person · Reporting owner
Brennan Susan Seilheimer
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | EVP & COO | June 17, 2021 | June 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date June 17, 2021 · Filed June 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 204,771 |
Reported balance
After 2021-06-17 transaction · row 1
1 source rowRow 1 · 2021-06-17 · Sale · Disposed 11,397 · Balance 204,771 F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units. F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.66 to $24.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units.
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.66 to $24.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Romeo Power, Inc.
Report date October 13, 2022 · Filed October 17, 2022
Section 16 reporting ended · disclosed 2022-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-13 transaction · row 1
1 source rowRow 1 · 2022-10-13 · Other · Disposed 118,922 · Balance 0 F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-14 · Other · Acquired 1,118,859 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock. F3: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock.
F3: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2019 Filed Mar 27, 2019 23:05 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 10 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003 Underlying: Class A Common Stock · 1,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 23:05 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021489 · doc4.xml · derivative · entry 9 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 23:05 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 52,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021489 · doc4.xml · nonDerivative · entry 7 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 23:05 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 9,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021489 · doc4.xml · nonDerivative · entry 5 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 23:05 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021489 · doc4.xml · nonDerivative · entry 3 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 23:05 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021489 · doc4.xml · nonDerivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:08 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Non-qualified Stock Option) · Derivative | 33,819 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-19-011638 · doc4.xml · derivative · entry 2 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,819 Underlying: Class A Common Stock · 33,819 shares Expires not disclosed F3 · derivative.exercise_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. F3 · derivative.expiration_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:08 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 33,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011638 · doc4.xml · nonDerivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,319 F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The RSUs vest as to 25% of the shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. F2 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:30 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 29,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044633 · doc4.xml · derivative · entry 4 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,331 Underlying: Class B Common Stock · 29,331 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:30 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 13,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044633 · doc4.xml · derivative · entry 3 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,332 Underlying: Class B Common Stock · 13,332 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window; 25% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 25% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:30 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044633 · doc4.xml · derivative · entry 2 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003 Underlying: Class B Common Stock · 1,003 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:30 UTC | Bloom Energy Corp BE · Entity 2659 | PurchaseClass A Common Stock | 1,000 | $15.00 | $15,000.00 |
DisclosureSEC source: 0001209191-18-044633 · doc4.xml · nonDerivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 209,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044118 · doc4.xml · derivative · entry 5 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,267 Underlying: Class B Common Stock · 209,267 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F7 · derivative.exercise_date: These RSU's will vest over two years at 6 month intervals from the end of lock-up and during an open trading window, subject to the reporting person's continued service through each vesting date. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU)(Class B Common Stock · Derivative | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044118 · doc4.xml · derivative · entry 4 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Class B Common Stock · 33,334 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F6 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 46,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044118 · doc4.xml · derivative · entry 3 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,667 Underlying: Class B Common Stock · 46,667 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy Class B Common Stock) · Derivative | 100,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044118 · doc4.xml · derivative · entry 2 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class B Common Stock · 100,000 shares Expires 2028-07-23 F3 · derivative.exercise_date: The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is fully vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy Class B Common Stock) · Derivative | 20,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044118 · doc4.xml · derivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class B Common Stock · 20,000 shares Expires 2028-07-23 F1 · derivative.exercise_date: The option will vest at the rate of 50% on the one year anniversary of July 24, 2018, and the remaining 50% on the second year anniversary of such date, subject to the reporting person's continued service through each vesting date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Feb 20, 2019 22:05 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 209,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011628 · doc4a.xml · derivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,272 Underlying: Class B Common Stock · 209,272 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: These RSU's will vest over two years at 6 month intervals from July 25, 2018. F2 · derivative.expiration_date: These RSU's will vest over two years at 6 month intervals from July 25, 2018. F3 · derivative.underlying: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · balance_after: This Form 4 amendment is being filed to correct the original Form 4 filed on July 26, 2018 which incorrectly reported that the Reporting Person held 209,267 RSUs and incorrectly stated the vesting of such RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.