Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PFIZER INCPFE · Entity 2863 | Director | March 29, 2018 | April 02, 2018 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | October 01, 2017 | October 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PFIZER INC
Report date March 29, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 127,586.227 |
Reported balance
After 2018-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-29 · Grant · Acquired 1,144.689 · Balance 127,586.227 F1: Each unit represents one phantom share of common stock. F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.
WELLS FARGO & COMPANY/MN
Report date October 01, 2017 · Filed October 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 128,086.4297 |
Reported balance
After 2017-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-01 · Grant · Acquired 1,772.4388 · Balance 128,086.4297 F1: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2: Deferred compensation shares payable in installments based upon director's election. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 100 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 100 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough SWS Revocable Trust | 82,185 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 82,185 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.
F2: Deferred compensation shares payable in installments based upon director's election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2014 Filed Oct 2, 2014 20:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 853.492 | $51.26 | $43,750.00 |
DisclosureSEC source: 0001127602-14-029061 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,346.3069 Underlying: Common Stock, $1 2/3 Par Value · 853.492 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| September 26, 2014 Filed Sep 30, 2014 18:29 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 2,123.985 | $29.72 | $63,124.83 |
DisclosureSEC source: 0001225208-14-020598 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,489.122 Underlying: Common Stock · 2,123.985 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2014 Filed Jul 2, 2014 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 829.8558 | $52.72 | $43,750.00 |
DisclosureSEC source: 0001127602-14-022376 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,874.5012 Underlying: Common Stock, $1 2/3 Par Value · 829.8558 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| June 27, 2014 Filed Jul 1, 2014 16:07 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 2,103.335 | $29.67 | $62,405.95 |
DisclosureSEC source: 0001225208-14-015837 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,365.137 Underlying: Common Stock · 2,103.335 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 18:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3,235 | $49.47 | $160,035.45 |
DisclosureSEC source: 0001127602-14-015591 · form4.xml · derivative · entry 4 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,428.2625 Underlying: Common Stock, $1 2/3 Par Value · 3,235 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 17:34 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,291.436 | $30.71 | $162,500.00 |
DisclosureSEC source: 0001225208-14-011191 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,261.802 Underlying: Common Stock · 5,291.436 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 22, 2014 Filed Apr 30, 2014 18:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 1,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-015591 · form4.xml · nonDerivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through SWS Revocable Trust Disclosed balance after: 15,699 Read SEC document |
| April 22, 2014 Filed Apr 30, 2014 18:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 1,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-015591 · form4.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 19:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 6,489 | $0.00 Strike: $34.06 | $0.00 |
DisclosureSEC source: 0001127602-14-014611 · form4.xml · derivative · entry 5 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,489 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 19:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 4,593 | $48.11 | $220,969.23 |
DisclosureSEC source: 0001127602-14-014611 · form4.xml · nonDerivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,896 Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 19:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,489 | $34.06 | $221,015.34 |
DisclosureSEC source: 0001127602-14-014611 · form4.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 16:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 999.5982 | $49.77 | $49,750.00 |
DisclosureSEC source: 0001127602-14-013885 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,193.2625 Underlying: Common Stock, $1 2/3 Par Value · 999.5982 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 28, 2014 Filed Mar 31, 2014 23:32 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,897.09 | $31.88 | $60,479.23 |
DisclosureSEC source: 0001225208-14-009245 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,970.366 Underlying: Common Stock · 1,897.09 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| January 09, 2014 Filed Feb 11, 2014 21:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005588 · form4.xml · nonDerivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through SWS Revocable Trust Disclosed balance after: 13,803 F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust. Read SEC document |
| January 09, 2014 Filed Feb 11, 2014 21:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005588 · form4.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust. Read SEC document |
| January 02, 2014 Filed Jan 3, 2014 18:54 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 980.1762 | $45.40 | $44,500.00 |
DisclosureSEC source: 0001127602-14-000596 · form4.xml · derivative · entry 4 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,646.6162 Underlying: Common Stock, $1 2/3 Par Value · 980.1762 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 02:52 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,889.604 | $30.63 | $57,878.57 |
DisclosureSEC source: 0001225208-14-000203 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,073.276 Underlying: Common Stock · 1,889.604 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2013 Filed Oct 2, 2013 16:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 976.1388 | $41.49 | $40,500.00 |
DisclosureSEC source: 0001127602-13-028296 · form4.xml · derivative · entry 4 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,100.1058 Underlying: Common Stock, $1 2/3 Par Value · 976.1388 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| September 27, 2013 Filed Oct 1, 2013 13:19 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,819.1 | $28.88 | $52,535.61 |
DisclosureSEC source: 0001225208-13-020721 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,183.672 Underlying: Common Stock · 1,819.1 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 20:03 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,027.5629 | $41.36 | $42,500.00 |
DisclosureSEC source: 0001127602-13-021956 · form4.xml · derivative · entry 4 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,528.5782 Underlying: Common Stock, $1 2/3 Par Value · 1,027.5629 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| June 28, 2013 Filed Jul 1, 2013 21:53 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,767 | $28.01 | $49,493.67 |
DisclosureSEC source: 0001225208-13-015165 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,364.532 Underlying: Common Stock · 1,767 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 18:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 5,164 | $0.00 Strike: $34.06 | $0.00 |
DisclosureSEC source: 0001127602-13-019234 · form4.xml · derivative · entry 5 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 5,164 shares Expires 2013-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 18:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 4,318 | $40.73 | $175,872.14 |
