Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | Director | October 01, 2026 | October 02, 2026 |
| Baker Hughes CoBKR · Entity 2993 | Director | May 19, 2026 | May 21, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | September 09, 2017 | September 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 21,038 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,276 · Balance 21,038 F1: These deferred stock units ("DSUs") were awarded as non-employee director compensation. The DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. This award includes dividend equivalent rights that accrue during the vesting period in the form of DSUs. F2: Reflects DSUs previously granted as compensation for service as a non-employee director. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 21,165 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 127 · Balance 21,165 F3: This form reports the accrual of dividend equivalents on DSUs previously granted to the reporting person as non-employee director compensation in the form of additional DSUs. All DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. F2: Reflects DSUs previously granted as compensation for service as a non-employee director. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred stock units ("DSUs") were awarded as non-employee director compensation. The DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date. This award includes dividend equivalent rights that accrue during the vesting period in the form of DSUs.
F2: Reflects DSUs previously granted as compensation for service as a non-employee director.
F3: This form reports the accrual of dividend equivalents on DSUs previously granted to the reporting person as non-employee director compensation in the form of additional DSUs. All DSUs will be settled in shares of AIG common stock on a 1-to-1 basis on the last trading day of the month in which the director's service on the Board of Directors ends, unless the director has elected to defer the vesting date.
Baker Hughes Co
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit 05_26SEC Table II · derivative / convertible security | Direct | 2,749 |
Reported balance
After 2026-05-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 2,749 · Balance 2,749 F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement.
GENERAL ELECTRIC CO
Report date September 09, 2017 · Filed September 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 559,987 |
Ending reported balance
After 2017-09-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-09 · Exercise / conversion · Acquired 27,000 · Balance 572,934 Row 2 · 2017-09-09 · Tax withholding · Disposed 12,947 · Balance 559,987 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-09-09 | Direct | 0 |
Reported balance
After 2017-09-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-09-09 · Exercise / conversion · Disposed 27,000 · Balance 0 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 38,394 |
Reported balance
Holding disclosure · report date 2017-09-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,394 |
| Common StockSEC Table I · non-derivative | Indirectby family | 2,594 |
Reported balance
Holding disclosure · report date 2017-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,594 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2021 Filed Dec 17, 2021 21:33 UTC | Baker Hughes Co BKR · Entity 2993 | GrantDeferred Stock Unit 21 · Derivative | 4,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000126 · wf-form4_163977676092677.xml · derivative · entry 3 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,702 Underlying: Class A Common Stock · 4,702 shares Expires not disclosed F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F3 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F4 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. F4 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:33 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 5_20 · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000126 · wf-form4_163977676092677.xml · derivative · entry 2 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,500 shares Expires 2021-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:33 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000126 · wf-form4_163977676092677.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:49 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 5_21 · Derivative | 6,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000068 · wf-form4_162137097799989.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,972 Underlying: Class A Common Stock · 6,972 shares Expires 2022-05-14 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2022. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2022. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:38 UTC | Baker Hughes Co BKR · Entity 2993 | GrantDeferred Stock Unit 20 · Derivative | 6,171 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000093 · wf-form4_160815830706413.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,171 Underlying: Class A Common Stock · 6,171 shares Expires not disclosed F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F3 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F4 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2020 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. F4 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2020 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:38 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit · Derivative | 7,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000093 · wf-form4_160815830706413.xml · derivative · entry 4 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,840 shares Expires 2020-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020. F1 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:38 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 5_18 · Derivative | 4,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000093 · wf-form4_160815830706413.xml · derivative · entry 3 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,893 shares Expires 2019-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020. F1 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:38 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 7,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000093 · wf-form4_160815830706413.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020. F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:38 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 4,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000093 · wf-form4_160815830706413.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020. F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 14, 2020 Filed May 18, 2020 21:17 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 5_20 · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000054 · wf-form4_158983662349771.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2021-05-14 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:57 UTC | Baker Hughes Co BKR · Entity 2993 | GrantDeferred Stock Unit 19 · Derivative | 4,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000096 · wf-form4_157662704756661.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,819 Underlying: Class A Common Stock · 4,819 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 15:30 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseClass A Common Stock | 10,000 | $20.75 | $207,500.00 |
