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Brennan Susan Seilheimer

Disclosed activity across 2 companies

Tapewire entity
123036
SEC CIK
0001745993

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bloom Energy CorpBE · Entity 2659EVP & COOJune 17, 2021June 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bloom Energy Corp

Report date June 17, 2021 · Filed June 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect204,771 Reported balance After 2021-06-17 transaction · row 1
1 source row

Row 1 · 2021-06-17 · Sale · Disposed 11,397 · Balance 204,771

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units.

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.66 to $24.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units.

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.66 to $24.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Romeo Power, Inc.

Report date October 13, 2022 · Filed October 17, 2022

Section 16 reporting ended · disclosed 2022-10-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-13 transaction · row 1
1 source row

Row 1 · 2022-10-13 · Other · Disposed 118,922 · Balance 0

F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-10-14 · Other · Acquired 1,118,859 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.

F2: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2020 Filed Jul 17, 2020 21:58 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001209191-20-042938 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,854

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:51 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 2,000 $9.99 $19,985.60
Disclosure

SEC source: 0001209191-20-040435 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,854

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $9.55 to $10.51, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 21:50 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 2,000 $8.06 $16,127.00
Disclosure

SEC source: 0001209191-20-039519 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,854

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $7.78 to $8.53, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:05 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A common stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037043 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,854

F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date.

Read SEC document
May 26, 2020 Filed May 27, 2020 21:33 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 10,000 $8.25 $82,524.00
Disclosure

SEC source: 0001209191-20-032355 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,854

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.2410 to $8.2750, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:07 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 713 $8.30 $5,919.47
Disclosure

SEC source: 0001209191-20-030944 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,854

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on May 15, 2020, the acquisition of which were previously reported on Table I. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 23:40 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 2,745 $11.45 $31,426.13
Disclosure

SEC source: 0001209191-20-010773 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,567

F1 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on February 15, 2020, the acquisition of which were previously reported on Table I. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $11.4423 to $11.45 inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 25,540 $8.32 $212,579.64
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · nonDerivative · entry 4

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,812

F2 · kind: The number of shares required to cover tax withholding obligations incurred upon vesting of the RSUs were sold and the proceeds of sale were tendered to the issuer in payment of applicable taxes.

F3 · price: he price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.40, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B common stock · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 13

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B common stock · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 12

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Underlying: Class A common stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted stock units (Class B common stock) · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 11

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Underlying: Class B common stock · 9,777 shares

Expires 2026-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F8 · derivative.exercise_date: These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B common stock · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 10

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B common stock · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 9

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Class A common stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted stock units (Class B common stock) · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 8

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Class B common stock · 3,333 shares

Expires 2025-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F7 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B common stock · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 7

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B common stock · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 6

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,318

Underlying: Class A common stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted stock units (Class B common stock) · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 5

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,318

Underlying: Class B common stock · 52,318 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A common stock 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · nonDerivative · entry 3

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A common stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:31 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A common stock 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005271 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:39 UTC Bloom Energy Corp BE · Entity 2659 GrantEmployee Stock Option (Class A common stock) · Derivative 56,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001209191-19-056449 · doc4.xml · derivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Class A common stock · 56,000 shares

Expires 2029-11-11

F1 · derivative.exercise_date: If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/20, 1/3 of the options vest on 11/11/20. If the stock price reaches $8 after 11/11/20 but before 11/11/24, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/21, 1/3 of the options vest on 11/11/21. If the stock price reaches $11 after 11/11/21 but before 11/11/24, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/22, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/22 but before 11/11/24, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/24, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/24 shall be canceled.

Read SEC document
September 26, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 55,486 $3.41 $189,179.52
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,924

F3 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F4 · price: Weighted average sales price

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 11

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security in accordance with its terms.

F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 10

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,318

Underlying: Class B Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units (Class B Common Stock) · Derivative 52,318 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 9

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,636

Underlying: Class B Common Stock · 52,318 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: RSU's will vest over two years at 6 month intervals from the end of lock-up and during an open trading window, subject to the reporting person's continued service through each vesting date

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 23,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 8

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common stock · 23,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security in accordance with its terms.

F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 23,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 7

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Class B Common Stock · 23,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units (Class B Common Stock) · Derivative 23,334 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 6

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Class B Common Stock · 23,334 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 5

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security in accordance with its terms.

F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 4

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Class B Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units (Class B Common Stock) · Derivative 33,334 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · derivative · entry 3

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 33,334 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A common stock 108,986 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051050 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security in accordance with its terms.

F2 · balance_after: Includes 1105 shares issued on August 14, 2019 in connection with the reporting person's participation in the Bloom Energy Corporation Employee Stock Purchase Plan.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 20:53 UTC Bloom Energy Corp BE · Entity 2659 GrantStock option (nonqualified stock option) · Derivative 32,324 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001209191-19-042649 · doc4.xml · derivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,324

Underlying: Class A Common Stock · 32,324 shares

Expires 2029-07-15

F1 · derivative.exercise_date: Stock options vest 25% on the one-year anniversary of February 15, 2019, with the remaining options vesting in equal quarterly installments over a period of three years, subject to the reporting person's continued service with the Company.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:33 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 11,471 $10.72 $122,982.89
Disclosure

SEC source: 0001209191-19-034450 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,319

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted by the reporting person on November 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.3000 to $10.9600. The price reported above reflects the weighted average sales price.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:37 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 11,471 $13.53 $155,172.81
Disclosure

SEC source: 0001209191-19-026945 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,790

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted by the reporting person on November 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.1100 to $13.8700. The price reported above reflects the weighted average sales price.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 17:55 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 22,941 $12.10 $277,654.92
Disclosure

SEC source: 0001209191-19-021700 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,261

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted by the reporting person on November 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.8100 to $12.3600. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 17,901 $11.96 $214,035.10
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · nonDerivative · entry 8

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,202

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3650. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 3,346 $11.96 $40,006.78
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · nonDerivative · entry 6

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,785

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3650. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,239 $11.96 $26,770.83
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · nonDerivative · entry 4

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,354

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3650. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 395 $11.96 $4,722.86
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,927

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3650. The price reported above reflects the weighted average sales price.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 20

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 19

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,318

Underlying: Class A Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 18

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,954

Underlying: Class B Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 17

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 16

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Underlying: Class A Common Stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 15

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,554

Underlying: Class B Common Stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 14

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 13

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class A Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 12

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class B Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:05 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 11

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.