Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DNA X, Inc.SONM · Entity 8261 | Director | November 12, 2021 | November 16, 2021 |
| FARADAY FUTURE INTELLIGENT ELECTRIC INC.FFIE · Entity 8069 | Director · Executive Chairperson | January 31, 2022 | March 14, 2022 |
| HARMONIC INC.HLIT · Entity 4789 | Director | February 15, 2024 | February 21, 2024 |
| INSEEGO CORP.INSG · Entity 7061 | Director · Chief Executive Officer | May 12, 2017 | May 15, 2017 |
| Vislink Technologies, Inc.VISL · Entity 9631 | Director | February 16, 2022 | February 18, 2022 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | April 25, 2017 | April 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DNA X, Inc.
Report date November 12, 2021 · Filed November 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,806 |
Reported balance
After 2021-11-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-11-12 · Grant · Acquired 27,906 · Balance 39,806 F1: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2: The amount of securities reported in this Form 4 as beneficially owned by the Reporting Person reflects adjustments made in connection with a 1-for-10 reverse stock split of the Issuer's common stock on September 15, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
F2: The amount of securities reported in this Form 4 as beneficially owned by the Reporting Person reflects adjustments made in connection with a 1-for-10 reverse stock split of the Issuer's common stock on September 15, 2021.
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
Report date January 31, 2022 · Filed March 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.28 · Expires 2032-01-31 | Direct | 700,935 |
Reported balance
After 2022-01-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-01-31 · Grant · Acquired 700,935 · Balance 700,935 F1: These stock options vest: (i) 50% on January 31, 2023, subject to the Reporting Person's continued service through the vesting date (including not less than 90 days as Executive Chairperson) and (ii) 50% upon the average stock price of the Issuer's Common Stock being not less than $10 per share for 20 out of the immediately preceding 30 trading days. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options vest: (i) 50% on January 31, 2023, subject to the Reporting Person's continued service through the vesting date (including not less than 90 days as Executive Chairperson) and (ii) 50% upon the average stock price of the Issuer's Common Stock being not less than $10 per share for 20 out of the immediately preceding 30 trading days.
HARMONIC INC.
Report date February 15, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 244,666 |
Reported balance
After 2024-02-15 transaction · row 1
1 source rowRow 1 · 2024-02-15 · Exercise / conversion · Acquired 10,446 · Balance 244,666 F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-02-15 | Direct | 0 |
Reported balance
After 2024-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-15 · Exercise / conversion · Disposed 10,446 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-02-15 | Direct | 12,107 |
Reported balance
After 2024-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-16 · Grant · Acquired 12,107 · Balance 12,107 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F3: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.
F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F3: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.
INSEEGO CORP.
Report date May 12, 2017 · Filed May 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,382,017 |
Reported balance
After 2017-05-12 transaction · row 1
1 source rowRow 1 · 2017-05-12 · Grant · Acquired 430,000 · Balance 1,382,017 F1: One-quarter of the Restricted Stock Units vest each year beginning on the first Anniversary of the award date. F2: The Restricted Stock Units convert into common stock on one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: One-quarter of the Restricted Stock Units vest each year beginning on the first Anniversary of the award date.
F2: The Restricted Stock Units convert into common stock on one-for-one basis.
Vislink Technologies, Inc.
Report date February 16, 2022 · Filed February 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,894 |
Reported balance
After 2022-02-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-16 · Grant · Acquired 200,000 · Balance 230,894 F1: Restricted Stock Units ("RSUs"). F2: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer. F3: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs").
F2: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer.
F3: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award).
WELLS FARGO & COMPANY/MN
Report date April 25, 2017 · Filed April 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 104,954 |
Reported balance
After 2017-04-25 transaction · row 1
1 source rowRow 1 · 2017-04-25 · Grant · Acquired 3,300 · Balance 104,954 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2006 Filed Dec 29, 2006 17:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 3,672 | $36.05 | $132,375.60 |
DisclosureSEC source: 0001193833-06-000172 · edgar.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,594 Read SEC document |
| December 28, 2006 Filed Dec 29, 2006 17:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 10,000 | $13.24 | $132,400.00 |
DisclosureSEC source: 0001193833-06-000172 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2006 Filed Apr 27, 2006 20:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,329 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0001193833-06-000087 · edgar.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,329 Underlying: Common Stock, $1 2/3 par value · 3,329 shares Expires 2016-04-25 Read SEC document |
| April 25, 2006 Filed Apr 27, 2006 20:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 999 | $0.00 | $0.00 |
DisclosureSEC source: 0001193833-06-000087 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,133 Read SEC document |
| March 21, 2006 Filed Mar 22, 2006 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 5,000 | $0.00 Strike: $25.04 | $0.00 |
DisclosureSEC source: 0001193833-06-000058 · edgar.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 5,000 shares Expires 2006-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2006 Filed Mar 22, 2006 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 1,922 | $65.13 | $125,179.86 |
DisclosureSEC source: 0001193833-06-000058 · edgar.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,134 Read SEC document |
| March 21, 2006 Filed Mar 22, 2006 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 5,000 | $25.04 | $125,200.00 |
DisclosureSEC source: 0001193833-06-000058 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2005 Filed Apr 28, 2005 20:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,870 | $0.00 Strike: $59.15 | $0.00 |
DisclosureSEC source: 0001193833-05-000077 · edgar.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Underlying: Common Stock, $1 2/3 par value · 3,870 shares Expires 2015-04-26 Read SEC document |
| April 26, 2005 Filed Apr 28, 2005 20:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001193833-05-000077 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,056 Read SEC document |
| March 24, 2005 Filed Mar 25, 2005 20:15 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 5,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001193833-05-000052 · edgar.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 5,000 shares Expires 2005-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2005 Filed Mar 25, 2005 20:15 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 1,361 | $58.74 | $79,945.14 |
DisclosureSEC source: 0001193833-05-000052 · edgar.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,957 Read SEC document |
| March 24, 2005 Filed Mar 25, 2005 20:15 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 5,000 | $16.00 | $80,000.00 |
DisclosureSEC source: 0001193833-05-000052 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2004 Filed Nov 10, 2004 22:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 1,680 | $0.00 Strike: $14.90 | $0.00 |
DisclosureSEC source: 0001193833-04-000143 · edgar.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 1,680 shares Expires 2004-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2004 Filed Nov 10, 2004 22:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 406 | $61.61 | $25,013.66 |
DisclosureSEC source: 0001193833-04-000143 · edgar.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,318 Read SEC document |
| November 09, 2004 Filed Nov 10, 2004 22:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 1,680 | $14.90 | $25,032.00 |
DisclosureSEC source: 0001193833-04-000143 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 21:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,920 | $0.00 Strike: $56.39 | $0.00 |
DisclosureSEC source: 0001193833-04-000080 · edgar.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 Underlying: Common Stock, $1 2/3 par value · 3,920 shares Expires 2014-04-27 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 21:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001193833-04-000080 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,044 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.