DisclosureSEC source: 0001701605-19-000071 · wf-form4_156596939879556.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| May 10, 2019 Filed May 13, 2019 19:18 UTC | Baker Hughes Co BHGE · Entity 2993 | GrantRestricted Stock Unit D 5 19 · Derivative | 7,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000049 · wf-form4_155777506446844.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,840 Underlying: Class A Common Stock · 7,840 shares Expires 2020-05-10 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 22:14 UTC | Baker Hughes Co BHGE · Entity 2993 | GrantDeferred Stock Unit · Derivative | 2,554 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000114 · wf-form4_154517127425525.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,554 Underlying: Class A Common Stock · 2,554 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| May 11, 2018 Filed May 14, 2018 21:10 UTC | Baker Hughes Co BHGE · Entity 2993 | GrantRestricted Stock Unit D 5_18 · Derivative | 4,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-18-000072 · wf-form4_152633219316741.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,893 Underlying: Class A Common Stock · 4,893 shares Expires 2019-05-11 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020. Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000106 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,000 shares Expires 2017-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,947 | $23.79 | $308,009.13 |
DisclosureSEC source: 0001231205-17-000106 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,987 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000106 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Unit · Derivative | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000098 · edgar.xml · derivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $24.92 | $0.00 |
DisclosureSEC source: 0001231205-17-000098 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-09-06 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 01:38 UTC | Baker Hughes Co BHGE · Entity 2993 | PurchaseClass A Common Stock | 5,000 | $35.37 | $176,858.50 |
DisclosureSEC source: 0001701605-17-000085 · wf-form4_150181066574340.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The price reported in Column 5 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.355 to $35.38, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. Read SEC document |
| December 16, 2016 Filed Feb 6, 2017 22:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000021 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,934 Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000212 · edgar.xml · derivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2020-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 15,345 | $30.51 | $468,175.95 |
DisclosureSEC source: 0001231205-16-000212 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,281 Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000212 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000211 · edgar.xml · derivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2016-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000211 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000199 · edgar.xml · derivative · entry 4 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 8,000 shares Expires 2016-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,837 | $28.52 | $109,431.24 |
DisclosureSEC source: 0001231205-16-000199 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,602 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000199 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2016 Filed Nov 17, 2016 21:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 23,976 | $30.51 | $731,507.76 |
DisclosureSEC source: 0001231205-16-000211 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,626 Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000170 · edgar.xml · derivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $30.11 | $0.00 |
DisclosureSEC source: 0001231205-16-000170 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-09-09 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 05, 2015 Filed Nov 9, 2015 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000083 · edgar.xml · derivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 05, 2015 Filed Nov 9, 2015 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $29.64 | $0.00 |
DisclosureSEC source: 0001231205-15-000083 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires 2025-11-05 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 01, 2015 Filed Jul 6, 2015 20:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000049 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2015-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 01, 2015 Filed Jul 6, 2015 20:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 23,976 | $26.67 | $639,439.92 |
DisclosureSEC source: 0001231205-15-000049 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,969 Read SEC document |
| July 01, 2015 Filed Jul 6, 2015 20:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000049 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2014 Filed Feb 13, 2015 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000020 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 2,165 Read SEC document |
| November 25, 2014 Filed Feb 13, 2015 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000020 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,945 Read SEC document |
| November 25, 2014 Filed Feb 12, 2016 21:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000112 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 2,265 Read SEC document |
| November 25, 2014 Filed Feb 12, 2016 21:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000112 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,439 Read SEC document |
| September 05, 2014 Filed Sep 9, 2014 21:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000080 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2024-09-05 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 21, 2013 Filed Feb 15, 2014 01:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000027 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 2,065 Read SEC document |
| November 21, 2013 Filed Feb 15, 2014 01:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000027 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,475 Read SEC document |
| September 13, 2013 Filed Sep 17, 2013 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001231205-13-000103 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2023-09-13 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000092 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2013-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000092 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000093 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2013-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000093 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.