Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | Director | October 01, 2026 | October 02, 2026 |
| Baker Hughes CoBKR · Entity 2993 | Director | May 19, 2026 | May 21, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | September 09, 2017 | September 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 21,038 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,276 · Balance 21,038 F1: These deferred stock units ("DSUs") were awarded as non-employee director compensation. The DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. This award includes dividend equivalent rights that accrue during the vesting period in the form of DSUs. F2: Reflects DSUs previously granted as compensation for service as a non-employee director. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 21,165 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 127 · Balance 21,165 F3: This form reports the accrual of dividend equivalents on DSUs previously granted to the reporting person as non-employee director compensation in the form of additional DSUs. All DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. F2: Reflects DSUs previously granted as compensation for service as a non-employee director. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred stock units ("DSUs") were awarded as non-employee director compensation. The DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. This award includes dividend equivalent rights that accrue during the vesting period in the form of DSUs.
F2: Reflects DSUs previously granted as compensation for service as a non-employee director.
F3: This form reports the accrual of dividend equivalents on DSUs previously granted to the reporting person as non-employee director compensation in the form of additional DSUs. All DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date.
Baker Hughes Co
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit 05_26SEC Table II · derivative / convertible security | Direct | 2,749 |
Reported balance
After 2026-05-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 2,749 · Balance 2,749 F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement.
GENERAL ELECTRIC CO
Report date September 09, 2017 · Filed September 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 559,987 |
Ending reported balance
After 2017-09-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-09 · Exercise / conversion · Acquired 27,000 · Balance 572,934 Row 2 · 2017-09-09 · Tax withholding · Disposed 12,947 · Balance 559,987 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-09-09 | Direct | 0 |
Reported balance
After 2017-09-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-09-09 · Exercise / conversion · Disposed 27,000 · Balance 0 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 38,394 |
Reported balance
Holding disclosure · report date 2017-09-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,394 |
| Common StockSEC Table I · non-derivative | Indirectby family | 2,594 |
Reported balance
Holding disclosure · report date 2017-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,594 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2009 Filed Sep 21, 2009 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000133 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2009-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 17, 2009 Filed Sep 21, 2009 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,825 | $16.94 | $217,255.50 |
DisclosureSEC source: 0001231205-09-000133 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,993 Read SEC document |
| September 17, 2009 Filed Sep 21, 2009 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000133 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2009 Filed Sep 10, 2009 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000125 · edgar.xml · derivative · entry 8 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 20,000 shares Expires 2009-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2009 Filed Sep 10, 2009 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,550 | $14.82 | $126,711.00 |
DisclosureSEC source: 0001231205-09-000125 · edgar.xml · nonDerivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,818 Read SEC document |
| September 09, 2009 Filed Sep 10, 2009 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000125 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2009 Filed Sep 10, 2009 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000125 · edgar.xml · derivative · entry 7 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 Underlying: Common Stock · 41,667 shares Expires 2009-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 08, 2009 Filed Sep 10, 2009 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 17,813 | $14.53 | $258,822.89 |
DisclosureSEC source: 0001231205-09-000125 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,368 Read SEC document |
| September 08, 2009 Filed Sep 10, 2009 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000125 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2009 Filed Sep 10, 2009 00:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000116 · edgar.xml · derivative · entry 6 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,001 Underlying: Common Stock · 18,333 shares Expires 2009-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 07, 2009 Filed Sep 10, 2009 00:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,838 | $14.06 | $110,202.28 |
DisclosureSEC source: 0001231205-09-000116 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,514 Read SEC document |
| September 07, 2009 Filed Sep 10, 2009 00:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000116 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2009 Filed Jul 27, 2009 21:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 800,000 | $0.00 Strike: $11.95 | $0.00 |
DisclosureSEC source: 0001231205-09-000105 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 800,000 shares Expires 2019-07-23 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| March 12, 2009 Filed Mar 16, 2009 21:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $9.57 | $0.00 |
DisclosureSEC source: 0001231205-09-000046 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2019-03-12 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2009 Filed Mar 3, 2009 16:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 50,000 | $7.04 | $352,000.00 |
DisclosureSEC source: 0001231205-09-000033 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,044 Read SEC document |
| March 03, 2009 Filed Sep 10, 2009 00:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000116 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,019 Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 22:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 107,661 | $11.10 | $1,195,037.10 |
