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person · Reporting owner

Brennan Susan Seilheimer

Disclosed activity across 2 companies

Tapewire entity
123036
SEC CIK
0001745993

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bloom Energy CorpBE · Entity 2659EVP & COOJune 17, 2021June 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bloom Energy Corp

Report date June 17, 2021 · Filed June 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect204,771 Reported balance After 2021-06-17 transaction · row 1
1 source row

Row 1 · 2021-06-17 · Sale · Disposed 11,397 · Balance 204,771

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units.

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.66 to $24.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units.

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.66 to $24.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Romeo Power, Inc.

Report date October 13, 2022 · Filed October 17, 2022

Section 16 reporting ended · disclosed 2022-10-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-13 transaction · row 1
1 source row

Row 1 · 2022-10-13 · Other · Disposed 118,922 · Balance 0

F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-10-14 · Other · Acquired 1,118,859 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.

F2: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 14, 2022 Filed Oct 17, 2022 16:16 UTC Romeo Power, Inc. RMO · Entity 123033 OtherRestricted Stock Units · Derivative 1,118,859 $0.00 $0.00
Disclosure

SEC source: 0001757932-22-000061 · wf-form4_166603766141906.xml · derivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,118,859 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · price: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.

F3 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.

F3 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 16:16 UTC Romeo Power, Inc. RMO · Entity 123033 OtherCommon Stock 118,922 $0.00 $0.00
Disclosure

SEC source: 0001757932-22-000061 · wf-form4_166603766141906.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 17:28 UTC Romeo Power, Inc. RMO · Entity 123033 Exercise / conversionRestricted Stock Units · Derivative 7,491 $0.00 $0.00
Disclosure

SEC source: 0001757932-22-000053 · wf-form4_166370932149035.xml · derivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,318

Underlying: Common Stock · 7,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the grant date and as to 1/24th of the remainder of the underlying shares monthly thereafter. The grant date is August 16, 2021

F2 · derivative.expiration_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the grant date and as to 1/24th of the remainder of the underlying shares monthly thereafter. The grant date is August 16, 2021

Read SEC document
September 16, 2022 Filed Sep 20, 2022 17:28 UTC Romeo Power, Inc. RMO · Entity 123033 Exercise / conversionCommon Stock 7,491 $0.00 $0.00
Disclosure

SEC source: 0001757932-22-000053 · wf-form4_166370932149035.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:14 UTC Romeo Power, Inc. RMO · Entity 123033 Exercise / conversionRestricted Stock Units · Derivative 89,900 $0.00 $0.00
Disclosure

SEC source: 0001757932-22-000052 · wf-form4_166076723956150.xml · derivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,809

Underlying: Common Stock · 89,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the grant date and as to 1/24th of the remainder of the underlying shares monthly thereafter. The grant date is August 16, 2021.

F2 · derivative.expiration_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the grant date and as to 1/24th of the remainder of the underlying shares monthly thereafter. The grant date is August 16, 2021.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:14 UTC Romeo Power, Inc. RMO · Entity 123033 Exercise / conversionCommon Stock 89,900 $0.00 $0.00
Disclosure

SEC source: 0001757932-22-000052 · wf-form4_166076723956150.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 21:35 UTC Romeo Power, Inc. RMO · Entity 123033 GrantRestricted Stock Units · Derivative 214,834 $0.00 $0.00
Disclosure

SEC source: 0001757932-22-000016 · wf-form4_164558371682475.xml · derivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,834

Underlying: Common Stock · 214,834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/12th of the remainder of the underlying shares in eight quarterly installments thereafter. The vesting commencement date is is February 18, 2022.

F3 · derivative.expiration_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/12th of the remainder of the underlying shares in eight quarterly installments thereafter. The vesting commencement date is is February 18, 2022.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 21:35 UTC Romeo Power, Inc. RMO · Entity 123033 GrantRestricted Stock Units · Derivative 731,707 $0.00 $0.00
Disclosure

SEC source: 0001757932-22-000016 · wf-form4_164558371682475.xml · derivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,707

Underlying: Common Stock · 731,707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three year period with 1/3 of the underlying shares vesting on each anniversary following the vesting commencement date, subject to continued employment. The vesting commencement date is February 18, 2022.

