Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PFIZER INCPFE · Entity 2863 | Director | March 29, 2018 | April 02, 2018 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | October 01, 2017 | October 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PFIZER INC
Report date March 29, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 127,586.227 |
Reported balance
After 2018-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-29 · Grant · Acquired 1,144.689 · Balance 127,586.227 F1: Each unit represents one phantom share of common stock. F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.
WELLS FARGO & COMPANY/MN
Report date October 01, 2017 · Filed October 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 128,086.4297 |
Reported balance
After 2017-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-01 · Grant · Acquired 1,772.4388 · Balance 128,086.4297 F1: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2: Deferred compensation shares payable in installments based upon director's election. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 100 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 100 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough SWS Revocable Trust | 82,185 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 82,185 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.
F2: Deferred compensation shares payable in installments based upon director's election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2011 Filed Oct 3, 2011 21:45 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,368.1592 | $24.12 | $33,000.00 |
DisclosureSEC source: 0001127602-11-026419 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,034.7458 Underlying: Common Stock, $1 2/3 Par Value · 1,368.1592 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| July 01, 2011 Filed Jul 6, 2011 17:48 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,932 | $20.75 | $40,089.00 |
DisclosureSEC source: 0001225208-11-017670 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,224 Underlying: Common Stock · 1,932 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2011 Filed Jul 5, 2011 18:08 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,389.8788 | $28.06 | $39,000.00 |
DisclosureSEC source: 0001127602-11-020504 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,393.513 Underlying: Common Stock, $1 2/3 Par Value · 1,389.8788 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| May 03, 2011 Filed May 4, 2011 16:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 4,745 | $29.51 | $140,024.95 |
DisclosureSEC source: 0001127602-11-015022 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,759.3226 Underlying: Common Stock, $1 2/3 Par Value · 4,745 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 28, 2011 Filed Apr 28, 2011 19:57 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-012456 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,292 Underlying: Common Stock · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 01, 2011 Filed Apr 5, 2011 19:45 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,733 | $20.38 | $35,318.54 |
DisclosureSEC source: 0001225208-11-011173 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,792 Underlying: Common Stock · 1,733 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 20:49 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,293.3754 | $31.70 | $41,000.00 |
DisclosureSEC source: 0001127602-11-012081 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,014.3226 Underlying: Common Stock, $1 2/3 Par Value · 1,293.3754 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| January 03, 2011 Filed Jan 4, 2011 16:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 959.9871 | $30.99 | $29,750.00 |
DisclosureSEC source: 0001127602-11-000381 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,527.8735 Underlying: Common Stock, $1 2/3 Par Value · 959.9871 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 23:57 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,949 | $17.51 | $34,126.99 |
DisclosureSEC source: 0001225208-11-000300 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,059 Underlying: Common Stock · 1,949 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2010 Filed Oct 5, 2010 14:01 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,974 | $17.18 | $33,913.32 |
DisclosureSEC source: 0001225208-10-022163 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,110 Underlying: Common Stock · 1,974 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2010 Filed Oct 4, 2010 18:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,263.4302 | $25.13 | $31,750.00 |
DisclosureSEC source: 0001127602-10-024472 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,475.1353 Underlying: Common Stock, $1 2/3 Par Value · 1,263.4302 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| July 02, 2010 Filed Jul 6, 2010 21:12 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 2,305 | $14.14 | $32,592.70 |
DisclosureSEC source: 0001225208-10-016796 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,136 Underlying: Common Stock · 2,305 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 17:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,318.3594 | $25.60 | $33,750.00 |
DisclosureSEC source: 0001127602-10-018494 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,107.443 Underlying: Common Stock, $1 2/3 Par Value · 1,318.3594 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 27, 2010 Filed Apr 28, 2010 21:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2,207 | $31.72 | $70,006.04 |
DisclosureSEC source: 0001127602-10-012340 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,705.9432 Underlying: Common Stock, $1 2/3 Par Value · 2,207 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 27, 2010 Filed Apr 28, 2010 21:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 7,570 | $0.00 Strike: $31.72 | $0.00 |
DisclosureSEC source: 0001127602-10-012340 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,570 Underlying: Common Stock, $1 2/3 Par Value · 7,570 shares Expires 2020-04-27 Read SEC document |
