, 2015) to cover, based on KLA-Tencor's financial performance, 13,125 shares of KLA-Tencor common stock. On September 3, 2015, the reporting person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:52 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 13,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007005 · wf-form4_144175634434465.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,398 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 2,2012, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to 10,500 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2015 fiscal year, on September 3, 2015 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 13,125. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 3, 2015) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 2, 2012). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 13,125 RSUs in connection with the determination of the level at which the August 2, 2012 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 21:19 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,912 | $52.35 | $100,093.20 |
DisclosureSEC source: 0001628280-15-006478 · wf-form4_143932793890391.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 F2 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 1,912 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 21:19 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006478 · wf-form4_143932793890391.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 7, 2014, the Reporting Person received a grant of restricted stock units ("RSUs") covering 14,650 shares of KLA-Tencor common stock. On August 7, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:26 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 17,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006414 · wf-form4_143924199355107.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,499 F3 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 6, 2016) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 6, 2019, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:26 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,742 | $51.95 | $90,496.90 |
DisclosureSEC source: 0001628280-15-006414 · wf-form4_143924199355107.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,149 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 1,742 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:26 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006414 · wf-form4_143924199355107.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 13,350 shares of KLA-Tencor common stock. On August 6, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:43 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,914 | $51.85 | $202,940.90 |
DisclosureSEC source: 0001628280-15-006257 · wf-form4_143889739746577.xml · nonDerivative · entry 4 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,553 F4 · shares: Pursuant to such terms of the August 4, 2011 RSU grant, 3,005 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:43 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006257 · wf-form4_143889739746577.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On August 4, 2011, the Reporting Person received a grant of RSUs covering 15,000 shares of KLA-Tencor common stock. On August 4, 2015, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:43 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,005 | $51.85 | $155,809.25 |
DisclosureSEC source: 0001628280-15-006257 · wf-form4_143889739746577.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,967 F2 · shares: Pursuant to the terms of the August 4, 2011 performance-based RSU grant, 3,914 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:43 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006257 · wf-form4_143889739746577.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 4, 2011, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2013, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2013) to cover, based on KLA-Tencor's financial performance during fiscal year 2013, 15,000 shares of KLA-Tencor common stock. On August 4, 2015, the Reporting Person vested in fifty percent (50%) of the performance-based RSUs. Read SEC document |
| August 02, 2015 Filed Aug 4, 2015 21:25 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 987 | $53.05 | $52,360.35 |
DisclosureSEC source: 0001628280-15-006051 · wf-form4_143872351616793.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,472 F3 · shares: Pursuant to the terms of the August 2, 2012 RSU grant described in note (1) above, 987 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 02, 2015 Filed Aug 4, 2015 21:25 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006051 · wf-form4_143872351616793.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 2, 2012, the Reporting Person received a grant of restricted stock units ("RSUs") covering 10,500 shares of KLA-Tencor common stock. On August 2, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. F2 · balance_after: Includes 289 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2015. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 22:08 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,841 | $63.71 | $244,710.11 |
DisclosureSEC source: 0001628280-15-000901 · wf-form4_142447012143877.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 23:34 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,409 | $62.61 | $150,827.49 |
DisclosureSEC source: 0001628280-15-000539 · wf-form4_142352485506692.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,386 F3 · shares: Pursuant to the terms of the February 6, 2013 RSU grant, 2,409 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 23:34 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-000539 · wf-form4_142352485506692.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,795 F1 · price: On February 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 25,000 shares of KLA-Tencor common stock. On February 6, 2015, the Reporting Person vested twenty-five percent (25%) of such RSUs. F2 · balance_after: Includes 129 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on December 31, 2014. Read SEC document |
| August 07, 2014 Filed Aug 11, 2014 23:01 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 14,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028859 · rrd414294.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,062 F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest in twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 7, 2014) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 7, 2018, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 07, 2014 Filed Aug 11, 2014 23:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,596 | $72.30 | $115,390.80 |
DisclosureSEC source: 0001181431-14-028859 · rrd414294.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 22:03 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,742 | $71.88 | $125,214.96 |
DisclosureSEC source: 0001181431-14-028736 · rrd413916.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,012 F3 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 1,742 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 22:03 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 3,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028736 · rrd413916.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,754 F2 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 13,350 shares of KLA-Tencor common stock. On August 6, 2014, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 22:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 7,890 | $70.91 | $559,479.90 |
DisclosureSEC source: 0001181431-14-028736 · rrd413916.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 23:28 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,305 | $71.60 | $308,238.00 |
DisclosureSEC source: 0001181431-14-028467 · rrd413907.xml · nonDerivative · entry 5 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,306 F5 · shares: Pursuant to the terms of the August 5, 2010 RSU grant described in note (4) above, 4,305 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 23:28 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 8,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028467 · rrd413907.xml · nonDerivative · entry 4 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,611 F4 · price: On August 5, 2010, the Reporting Person received a grant of RSUs covering 16,500 shares of KLA-Tencor common stock. On August 5, 2014, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 23:28 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,305 | $71.60 | $308,238.00 |
DisclosureSEC source: 0001181431-14-028467 · rrd413907.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,361 F3 · shares: Pursuant to the terms of the August 5, 2010 performance-based RSU grant described in note (2) above, 4,305 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.