Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | Director | October 01, 2026 | October 02, 2026 |
| Baker Hughes CoBKR · Entity 2993 | Director | May 19, 2026 | May 21, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | September 09, 2017 | September 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 21,038 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,276 · Balance 21,038 F1: These deferred stock units ("DSUs") were awarded as non-employee director compensation. The DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. This award includes dividend equivalent rights that accrue during the vesting period in the form of DSUs. F2: Reflects DSUs previously granted as compensation for service as a non-employee director. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 21,165 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 127 · Balance 21,165 F3: This form reports the accrual of dividend equivalents on DSUs previously granted to the reporting person as non-employee director compensation in the form of additional DSUs. All DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. F2: Reflects DSUs previously granted as compensation for service as a non-employee director. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred stock units ("DSUs") were awarded as non-employee director compensation. The DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. This award includes dividend equivalent rights that accrue during the vesting period in the form of DSUs.
F2: Reflects DSUs previously granted as compensation for service as a non-employee director.
F3: This form reports the accrual of dividend equivalents on DSUs previously granted to the reporting person as non-employee director compensation in the form of additional DSUs. All DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date.
Baker Hughes Co
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit 05_26SEC Table II · derivative / convertible security | Direct | 2,749 |
Reported balance
After 2026-05-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 2,749 · Balance 2,749 F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement.
GENERAL ELECTRIC CO
Report date September 09, 2017 · Filed September 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 559,987 |
Ending reported balance
After 2017-09-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-09 · Exercise / conversion · Acquired 27,000 · Balance 572,934 Row 2 · 2017-09-09 · Tax withholding · Disposed 12,947 · Balance 559,987 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-09-09 | Direct | 0 |
Reported balance
After 2017-09-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-09-09 · Exercise / conversion · Disposed 27,000 · Balance 0 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 38,394 |
Reported balance
Holding disclosure · report date 2017-09-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,394 |
| Common StockSEC Table I · non-derivative | Indirectby family | 2,594 |
Reported balance
Holding disclosure · report date 2017-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,594 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2007 Filed Jan 4, 2008 21:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000015 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,983 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000127 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2007-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,774 | $40.20 | $513,450.93 |
DisclosureSEC source: 0001231205-07-000127 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,258 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000127 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 20:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 91,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000119 · edgar.xml · derivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,667 Underlying: Common Stock · 91,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 20:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001231205-07-000119 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires 2017-09-07 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-07-000103 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option grant vested in two equal installments on September 12, 2000 and September 12, 2002. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 26,306 | $38.91 | $1,023,566.46 |
DisclosureSEC source: 0001231205-07-000103 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,032 F1 · kind: Shares delivered to or withheld by the Company in payment of the exercise price and tax withholding pursuant to Rule 16b-3(e). F2 · price: Average of high and low NYSE traded prices for GE stock on August 2, 2007. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 35,000 | $22.08 | $772,800.00 |
DisclosureSEC source: 0001231205-07-000103 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000097 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2007-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,387 | $39.25 | $250,657.82 |
DisclosureSEC source: 0001231205-07-000097 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,338 Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000097 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2007 Filed Apr 27, 2007 20:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-07-000049 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2007 Filed Apr 27, 2007 20:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 27,931 | $34.98 | $977,026.38 |
DisclosureSEC source: 0001231205-07-000049 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,725 Read SEC document |
| April 25, 2007 Filed Apr 27, 2007 20:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 35,000 | $22.08 | $772,800.00 |
DisclosureSEC source: 0001231205-07-000049 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2007 Filed Jan 31, 2007 22:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-07-000022 · edgar.xml · derivative · entry 6 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 35,000 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2007 Filed Jan 31, 2007 22:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 26,107 | $36.00 | $939,852.00 |
DisclosureSEC source: 0001231205-07-000022 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,656 Read SEC document |
| January 31, 2007 Filed Jan 31, 2007 22:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 35,000 | $22.08 | $772,800.00 |
DisclosureSEC source: 0001231205-07-000022 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2006 Filed Jan 31, 2007 22:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000022 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,763 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000146 · edgar.xml · derivative · entry 8 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 31,250 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000146 · edgar.xml · derivative · entry 7 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 26,667 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 11,321 | $34.55 | $391,140.55 |
DisclosureSEC source: 0001231205-06-000146 · edgar.xml · nonDerivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,988 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000146 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 13,266 | $34.55 | $458,340.30 |
DisclosureSEC source: 0001231205-06-000146 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,642 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000146 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 21:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 83,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000139 · edgar.xml · derivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 83,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 21:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $34.01 | $0.00 |
DisclosureSEC source: 0001231205-06-000139 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2016-09-08 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000115 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2006-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,368 | $32.89 | $209,443.52 |
DisclosureSEC source: 0001231205-06-000115 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,658 Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000115 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2006 Filed Jul 25, 2006 17:56 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $14.73 | $0.00 |
DisclosureSEC source: 0001231205-06-000104 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2006-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2006 Filed Jul 25, 2006 17:56 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 20,736 | $32.65 | $677,030.40 |
DisclosureSEC source: 0001231205-06-000104 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,026 Read SEC document |
| July 25, 2006 Filed Jul 25, 2006 17:56 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $14.73 | $441,900.00 |
DisclosureSEC source: 0001231205-06-000104 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2006 Filed Apr 25, 2006 18:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $14.73 | $0.00 |
DisclosureSEC source: 0001231205-06-000083 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2006-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2006 Filed Apr 25, 2006 18:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 20,419 | $33.93 | $692,816.67 |
DisclosureSEC source: 0001231205-06-000083 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,762 Read SEC document |
| April 25, 2006 Filed Apr 25, 2006 18:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $14.73 | $441,900.00 |
DisclosureSEC source: 0001231205-06-000083 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2006 Filed Feb 24, 2006 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 2,032 | $33.41 | $67,889.12 |
DisclosureSEC source: 0001231205-06-000058 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,535 Underlying: Common Stock · 2,032 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| January 31, 2006 Filed Feb 2, 2006 22:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $14.73 | $0.00 |
DisclosureSEC source: 0001231205-06-000021 · edgar.xml · derivative · entry 6 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2006-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 2, 2006 22:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 18,987 | $32.90 | $624,672.30 |
DisclosureSEC source: 0001231205-06-000021 · edgar.xml · nonDerivative · entry 3 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,791 Read SEC document |
| January 31, 2006 Filed Feb 2, 2006 22:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $14.73 | $441,900.00 |
DisclosureSEC source: 0001231205-06-000021 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2005 Filed Feb 2, 2006 22:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000021 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,778 Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000198 · edgar.xml · derivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 66,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $34.47 | $0.00 |
DisclosureSEC source: 0001231205-05-000198 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2015-09-16 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 25, 2005 Filed Jul 27, 2005 19:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001231205-05-000138 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,000 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2005 Filed Jul 27, 2005 19:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 13,305 | $35.13 | $467,404.65 |
DisclosureSEC source: 0001231205-05-000138 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,003 Read SEC document |
| July 25, 2005 Filed Jul 27, 2005 19:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 22,000 | $10.65 | $234,300.00 |
DisclosureSEC source: 0001231205-05-000138 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2005 Filed Jul 6, 2005 19:48 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000119 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% upon retirement at age 60 or later. F2 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% upon retirement at age 60 or later. Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000112 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,735 | $34.66 | $441,395.10 |
DisclosureSEC source: 0001231205-05-000112 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,308 Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000112 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.