Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Senior Exec. Vice President | March 22, 2017 | June 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WELLS FARGO & COMPANY/MN
Report date March 22, 2017 · Filed June 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-03-22 transaction · row 1
1 source rowRow 1 · 2017-03-22 · Gift · Disposed 54,857 · Balance 0 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Trust | 365,743 |
Reported balance
After 2017-03-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-03-22 · Gift · Acquired 54,857 · Balance 365,743 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Trust | 338,161 |
Reported balance
After 2017-06-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-06-09 · Sale · Disposed 27,582 · Balance 338,161 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.26 to $53.29, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 3,538.0559 |
Reported balance
Holding disclosure · report date 2017-03-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,538.0559 F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of May 31, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.26 to $53.29, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of May 31, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2015 Filed Apr 17, 2015 19:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 152,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-014729 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,522.8242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · derivative · entry 14 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045.6487 Underlying: Common Stock, $1 2/3 Par Value · 1,522.8242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,366.3176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · derivative · entry 13 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366.3171 Underlying: Common Stock, $1 2/3 Par Value · 1,366.3176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,542.2484 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · derivative · entry 12 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,542.2484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2012 Performance Shares · Derivative | 286,235.6997 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · derivative · entry 11 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 286,235.6997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 690.8242 | $55.34 | $38,230.21 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · nonDerivative · entry 8 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,121 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,522.8242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · nonDerivative · entry 7 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,811.8242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 620.3176 | $55.34 | $34,328.38 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · nonDerivative · entry 6 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,289 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,366.3176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · nonDerivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,909.3176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 700.2484 | $55.34 | $38,751.75 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,543 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,542.2484 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,243.2484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 136,534.6997 | $55.34 | $7,555,830.28 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,701 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 18:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 286,235.6997 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011565 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,235.6997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015). Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 18:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2012 Performance Shares · Derivative | 286,235.7001 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-009341 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,235.7001 Underlying: Common Stock, $1 2/3 Par Value · 286,235.7001 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 2,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008534 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409 Underlying: Common Stock, $1 2/3 Par Value · 2,409 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 20:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 19,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023785 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,475 Underlying: Common Stock, $1 2/3 Par Value · 19,475 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| June 05, 2014 Filed Feb 13, 2015 17:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 280,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005925 · form5.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 05, 2014 Filed Feb 13, 2015 17:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 280,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005925 · form5.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 280,936 F1 · balance_after: Total has been adjusted to reflect an overstatement of four shares on the reporting person's previous filings. Read SEC document |
| April 15, 2014 Filed Apr 16, 2014 19:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 71,800 | $48.54 | $3,485,172.00 |
DisclosureSEC source: 0001127602-14-014613 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,940 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.48 to $48.6001 inclusive. The reporting person undertakes to provide to Wells Fargo & Company, any security holder of Wells Fargo & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,330.586 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · derivative · entry 13 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,661.1719 Underlying: Common Stock, $1 2/3 Par Value · 1,330.586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,913.7055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · derivative · entry 12 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,913.7055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,501.9165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · derivative · entry 11 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501.9162 Underlying: Common Stock, $1 2/3 Par Value · 1,501.9165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2011 Performance Shares · Derivative | 258,411.8704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · derivative · entry 10 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 258,411.8704 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 604.586 | $47.40 | $28,657.38 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 8 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,740 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,330.586 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 7 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,344.586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 869.7055 | $47.40 | $41,224.04 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 6 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,014 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,913.7055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,883.7055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 681.9165 | $47.40 | $32,322.84 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,970 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,501.9165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,651.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 123,391.8704 | $47.40 | $5,848,774.66 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,150 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 258,411.8704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011928 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,541.8704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014). Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2011 Performance Shares · Derivative | 258,411.8704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009855 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,411.8704 Underlying: Common Stock, $1 2/3 Par Value · 258,411.8704 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 20:45 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008844 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,449 Underlying: Common Stock, $1 2/3 Par Value · 4,449 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:15 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 39,700 | $44.51 | $1,767,047.00 |
DisclosureSEC source: 0001127602-13-024262 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,130 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.48 to $44.55, inclusive. The reporting person undertakes to provide to Wells Fargo & Company, any security holder of Wells Fargo & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 20:15 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 40,000 | $43.80 | $1,751,900.00 |
DisclosureSEC source: 0001127602-13-024262 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,830 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.75 to $43.85, inclusive. The reporting person undertakes to provide to Wells Fargo & Company, any security holder of Wells Fargo & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 139,476.8766 | $44.57 | $6,216,484.39 |
DisclosureSEC source: 0001127602-13-023397 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,830 Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 290,877.8766 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023397 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,306.8766 F1 · shares: Each Performance Share represented a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F2 · shares: These shares represent common stock of the Company acquired upon vesting of a Performance Share award granted in June 2010 in connection with the attainment of pre-established performance goals. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,460.6195 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011264 · form4.xml · derivative · entry 7 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921.239 Underlying: Common Stock, $1 2/3 Par Value · 1,460.6195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,862.1374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011264 · form4.xml · derivative · entry 6 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861.0861 Underlying: Common Stock, $1 2/3 Par Value · 1,862.1374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 666.6195 | $38.20 | $25,464.86 |
DisclosureSEC source: 0001127602-13-011264 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,429 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,460.6195 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011264 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,095.6195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 849.1374 | $38.20 | $32,437.05 |
DisclosureSEC source: 0001127602-13-011264 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,635 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,862.1374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011264 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,484.1374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2013. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 18:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 3,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010435 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,882 Underlying: Common Stock, $1 2/3 Par Value · 3,882 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| January 15, 2013 Filed Jan 16, 2013 21:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 20,400 | $35.14 | $716,874.36 |
DisclosureSEC source: 0001127602-13-002015 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,622 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.1301 to $35.15, inclusive. The reporting person undertakes to provide to Wells Fargo & Company, any security holder of Wells Fargo & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 24, 2012 Filed Dec 26, 2012 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 38,112.8669 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034968 · form4.xml · derivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 38,112.8669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Right represents a contingent right to receive one share of Wells Fargo & Company common stock. F4 · derivative.exercise_date: These Restricted Share Rights vested in two installments: two-thirds on 12/24/2011 and one-third on 12/24/2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These Restricted Share Rights vested in two installments: two-thirds on 12/24/2011 and one-third on 12/24/2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| December 24, 2012 Filed Dec 26, 2012 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 16,179.8669 | $34.42 | $556,911.02 |
DisclosureSEC source: 0001127602-12-034968 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,022 Read SEC document |
| December 24, 2012 Filed Dec 26, 2012 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 38,112.8669 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034968 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,201.8669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right vesting on 12/24/2012. Original grant date was 12/24/2009. This vesting represents one-third of the original amount of Restricted Share Rights Granted (plus dividend equivalents reinvested in additional Restricted Share Rights). Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 19:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 40,175 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001127602-12-029355 · form4.xml · derivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 40,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options granted became exercisable in three equal annual installments beginning on February 24, 2010, 2011 and 2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon exercise of these options. F2 · derivative.expiration_date: The employee stock options granted became exercisable in three equal annual installments beginning on February 24, 2010, 2011 and 2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon exercise of these options. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 19:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 26,009 | $33.69 | $876,243.21 |
DisclosureSEC source: 0001127602-12-029355 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,089 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.