Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date February 06, 2017 · Filed February 08, 2017
Section 16 reporting ended · disclosed 2017-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,295 |
Ending reported balance
After 2017-02-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-06 · Exercise / conversion · Acquired 6,250 · Balance 6,695 F1: On February 6, 2013, the Reporting Person received a grant of RSUs covering 25,000 shares of KLA-Tencor common stock. On February 6, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Row 2 · 2017-02-06 · Tax withholding · Disposed 2,400 · Balance 4,295 F2: Pursuant to such terms of the February 6, 2013 RSU grant, 2,400 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the vesting date. |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 86,606 |
Reported balance
Holding disclosure · report date 2017-02-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 86,606 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 6, 2013, the Reporting Person received a grant of RSUs covering 25,000 shares of KLA-Tencor common stock. On February 6, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs.
F2: Pursuant to such terms of the February 6, 2013 RSU grant, 2,400 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the vesting date.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2014 Filed Aug 6, 2014 23:28 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 8,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028467 · rrd413907.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,666 F2 · price: On August 5, 2010, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2012, was determined by the Compensation Committee of KLA-Tencor's Board of Directors to cover, based on KLA-Tencor's financial performance during fiscal years 2011 and 2012, 16,500 shares of KLA-Tencor common stock. On August 5, 2014, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| August 04, 2014 Filed Aug 6, 2014 23:28 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 7,478 | $71.41 | $534,003.98 |
DisclosureSEC source: 0001181431-14-028467 · rrd413907.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. Read SEC document |
| August 02, 2014 Filed Aug 5, 2014 21:01 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 987 | $71.63 | $70,699.80 |
DisclosureSEC source: 0001181431-14-028250 · rrd413525.xml · nonDerivative · entry 5 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,894 F6 · shares: Pursuant to the terms of the August 2, 2012 RSU grant described in note (5) above, 987 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 02, 2014 Filed Aug 5, 2014 21:01 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 2,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028250 · rrd413525.xml · nonDerivative · entry 4 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,881 F5 · price: On August 2, 2012, the Reporting Person received a grant of RSUs covering 10,500 shares of KLA-Tencor common stock. On August 2, 2014, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 02, 2014 Filed Aug 5, 2014 21:01 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,560 | $71.63 | $326,637.36 |
DisclosureSEC source: 0001181431-14-028250 · rrd413525.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,256 F4 · shares: Pursuant to the terms of the August 2, 2012 RSU grant described in note (3) above, 4,560 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 02, 2014 Filed Aug 5, 2014 21:01 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 10,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028250 · rrd413525.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,816 F3 · price: On August 2, 2012, the Reporting Person received a grant of restricted stock units ("RSUs") covering 20,800 shares of KLA-Tencor common stock. On August 2, 2014, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| July 31, 2014 Filed Aug 5, 2014 21:01 UTC | KLA CORP KLAC · Entity 2838 | GiftCommon Stock | 491 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028250 · rrd413525.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 F1 · shares: Shares given as a charitable donation to The Ayco Charitable Foundation. This donation is being voluntarily reported on this Form 4. F2 · balance_after: Includes 245 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2014. Read SEC document |
| February 07, 2014 Filed Feb 10, 2014 22:21 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,853 | $62.01 | $238,924.53 |
DisclosureSEC source: 0001181431-14-006020 · rrd401817.xml · nonDerivative · entry 3 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 F4 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. Read SEC document |
| February 06, 2014 Filed Feb 10, 2014 22:21 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,397 | $61.83 | $148,206.51 |
DisclosureSEC source: 0001181431-14-006020 · rrd401817.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,515 F3 · shares: Pursuant to the terms of the February 6, 2013 RSU grant, 2,397 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| February 06, 2014 Filed Feb 10, 2014 22:21 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-006020 · rrd401817.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,912 F1 · price: On February 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 25,000 shares of KLA-Tencor common stock. On February 6, 2014, the Reporting Person vested in twenty-five percent (25%) of such RSUs. F2 · balance_after: Includes 171 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on December 31, 2013. Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 22:30 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $58.10 | $0.00 |
DisclosureSEC source: 0001181431-13-055135 · rrd393362.xml · derivative · entry 4 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2014-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents a stock option granted on January 27, 2004, granting the Reporting Person the right to purchase up to 4,000 shares of KLA-Tencor common stock. 800 of the shares subject to this stock option vested on October 27, 2004 and 1/48 of the remaining 3,200 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008. Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 22:30 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,000 | $64.89 | $259,564.00 |
DisclosureSEC source: 0001181431-13-055135 · rrd393362.xml · nonDerivative · entry 2 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $64.89 to $64.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 22:30 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,000 | $58.10 | $232,400.00 |
DisclosureSEC source: 0001181431-13-055135 · rrd393362.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2013 Filed Aug 12, 2013 23:06 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,586 | $58.40 | $209,404.47 |
DisclosureSEC source: 0001181431-13-044218 · rrd388012.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $58.11 to $58.67. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 08, 2013 Filed Aug 28, 2013 23:00 UTC Amendment | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,586 | $58.40 | $209,404.47 |
DisclosureSEC source: 0001181431-13-046837 · rrd389305.xml · nonDerivative · entry 1 Kirk Michael · CIK 0001582625 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $58.11 to $58.67. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.