DisclosureSEC source: 0001231205-09-000025 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,044 Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 22:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantCommon Stock | 252,945 | $11.10 | $2,807,689.50 |
DisclosureSEC source: 0001231205-09-000025 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,705 F1 · price: Payout of a long-term performance award granted in 2006. Read SEC document |
| December 18, 2008 Filed Feb 10, 2009 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000016 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By family. Disclosed balance after: 440 Read SEC document |
| December 18, 2008 Filed Feb 10, 2009 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000016 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,760 Read SEC document |
| December 18, 2008 Filed Feb 10, 2009 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000016 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,900 Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000139 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 33,333 shares Expires 2008-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The remaining 33,334 RSUs from this grant will vest on 9/16/10. F2 · derivative.expiration_date: The remaining 33,334 RSUs from this grant will vest on 9/16/10. Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 14,184 | $23.84 | $338,146.56 |
DisclosureSEC source: 0001231205-08-000139 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,350 Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000139 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000131 · edgar.xml · derivative · entry 8 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,667 shares Expires 2008-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000131 · edgar.xml · derivative · entry 7 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 31,250 shares Expires 2008-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The remaining RSUs from this grant will vest as follows: 31,250 RSUs will vest on 9/12/13; 31,250 RSUs will vest on 11/15/21. F2 · derivative.expiration_date: The remaining RSUs from this grant will vest as follows: 31,250 RSUs will vest on 9/12/13; 31,250 RSUs will vest on 11/15/21. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 11,374 | $26.91 | $306,074.34 |
DisclosureSEC source: 0001231205-08-000131 · edgar.xml · nonDerivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,201 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000131 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 13,297 | $26.91 | $357,822.27 |
DisclosureSEC source: 0001231205-08-000131 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,908 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000131 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2008 Filed Sep 11, 2008 20:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000122 · edgar.xml · derivative · entry 7 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires 2008-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_date: Of this grant, 12,500 RSUs vested on 9/10/04; 12,500 RSUs vested on 9/10/08 and the remaining RSUs will vest upon retirement. F4 · derivative.expiration_date: Of this grant, 12,500 RSUs vested on 9/10/04; 12,500 RSUs vested on 9/10/08 and the remaining RSUs will vest upon retirement. Read SEC document |
| September 10, 2008 Filed Sep 11, 2008 20:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 5,319 | $28.10 | $149,463.90 |
DisclosureSEC source: 0001231205-08-000122 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,955 Read SEC document |
| September 10, 2008 Filed Sep 11, 2008 20:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000122 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2008 Filed Sep 11, 2008 20:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000122 · edgar.xml · derivative · entry 6 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2008 Filed Sep 11, 2008 20:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $28.12 | $0.00 |
DisclosureSEC source: 0001231205-08-000122 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-09-09 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000114 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,334 Underlying: Common Stock · 18,333 shares Expires 2008-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: This RSU grant vests 20% per year beginning on 9/7/08. F2 · derivative.expiration_date: This RSU grant vests 20% per year beginning on 9/7/08. Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,801 | $28.19 | $219,910.19 |
DisclosureSEC source: 0001231205-08-000114 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,774 Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000114 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $26.42 | $0.00 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · derivative · entry 11 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2008-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options became exercisable in two equal installments of 50% each, beginning on the "Date Exercisable" shown above, and another 50% two years thereafter. Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 5,300 | $28.79 | $152,587.00 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 8 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,242 Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 16,200 | $28.78 | $466,236.00 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 7 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,542 Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 7,900 | $28.77 | $227,283.00 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 6 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,742 Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 27,600 | $28.76 | $793,776.00 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,642 Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 35,900 | $28.75 | $1,032,125.00 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,242 Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 18,300 | $28.74 | $525,942.00 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,142 Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 4,216 | $28.73 | $121,125.68 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,442 Read SEC document |
| August 06, 2008 Filed Aug 6, 2008 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 120,000 | $26.42 | $3,170,400.00 |
DisclosureSEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 15:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000070 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2008-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 15:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 21,325 | $26.76 | $570,657.00 |
DisclosureSEC source: 0001231205-08-000070 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,658 Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 15:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000070 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.