Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DNA X, Inc.SONM · Entity 8261 | Director | November 12, 2021 | November 16, 2021 |
| FARADAY FUTURE INTELLIGENT ELECTRIC INC.FFIE · Entity 8069 | Director · Executive Chairperson | January 31, 2022 | March 14, 2022 |
| HARMONIC INC.HLIT · Entity 4789 | Director | February 15, 2024 | February 21, 2024 |
| INSEEGO CORP.INSG · Entity 7061 | Director · Chief Executive Officer | May 12, 2017 | May 15, 2017 |
| Vislink Technologies, Inc.VISL · Entity 9631 | Director | February 16, 2022 | February 18, 2022 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | April 25, 2017 | April 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DNA X, Inc.
Report date November 12, 2021 · Filed November 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,806 |
Reported balance
After 2021-11-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-11-12 · Grant · Acquired 27,906 · Balance 39,806 F1: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2: The amount of securities reported in this Form 4 as beneficially owned by the Reporting Person reflects adjustments made in connection with a 1-for-10 reverse stock split of the Issuer's common stock on September 15, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
F2: The amount of securities reported in this Form 4 as beneficially owned by the Reporting Person reflects adjustments made in connection with a 1-for-10 reverse stock split of the Issuer's common stock on September 15, 2021.
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
Report date January 31, 2022 · Filed March 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.28 · Expires 2032-01-31 | Direct | 700,935 |
Reported balance
After 2022-01-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-01-31 · Grant · Acquired 700,935 · Balance 700,935 F1: These stock options vest: (i) 50% on January 31, 2023, subject to the Reporting Person's continued service through the vesting date (including not less than 90 days as Executive Chairperson) and (ii) 50% upon the average stock price of the Issuer's Common Stock being not less than $10 per share for 20 out of the immediately preceding 30 trading days. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options vest: (i) 50% on January 31, 2023, subject to the Reporting Person's continued service through the vesting date (including not less than 90 days as Executive Chairperson) and (ii) 50% upon the average stock price of the Issuer's Common Stock being not less than $10 per share for 20 out of the immediately preceding 30 trading days.
HARMONIC INC.
Report date February 15, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 244,666 |
Reported balance
After 2024-02-15 transaction · row 1
1 source rowRow 1 · 2024-02-15 · Exercise / conversion · Acquired 10,446 · Balance 244,666 F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-02-15 | Direct | 0 |
Reported balance
After 2024-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-15 · Exercise / conversion · Disposed 10,446 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-02-15 | Direct | 12,107 |
Reported balance
After 2024-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-16 · Grant · Acquired 12,107 · Balance 12,107 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F3: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.
F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F3: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.
INSEEGO CORP.
Report date May 12, 2017 · Filed May 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,382,017 |
Reported balance
After 2017-05-12 transaction · row 1
1 source rowRow 1 · 2017-05-12 · Grant · Acquired 430,000 · Balance 1,382,017 F1: One-quarter of the Restricted Stock Units vest each year beginning on the first Anniversary of the award date. F2: The Restricted Stock Units convert into common stock on one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: One-quarter of the Restricted Stock Units vest each year beginning on the first Anniversary of the award date.
F2: The Restricted Stock Units convert into common stock on one-for-one basis.
Vislink Technologies, Inc.
Report date February 16, 2022 · Filed February 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,894 |
Reported balance
After 2022-02-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-16 · Grant · Acquired 200,000 · Balance 230,894 F1: Restricted Stock Units ("RSUs"). F2: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer. F3: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs").
F2: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer.
F3: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award).
WELLS FARGO & COMPANY/MN
Report date April 25, 2017 · Filed April 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 104,954 |
Reported balance
After 2017-04-25 transaction · row 1
1 source rowRow 1 · 2017-04-25 · Grant · Acquired 3,300 · Balance 104,954 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2015 Filed Dec 7, 2015 19:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,998 | $54.20 | $216,691.60 |
DisclosureSEC source: 0001127602-15-033335 · form4.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,154 Read SEC document |
| December 03, 2015 Filed Dec 7, 2015 19:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,658 | $32.55 | $216,717.90 |
DisclosureSEC source: 0001127602-15-033335 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2015 Filed Apr 30, 2015 18:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 3,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-015642 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,494 Read SEC document |
| December 11, 2014 Filed Dec 12, 2014 18:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 7,740 | $0.00 Strike: $29.58 | $0.00 |
DisclosureSEC source: 0001127602-14-034965 · form4.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,740 shares Expires 2015-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2014 Filed Dec 12, 2014 18:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 4,205 | $54.43 | $228,878.15 |
DisclosureSEC source: 0001127602-14-034965 · form4.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,245 Read SEC document |
| December 11, 2014 Filed Dec 12, 2014 18:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,740 | $29.58 | $228,910.50 |
DisclosureSEC source: 0001127602-14-034965 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 18:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 3,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-015599 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,710 Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 21:04 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 6,833 | $0.00 Strike: $32.35 | $0.00 |
DisclosureSEC source: 0001127602-14-009941 · form4.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,833 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 21:04 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 4,761 | $46.42 | $221,005.62 |
DisclosureSEC source: 0001127602-14-009941 · form4.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,475 Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 21:04 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,833 | $32.35 | $221,047.55 |
DisclosureSEC source: 0001127602-14-009941 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 4,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-014470 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,403 Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 18:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 6,874 | $0.00 Strike: $30.29 | $0.00 |
DisclosureSEC source: 0001127602-13-014079 · form4.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,874 shares Expires 2013-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 18:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 5,693 | $36.57 | $208,193.01 |
DisclosureSEC source: 0001127602-13-014079 · form4.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,363 Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 18:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,874 | $30.29 | $208,213.46 |
DisclosureSEC source: 0001127602-13-014079 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 15:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 6,833 | $32.35 Strike: $32.35 | $221,047.55 |
DisclosureSEC source: 0001127602-12-030453 · form4.xml · derivative · entry 4 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,833 Underlying: Common Stock, $1 2/3 Par Value · 6,833 shares Expires 2014-04-27 Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 15:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 7,840 | $0.00 Strike: $28.20 | $0.00 |