| April 22, 2010 Filed Apr 26, 2010 14:09 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-010889 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,831 Underlying: Common Stock · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 17:57 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,858 | $17.08 | $31,734.64 |
DisclosureSEC source: 0001225208-10-009790 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,331 Underlying: Common Stock · 1,858 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 01, 2010 Filed Apr 2, 2010 22:12 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,084.5116 | $31.12 | $33,750.00 |
DisclosureSEC source: 0001127602-10-010354 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,498.9432 Underlying: Common Stock, $1 2/3 Par Value · 1,084.5116 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| January 04, 2010 Filed Jan 5, 2010 17:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,176.3616 | $26.99 | $31,750.00 |
DisclosureSEC source: 0001127602-10-000370 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,333.3538 Underlying: Common Stock, $1 2/3 Par Value · 1,176.3616 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in 10 installments beginning July 1 following cessation of Board membership. F2 · derivative.expiration_date: Payable in 10 installments beginning July 1 following cessation of Board membership. Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 20:25 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,729 | $18.19 Strike: $0.00 | $31,450.51 |
DisclosureSEC source: 0001225208-10-000580 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,473 Underlying: Common Stock · 1,729 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| November 30, 2009 Filed Feb 11, 2010 15:23 UTC | PFIZER INC PFE · Entity 2863 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003980 · doc4.xml · nonDerivative · entry 4 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Spouse Disclosed balance after: 1,085 F1 · kind: These transactions represent the transfer of shares by the reporting person and his spouse to a trust for the benefit of spouse. Read SEC document |
| November 30, 2009 Filed Feb 11, 2010 15:23 UTC | PFIZER INC PFE · Entity 2863 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003980 · doc4.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These transactions represent the transfer of shares by the reporting person and his spouse to a trust for the benefit of spouse. Read SEC document |
| October 01, 2009 Filed Oct 2, 2009 15:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,126.6856 | $28.18 | $31,750.00 |
DisclosureSEC source: 0001127602-09-019946 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,080.1731 Underlying: Common Stock, $1 2/3 Par Value · 1,126.6856 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in 10 installments beginning July 1 following cessation of Board membership. F2 · derivative.expiration_date: Payable in 10 installments beginning July 1 following cessation of Board membership. Read SEC document |
| September 25, 2009 Filed Sep 29, 2009 13:39 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,892 | $16.40 | $31,028.80 |
DisclosureSEC source: 0000078003-09-000202 · primary_doc.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,744 Underlying: Common Stock · 1,892 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| August 04, 2009 Filed Feb 11, 2010 15:23 UTC | PFIZER INC PFE · Entity 2863 | GiftCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003980 · doc4.xml · nonDerivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Spouse Disclosed balance after: 85 F1 · kind: These transactions represent the transfer of shares by the reporting person and his spouse to a trust for the benefit of spouse. Read SEC document |
| August 04, 2009 Filed Feb 11, 2010 15:23 UTC | PFIZER INC PFE · Entity 2863 | GiftCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003980 · doc4.xml · nonDerivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · kind: These transactions represent the transfer of shares by the reporting person and his spouse to a trust for the benefit of spouse. Read SEC document |
| July 01, 2009 Filed Jul 1, 2009 20:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,638.4996 | $24.26 | $39,750.00 |
DisclosureSEC source: 0001193833-09-000113 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,895.7278 Underlying: Common Stock, $1 2/3 par value · 1,638.4996 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in 10 installments beginning July 1 following cessation of Board membership. F2 · derivative.expiration_date: Payable in 10 installments beginning July 1 following cessation of Board membership. Read SEC document |
| June 26, 2009 Filed Jun 30, 2009 20:55 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,844 | $15.19 | $28,010.36 |
DisclosureSEC source: 0000078003-09-000134 · san2077.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852 Underlying: Common Stock · 1,844 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 23:24 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 12,330 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001193833-09-000098 · edgar.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,330 Underlying: Common Stock, $1 2/3 par value · 12,330 shares Expires 2019-04-28 Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 23:24 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Unit · Derivative | 3,594 | $19.48 | $70,011.12 |
DisclosureSEC source: 0001193833-09-000098 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,244.9831 Underlying: Common Stock, $1 2/3 par value · 3,594 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in ten annual installments beginning July 1 following cessation of board membership and continuing annually on March 1. F2 · derivative.expiration_date: Payable in ten annual installments beginning July 1 following cessation of board membership and continuing annually on March 1. Read SEC document |
| April 23, 2009 Filed Apr 24, 2009 21:13 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000078003-09-000089 · san2025.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,008 Underlying: Common Stock · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 01, 2009 Filed Apr 2, 2009 16:55 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2,650.9831 | $14.24 | $37,750.00 |