F2 · derivative.expiration_date: The restricted stock units vest over a three year period with 1/3 of the underlying shares vesting on each anniversary following the vesting commencement date, subject to continued employment. The vesting commencement date is February 18, 2022.

Read SEC document
August 16, 2021 Filed Sep 2, 2021 20:38 UTC Romeo Power, Inc. RMO · Entity 123033 GrantRestricted Stock Units · Derivative 269,709 $0.00 $0.00
Disclosure

SEC source: 0001757932-21-000083 · wf-form4_163062949127378.xml · derivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,709

Underlying: Common Stock · 269,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the grant date and as to 1/24th of the remainder of the underlying shares monthly thereafter. The grant date is August 16, 2021.

F2 · derivative.expiration_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the grant date and as to 1/24th of the remainder of the underlying shares monthly thereafter. The grant date is August 16, 2021.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 11:25 UTC Romeo Power, Inc. RMO · Entity 123033 Exercise / conversionRestricted Stock Units · Derivative 21,531 $0.00 $0.00
Disclosure

SEC source: 0001757932-21-000044 · wf-form4_162558510137140.xml · derivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: On June 11, 2021, the reporting person was granted 21,531 restricted stock units which vested on July 1, 2021.

F2 · derivative.expiration_date: On June 11, 2021, the reporting person was granted 21,531 restricted stock units which vested on July 1, 2021.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 11:25 UTC Romeo Power, Inc. RMO · Entity 123033 Exercise / conversionCommon Stock 21,531 $0.00 $0.00
Disclosure

SEC source: 0001757932-21-000044 · wf-form4_162558510137140.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:15 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 11,397 $24.69 $281,422.70
Disclosure

SEC source: 0001664703-21-000112 · wf-form4_162397174055086.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,771

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.66 to $24.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 20:37 UTC Romeo Power, Inc. RMO · Entity 123033 GrantRestricted Stock Units · Derivative 21,531 $0.00 $0.00
Disclosure

SEC source: 0001757932-21-000026 · wf-form4_162380383836284.xml · derivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,531

Underlying: Common Stock · 21,531 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on July 1, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest on July 1, 2021.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:35 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 1,058 $20.15 $21,315.42
Disclosure

SEC source: 0001664703-21-000085 · wf-form4_162146371432353.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,168

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.95 to $20.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:50 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $25.24 $50,474.00
Disclosure

SEC source: 0001664703-21-000043 · wf-form4_162025861795506.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,226

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.70 to $26.25. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 16, 2021 Filed May 5, 2021 23:50 UTC Bloom Energy Corp BE · Entity 2659 Disposition to issuerRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000043 · wf-form4_162025861795506.xml · derivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSU was cancelled by mutual agreement of the Reporting Person and the Issuer for consideration. The RSU award was initially granted on February 11, 2021.

F4 · derivative.expiration_date: The RSU was cancelled by mutual agreement of the Reporting Person and the Issuer for consideration. The RSU award was initially granted on February 11, 2021.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:35 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $26.93 $53,865.20
Disclosure

SEC source: 0001664703-21-000027 · wf-form4_161739926512661.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,226

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $26.33 to $28.05. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:57 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $30.31 $60,618.00
Disclosure

SEC source: 0001664703-21-000019 · wf-form4_161481940838988.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,226

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $29.89 to $30.70. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:07 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 7,279 $36.15 $263,151.86
Disclosure

SEC source: 0001209191-21-012127 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,226

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units and the Performance Stock Units (the "PSUs") that vested on February 15, 2021.