DisclosureSEC source: 0001127602-13-019234 · form4.xml · nonDerivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846 Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 18:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,164 | $34.06 | $175,885.84 |
DisclosureSEC source: 0001127602-13-019234 · form4.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2013 Filed Apr 26, 2013 20:39 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 4,543.952 | $30.26 | $137,499.99 |
DisclosureSEC source: 0001225208-13-010463 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,597.452 Underlying: Common Stock · 4,543.952 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 4,040 | $37.13 | $150,005.20 |
DisclosureSEC source: 0001127602-13-014468 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,909.8206 Underlying: Common Stock, $1 2/3 Par Value · 4,040 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,313.2954 | $36.93 | $48,500.00 |
DisclosureSEC source: 0001127602-13-012889 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,869.8206 Underlying: Common Stock, $1 2/3 Par Value · 1,313.2954 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 19:05 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,698 | $28.86 | $49,004.28 |
DisclosureSEC source: 0001225208-13-008736 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,053.5 Underlying: Common Stock · 1,698 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 17:12 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,301.931 | $34.18 | $44,500.00 |
DisclosureSEC source: 0001127602-13-000500 · form4.xml · derivative · entry 4 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,033.5417 Underlying: Common Stock, $1 2/3 Par Value · 1,301.931 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1 F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 15:00 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,884.5 | $25.08 | $47,263.26 |
DisclosureSEC source: 0001225208-13-000290 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,355.5 Underlying: Common Stock · 1,884.5 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 5,164 | $34.06 Strike: $34.06 | $175,885.84 |
DisclosureSEC source: 0001127602-12-029682 · form4.xml · derivative · entry 10 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,164 Underlying: Common Stock, $1 2/3 Par Value · 5,164 shares Expires 2013-07-23 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 6,489 | $34.06 Strike: $34.06 | $221,015.34 |
DisclosureSEC source: 0001127602-12-029682 · form4.xml · derivative · entry 9 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,489 Underlying: Common Stock, $1 2/3 Par Value · 6,489 shares Expires 2014-04-27 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 6,770 | $0.00 Strike: $25.99 | $0.00 |
DisclosureSEC source: 0001127602-12-029682 · form4.xml · derivative · entry 8 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,770 shares Expires 2013-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 7,840 | $0.00 Strike: $28.20 | $0.00 |
DisclosureSEC source: 0001127602-12-029682 · form4.xml · derivative · entry 7 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,840 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 5,164 | $34.06 | $175,885.84 |
DisclosureSEC source: 0001127602-12-029682 · form4.xml · nonDerivative · entry 4 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,957 F1 · balance_after: 2,400 shares reported as being held directly on the reporting person's previous filings are held through the reporting person's spouse's revocable trust, of which the reporting person and his spouse are co-trustees. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,770 | $25.99 | $175,918.45 |
DisclosureSEC source: 0001127602-12-029682 · form4.xml · nonDerivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 6,489 | $34.06 | $221,015.34 |
DisclosureSEC source: 0001127602-12-029682 · form4.xml · nonDerivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 16:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,840 | $28.20 | $221,048.80 |
DisclosureSEC source: 0001127602-12-029682 · form4.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 13:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 Par Value | 10,000 | $33.96 | $339,600.00 |
DisclosureSEC source: 0001127602-12-028874 · form4.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through SWS Revocable Trust Disclosed balance after: 10,000 Read SEC document |
| October 01, 2012 Filed Oct 2, 2012 20:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,109.5101 | $34.70 | $38,500.00 |
DisclosureSEC source: 0001127602-12-027852 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,250.0894 Underlying: Common Stock, $1 2/3 Par Value · 1,109.5101 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| September 28, 2012 Filed Oct 2, 2012 12:51 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,878 | $24.85 | $46,668.30 |
DisclosureSEC source: 0001225208-12-020405 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,471 Underlying: Common Stock · 1,878 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 15:12 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,270.933 | $33.44 | $42,500.00 |
DisclosureSEC source: 0001127602-12-021289 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,683.6179 Underlying: Common Stock, $1 2/3 Par Value · 1,270.933 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| June 29, 2012 Filed Jul 3, 2012 13:20 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 2,005.4 | $23.00 | $46,124.20 |
DisclosureSEC source: 0001225208-12-015310 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,593 Underlying: Common Stock · 2,005.4 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 26, 2012 Filed Apr 27, 2012 21:40 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,962.7 | $23.06 | $137,499.86 |
DisclosureSEC source: 0001225208-12-010383 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,587.6 Underlying: Common Stock · 5,962.7 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 24, 2012 Filed Apr 25, 2012 17:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 4,536 | $33.07 | $150,005.52 |
DisclosureSEC source: 0001127602-12-014625 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,910.0256 Underlying: Common Stock, $1 2/3 Par Value · 4,536 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 02, 2012 Filed Apr 3, 2012 16:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,362.0387 | $34.14 | $46,500.00 |
DisclosureSEC source: 0001127602-12-012696 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,374.0256 Underlying: Common Stock, $1 2/3 Par Value · 1,362.0387 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 11:38 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,981 | $22.65 | $44,869.65 |
DisclosureSEC source: 0001225208-12-008775 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,624 Underlying: Common Stock · 1,981 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| January 03, 2012 Filed Jan 4, 2012 19:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,269.9565 | $27.56 | $35,000.00 |
DisclosureSEC source: 0001127602-12-000480 · form4.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,587.9262 Underlying: Common Stock, $1 2/3 Par Value · 1,269.9565 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| December 30, 2011 Filed Jan 4, 2012 20:07 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 2,015 | $21.64 | $43,604.60 |
DisclosureSEC source: 0001225208-12-000400 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,643 Underlying: Common Stock · 2,015 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 16:09 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 2,404 | $17.68 | $42,502.72 |
DisclosureSEC source: 0001225208-11-022624 · doc4.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,628 Underlying: Common Stock · 2,404 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.