Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | Director | October 01, 2026 | October 02, 2026 |
| Baker Hughes CoBKR · Entity 2993 | Director | May 19, 2026 | May 21, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | September 09, 2017 | September 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 21,038 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,276 · Balance 21,038 F1: These deferred stock units ("DSUs") were awarded as non-employee director compensation. The DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. This award includes dividend equivalent rights that accrue during the vesting period in the form of DSUs. F2: Reflects DSUs previously granted as compensation for service as a non-employee director. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 21,165 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 127 · Balance 21,165 F3: This form reports the accrual of dividend equivalents on DSUs previously granted to the reporting person as non-employee director compensation in the form of additional DSUs. All DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. F2: Reflects DSUs previously granted as compensation for service as a non-employee director. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred stock units ("DSUs") were awarded as non-employee director compensation. The DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. This award includes dividend equivalent rights that accrue during the vesting period in the form of DSUs.
F2: Reflects DSUs previously granted as compensation for service as a non-employee director.
F3: This form reports the accrual of dividend equivalents on DSUs previously granted to the reporting person as non-employee director compensation in the form of additional DSUs. All DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date.
Baker Hughes Co
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit 05_26SEC Table II · derivative / convertible security | Direct | 2,749 |
Reported balance
After 2026-05-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 2,749 · Balance 2,749 F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement.
GENERAL ELECTRIC CO
Report date September 09, 2017 · Filed September 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 559,987 |
Ending reported balance
After 2017-09-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-09 · Exercise / conversion · Acquired 27,000 · Balance 572,934 Row 2 · 2017-09-09 · Tax withholding · Disposed 12,947 · Balance 559,987 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-09-09 | Direct | 0 |
Reported balance
After 2017-09-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-09-09 · Exercise / conversion · Disposed 27,000 · Balance 0 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 38,394 |
Reported balance
Holding disclosure · report date 2017-09-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,394 |
| Common StockSEC Table I · non-derivative | Indirectby family | 2,594 |
Reported balance
Holding disclosure · report date 2017-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,594 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2013 Filed Sep 11, 2013 20:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000087 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,730 | $23.32 | $226,903.60 |
DisclosureSEC source: 0001231205-13-000087 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,959 Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000087 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2012 Filed Feb 14, 2013 16:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000019 · edgar.xml · nonDerivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 1,965 Read SEC document |
| November 21, 2012 Filed Feb 14, 2013 16:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000019 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,689 Read SEC document |
| November 21, 2012 Filed Feb 14, 2013 16:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000019 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,689 Read SEC document |
| November 07, 2012 Filed Feb 14, 2013 16:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000019 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,689 Read SEC document |
| September 12, 2012 Filed Sep 16, 2013 20:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 15,204 | $23.97 | $364,439.88 |
DisclosureSEC source: 0001231205-13-000092 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,005 Read SEC document |
| September 12, 2012 Filed Sep 16, 2013 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 15,204 | $23.97 | $364,439.88 |
DisclosureSEC source: 0001231205-13-000093 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,005 Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000092 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2012-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,490 | $21.49 | $182,450.10 |
DisclosureSEC source: 0001231205-12-000092 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,218 Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000092 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000085 · edgar.xml · derivative · entry 9 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,334 shares Expires 2012-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,783 | $21.45 | $166,945.35 |
DisclosureSEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,708 Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2012 Filed Sep 11, 2012 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 7 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 1,865 Read SEC document |
| July 24, 2012 Filed Sep 11, 2012 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,158 Read SEC document |
| April 26, 2012 Filed Sep 11, 2012 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 6 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 865 Read SEC document |
| April 26, 2012 Filed Sep 11, 2012 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,157 Read SEC document |
| April 26, 2012 Filed Sep 11, 2012 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,357 Read SEC document |
| December 13, 2011 Filed Feb 14, 2012 00:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000020 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By family. Disclosed balance after: 980 Read SEC document |
| December 13, 2011 Filed Feb 14, 2012 00:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000020 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,597 Read SEC document |
| September 09, 2011 Filed Sep 13, 2011 20:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000104 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires 2011-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2011 Filed Sep 13, 2011 20:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,490 | $15.24 | $129,387.60 |
DisclosureSEC source: 0001231205-11-000104 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,127 Read SEC document |
| September 09, 2011 Filed Sep 13, 2011 20:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000104 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000096 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires 2011-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 17,688 | $15.67 | $277,170.96 |
DisclosureSEC source: 0001231205-11-000096 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,617 Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000096 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2011 Filed Sep 9, 2011 19:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000087 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Underlying: Common Stock · 18,334 shares Expires 2011-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 07, 2011 Filed Sep 9, 2011 19:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,783 | $15.65 | $121,803.95 |
DisclosureSEC source: 0001231205-11-000087 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,638 Read SEC document |
| September 07, 2011 Filed Sep 9, 2011 19:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000087 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2011 Filed Jun 13, 2011 21:03 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 850,000 | $0.00 Strike: $18.58 | $0.00 |
DisclosureSEC source: 0001231205-11-000060 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 Underlying: Common Stock · 850,000 shares Expires 2021-06-09 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 29, 2010 Filed Feb 14, 2011 17:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000020 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By family. Disclosed balance after: 780 Read SEC document |
| November 29, 2010 Filed Feb 14, 2011 17:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000020 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,087 Read SEC document |
| September 16, 2010 Filed Sep 20, 2010 22:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000115 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,334 shares Expires 2010-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 16, 2010 Filed Sep 20, 2010 22:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 14,427 | $16.21 | $233,861.67 |
DisclosureSEC source: 0001231205-10-000115 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,617 Read SEC document |
| September 16, 2010 Filed Sep 20, 2010 22:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000115 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2010 Filed Sep 10, 2010 23:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000101 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 20,000 shares Expires 2010-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2010 Filed Sep 10, 2010 23:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,656 | $15.91 | $137,716.96 |
DisclosureSEC source: 0001231205-10-000101 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,710 Read SEC document |
| September 09, 2010 Filed Sep 10, 2010 23:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000101 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2010 Filed Sep 9, 2010 21:48 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000088 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,668 Underlying: Common Stock · 18,333 shares Expires 2010-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 07, 2010 Filed Sep 9, 2010 21:48 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,935 | $15.35 | $121,802.25 |
DisclosureSEC source: 0001231205-10-000088 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,366 Read SEC document |
| September 07, 2010 Filed Sep 9, 2010 21:48 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000088 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 18:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000076 · edgar.xml · derivative · entry 6 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2010-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 18:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 21,575 | $14.15 | $305,286.25 |
DisclosureSEC source: 0001231205-10-000076 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,968 Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 18:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000076 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2010 Filed Jun 15, 2010 00:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001231205-10-000056 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2020-06-10 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| January 19, 2010 Filed Jul 2, 2010 18:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000076 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,543 Read SEC document |
| December 11, 2009 Filed Feb 12, 2010 20:58 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000017 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By family. Disclosed balance after: 580 Read SEC document |
| December 11, 2009 Filed Feb 12, 2010 20:58 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-10-000017 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,573 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.