F3 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $35.47 to $40.00 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2021 Filed Feb 19, 2021 00:07 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionPerformance Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012127 · doc4.xml · derivative · entry 3

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,400

Underlying: Class A Common Stock · 14,700 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2021 Filed Feb 19, 2021 00:07 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 14,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012127 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 11, 2021 Filed Feb 17, 2021 02:12 UTC Bloom Energy Corp BE · Entity 2659 GrantPerformance Stock Units · Derivative 44,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011092 · doc4.xml · derivative · entry 3

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

Underlying: Class A Common Stock · 44,100 shares

Expires 2023-02-21

F4 · derivative.exercise_price: Each of the Performance Stock Units ("PSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement.

F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 02:12 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011092 · doc4.xml · derivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2031-02-10

F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement.

F3 · derivative.exercise_date: RSUs will fully vest on December 21, 2023.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 02:12 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units · Derivative 25,985 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011092 · doc4.xml · derivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,985

Underlying: Class A Common Stock · 25,985 shares

Expires 2031-02-10

F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement.

F2 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:09 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $36.43 $72,862.00
Disclosure

SEC source: 0001664703-21-000007 · wf-form4_161240094750673.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,305

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.44 to $37.32. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 9

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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January 26, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 8

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Underlying: Class A Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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January 26, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 4,664 $38.88 $181,333.99
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · nonDerivative · entry 3

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,305

F1 · kind: Sale of shares to cover taxes incurred upon vesting of restricted stock units (the "RSUs"), in accordance with a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $38.22 to $39.7286 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 7

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,110

Underlying: Class A Common Stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 6

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: These RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.

F6 · derivative.expiration_date: These RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 5

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Class A Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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January 25, 2021 Filed Jan 28, 2021 01:28 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 4

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vested 50% at the end of lock-up period and during an open trading window, and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.

F4 · derivative.expiration_date: The RSUs vested 50% at the end of lock-up period and during an open trading window, and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:12 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $27.76 $55,512.80
Disclosure

SEC source: 0001209191-21-002389 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,859

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $27.24 to $29.05 per share. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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December 01, 2020 Filed Dec 3, 2020 22:34 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $25.10 $50,200.00
Disclosure

SEC source: 0001664703-20-000088 · wf-form4_160703485458082.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,859

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:43 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 1,025 $18.51 $18,968.24
Disclosure

SEC source: 0001209191-20-059236 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,859

F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.40 to $18.66. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 02, 2020 Filed Nov 4, 2020 23:13 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $13.26 $26,520.00
Disclosure

SEC source: 0001209191-20-056986 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,884

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:29 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $17.51 $35,014.40
Disclosure

SEC source: 0001209191-20-053864 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,884

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.18 to $18.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:01 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,000 $16.05 $32,092.20
Disclosure

SEC source: 0001209191-20-049526 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,884

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $15.77 to $16.40. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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August 17, 2020 Filed Aug 18, 2020 23:11 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 1,050 $14.20 $14,905.17
Disclosure

SEC source: 0001209191-20-047325 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,884

F1 · kind: Sales of shares to satisfy tax withholding obligations incurred upon settlement of RSUs that vested on August 15, 2020, the acquisition of which were previously reported on Table I. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $14.13 to $14.62. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3.

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August 03, 2020 Filed Aug 4, 2020 21:42 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 1,400 $13.44 $18,821.04
Disclosure

SEC source: 0001209191-20-044787 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,434

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $13.01 to $13.85, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 03, 2020 Filed Aug 4, 2020 21:42 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 600 $12.21 $7,326.00
Disclosure

SEC source: 0001209191-20-044787 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,834

F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.01 to $12.55, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 28, 2020 Filed Jul 29, 2020 00:51 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 39,071 $15.28 $597,157.26
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,434

F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 00:51 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 75,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 7

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 75,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 00:51 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 75,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
July 25, 2020 Filed Jul 29, 2020 00:51 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 6

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,651

Underlying: Class A Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

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July 25, 2020 Filed Jul 29, 2020 00:51 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units (RSU) · Derivative 52,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 5

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

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July 25, 2020 Filed Jul 29, 2020 00:51 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 23,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 4

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Class A Common Stock · 23,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

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July 25, 2020 Filed Jul 29, 2020 00:51 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units (RSU) · Derivative 23,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043906 · doc4.xml · derivative · entry 3

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 23,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.