Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUCOMMUN INC /DE/DCO · Entity 4321 | VP & Chief HR Officer | September 10, 2021 | September 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUCOMMUN INC /DE/
Report date September 10, 2021 · Filed September 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,753 |
Reported balance
After 2021-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-09-10 · Sale · Disposed 2,500 · Balance 34,753 F1: This transaction was executed in multiple trades at prices ranging from $50.72 to $50.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effectuated. F2: The total amount of securities listed includes 111 shares of common stock acquired on July 31, 2021 through the Ducommun Incorporated Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $50.72 to $50.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effectuated.
F2: The total amount of securities listed includes 111 shares of common stock acquired on July 31, 2021 through the Ducommun Incorporated Employee Stock Purchase Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Romeo Power, Inc.
Report date October 14, 2022 · Filed October 17, 2022
Section 16 reporting ended · disclosed 2022-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-10-14 · Other · Disposed 80,562 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock. F2: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2016 Filed Dec 2, 2016 20:07 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 11,250 | $0.00 Strike: $22.84 | $0.00 |
DisclosureSEC source: 0001209191-16-152935 · doc4.xml · derivative · entry 5 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 11,250 shares Expires 2020-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F3 · derivative.exercise_date: The option vested or will vest as to 3,750 shares on each of July 31, 2014, 2015, 2016, 2017. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:07 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 10,000 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001209191-16-152935 · doc4.xml · derivative · entry 4 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option vested as to 2,500 shares on each of July 27, 2012, 2013, 2014, 2015. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:07 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 18,155 | $29.04 | $527,221.20 |
DisclosureSEC source: 0001209191-16-152935 · doc4.xml · nonDerivative · entry 3 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,184 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:07 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 11,250 | $22.84 | $256,950.00 |
DisclosureSEC source: 0001209191-16-152935 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:07 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 10,000 | $21.61 | $216,100.00 |
DisclosureSEC source: 0001209191-16-152935 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 23:34 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 5,000 | $24.29 | $121,450.00 |
DisclosureSEC source: 0001209191-16-140469 · doc4.xml · nonDerivative · entry 3 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,089 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:34 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 9,000 | $0.00 Strike: $18.04 | $0.00 |
DisclosureSEC source: 0001209191-16-140469 · doc4.xml · derivative · entry 4 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2017-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to 2,250 shares on each of June 23, 2011, 2012, 2013 and 2014 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:34 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 7,727 | $23.33 | $180,270.91 |
DisclosureSEC source: 0001209191-16-140469 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,089 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 23:34 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 9,000 | $18.04 | $162,360.00 |
DisclosureSEC source: 0001209191-16-140469 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.