DisclosureSEC source: 0001193833-09-000072 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,650.9831 Underlying: Common Stock, $1 2/3 par value · 2,650.9831 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in 10 installments beginning July 1 following cessation of Board membership. F2 · derivative.expiration_date: Payable in 10 installments beginning July 1 following cessation of Board membership. Read SEC document |
| March 27, 2009 Filed Mar 31, 2009 19:05 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,008 | $14.04 | $14,152.32 |
DisclosureSEC source: 0000078003-09-000054 · san1993.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,508 Underlying: Common Stock · 1,008 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 21:12 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000078003-09-000022 · san1960.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| January 29, 2009 Filed Jan 29, 2009 22:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 par value | 2,000 | $19.90 | $39,799.00 |
DisclosureSEC source: 0001193833-09-000022 · edgar.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 22:39 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 par value | 800 | $19.91 | $15,928.00 |
DisclosureSEC source: 0001193833-09-000024 · edgar.xml · nonDerivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 22:39 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 par value | 300 | $19.90 | $5,970.00 |
DisclosureSEC source: 0001193833-09-000024 · edgar.xml · nonDerivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 22:39 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 par value | 900 | $19.89 | $17,901.00 |
DisclosureSEC source: 0001193833-09-000024 · edgar.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 F1 · balance_after: The pre-purchase amount of 400 beneficially owned shares reflects a 2-for-1 stock split in the form of a 100 percent stock dividend distributed on August 11, 2006. Read SEC document |
| January 01, 2009 Filed Jan 1, 2009 01:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,484.057 | $29.48 | $43,750.00 |
DisclosureSEC source: 0001193833-08-000147 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,988.2318 Underlying: Common Stock, $1 2/3 par value · 1,484.057 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership . Read SEC document |
| October 01, 2008 Filed Oct 1, 2008 17:12 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,005.862 | $37.53 | $37,750.00 |
DisclosureSEC source: 0001193833-08-000116 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,131.8599 Underlying: Common Stock, $1 2/3 par value · 1,005.862 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership . Read SEC document |
| October 01, 2008 Filed Jan 1, 2009 01:33 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,005.862 | $37.53 | $37,750.00 |
DisclosureSEC source: 0001193833-08-000138 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,137.7218 Underlying: Common Stock, $1 2/3 par value · 1,005.862 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership . Read SEC document |
| July 01, 2008 Filed Jul 1, 2008 15:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,421.0526 | $23.75 | $33,750.00 |
DisclosureSEC source: 0001193833-08-000093 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,797.1708 Underlying: Common Stock, $1 2/3 par value · 1,421.0526 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership . Read SEC document |
| April 29, 2008 Filed Apr 30, 2008 21:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 10,490 | $0.00 Strike: $29.88 | $0.00 |
DisclosureSEC source: 0001193833-08-000078 · edgar.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,490 Underlying: Common Stock, $1 2/3 par value · 10,490 shares Expires 2018-04-29 Read SEC document |
| April 29, 2008 Filed Apr 30, 2008 21:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Unit · Derivative | 2,343 | $29.88 | $70,008.84 |
DisclosureSEC source: 0001193833-08-000078 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,060.6018 Underlying: Common Stock, $1 2/3 par value · 2,343 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| April 01, 2008 Filed Apr 1, 2008 21:24 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,159.7938 | $29.10 | $33,750.00 |
DisclosureSEC source: 0001193833-08-000050 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,717.6018 Underlying: Common Stock, $1 2/3 par value · 1,159.7938 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| January 01, 2008 Filed Jan 2, 2008 22:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 919.1785 | $30.19 | $27,750.00 |
DisclosureSEC source: 0001193833-08-000008 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,300.0923 Underlying: Common Stock, $1 2/3 par value · 919.1785 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| October 01, 2007 Filed Oct 2, 2007 22:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 891.3532 | $35.62 | $31,750.00 |
DisclosureSEC source: 0001193833-07-000168 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,159.5307 Underlying: Common Stock, $1 2/3 par value · 891.3532 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| October 01, 2007 Filed Oct 2, 2007 22:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 891.3532 | $35.62 | $31,750.00 |
DisclosureSEC source: 0001193833-07-000170 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,159.5307 Underlying: Common Stock, $1 2/3 par value · 891.3532 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| July 01, 2007 Filed Jul 5, 2007 17:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 902.758 | $35.17 | $31,750.00 |
DisclosureSEC source: 0001193833-07-000134 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,080.8468 Underlying: Common Stock, $1 2/3 par value · 902.758 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 23:59 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 7,394 | $0.00 Strike: $35.78 | $0.00 |
DisclosureSEC source: 0001193833-07-000101 · edgar.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,394 Underlying: Common Stock, $1 2/3 par value · 7,394 shares Expires 2017-04-24 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.