DisclosureSEC source: 0001127602-12-030453 · form4.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,840 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 15:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 6,833 | $32.35 | $221,047.55 |
DisclosureSEC source: 0001127602-12-030453 · form4.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,182 Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 15:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,840 | $28.20 | $221,048.80 |
DisclosureSEC source: 0001127602-12-030453 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2012 Filed Apr 25, 2012 16:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 4,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-014602 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,175 Read SEC document |
| April 16, 2012 Filed Apr 17, 2012 21:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 5,303 | $0.00 Strike: $30.29 | $0.00 |
DisclosureSEC source: 0001127602-12-014039 · form4.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 5,303 shares Expires 2012-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2012 Filed Apr 17, 2012 21:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 4,845 | $33.15 | $160,611.75 |
DisclosureSEC source: 0001127602-12-014039 · form4.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,639 Read SEC document |
| April 16, 2012 Filed Apr 17, 2012 21:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,303 | $30.29 | $160,627.87 |
DisclosureSEC source: 0001127602-12-014039 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2011 Filed May 4, 2011 16:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 4,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-015024 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,181 Read SEC document |
| April 27, 2010 Filed Apr 28, 2010 21:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 7,570 | $0.00 Strike: $31.72 | $0.00 |
DisclosureSEC source: 0001127602-10-012347 · form4.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,570 Underlying: Common Stock, $1 2/3 Par Value · 7,570 shares Expires 2020-04-27 Read SEC document |
| April 27, 2010 Filed Apr 28, 2010 21:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 2,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-012347 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,436 Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 6,874 | $30.29 Strike: $30.29 | $208,213.46 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · derivative · entry 14 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,874 Underlying: Common Stock, $1 2/3 Par Value · 6,874 shares Expires 2013-04-22 Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 8,870 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · derivative · entry 13 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 8,870 shares Expires 2013-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 5,303 | $30.29 Strike: $30.29 | $160,627.87 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · derivative · entry 12 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,303 Underlying: Common Stock, $1 2/3 Par Value · 5,303 shares Expires 2012-04-23 Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 6,398 | $0.00 Strike: $25.11 | $0.00 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · derivative · entry 11 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,398 shares Expires 2012-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 5,194 | $30.29 Strike: $30.29 | $157,326.26 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · derivative · entry 10 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,194 Underlying: Common Stock, $1 2/3 Par Value · 5,194 shares Expires 2011-04-24 Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 6,618 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · derivative · entry 9 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,618 shares Expires 2011-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 3,510 | $0.00 Strike: $21.38 | $0.00 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · derivative · entry 8 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 3,510 shares Expires 2010-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 6,874 | $30.29 | $208,213.46 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · nonDerivative · entry 7 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,229 Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 8,870 | $23.48 | $208,223.25 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · nonDerivative · entry 6 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 5,303 | $30.29 | $160,627.87 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · nonDerivative · entry 5 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,233 Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,398 | $25.11 | $160,653.78 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · nonDerivative · entry 4 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 5,194 | $30.29 | $157,326.26 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · nonDerivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,138 Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,618 | $23.78 | $157,342.95 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 15:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 3,510 | $21.38 | $75,026.25 |
DisclosureSEC source: 0001127602-10-009224 · form4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 23:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 12,330 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001193833-09-000088 · edgar.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,330 Underlying: Common Stock, $1 2/3 par value · 12,330 shares Expires 2019-04-28 Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 23:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 3,594 | $19.48 | $70,011.12 |
DisclosureSEC source: 0001193833-09-000088 · edgar.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,204 Read SEC document |
| April 29, 2008 Filed Apr 30, 2008 21:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 10,490 | $0.00 Strike: $29.88 | $0.00 |
DisclosureSEC source: 0001193833-08-000077 · edgar.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,490 Underlying: Common Stock, $1 2/3 par value · 10,490 shares Expires 2018-04-29 Read SEC document |
| April 29, 2008 Filed Apr 30, 2008 21:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 2,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001193833-08-000077 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,610 Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 16:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 3,716 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001193833-08-000051 · edgar.xml · derivative · entry 4 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 3,716 shares Expires 2009-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 16:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 10,000 | $0.00 Strike: $19.10 | $0.00 |
DisclosureSEC source: 0001193833-08-000051 · edgar.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 10,000 shares Expires 2008-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 16:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 3,716 | $21.34 | $79,313.56 |
DisclosureSEC source: 0001193833-08-000051 · edgar.xml · nonDerivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 16:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 10,000 | $19.10 | $191,000.00 |
DisclosureSEC source: 0001193833-08-000051 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 21:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 7,394 | $0.00 Strike: $35.78 | $0.00 |
DisclosureSEC source: 0001193833-07-000089 · edgar.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,394 Underlying: Common Stock, $1 2/3 par value · 7,394 shares Expires 2017-04-24 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 21:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001193833-07-000089 · edgar.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,551 F1 · balance_after: Amounts, and where applicable option exercise prices, reflect a 2-for-1 stock split in the form of a 100 percent stock dividend distributed on August 11, 2006. Read SEC document |
| December 28, 2006 Filed Dec 29, 2006 17:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 10,000 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001193833-06-000172 · edgar.xml · derivative · entry 3 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 10,000 shares Expires 2007-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.