Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PFIZER INCPFE · Entity 2863 | Director | March 29, 2018 | April 02, 2018 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | October 01, 2017 | October 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PFIZER INC
Report date March 29, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 127,586.227 |
Reported balance
After 2018-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-29 · Grant · Acquired 1,144.689 · Balance 127,586.227 F1: Each unit represents one phantom share of common stock. F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.
WELLS FARGO & COMPANY/MN
Report date October 01, 2017 · Filed October 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 128,086.4297 |
Reported balance
After 2017-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-01 · Grant · Acquired 1,772.4388 · Balance 128,086.4297 F1: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2: Deferred compensation shares payable in installments based upon director's election. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 100 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 100 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough SWS Revocable Trust | 82,185 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 82,185 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.
F2: Deferred compensation shares payable in installments based upon director's election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2007 Filed Apr 25, 2007 23:59 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,957 | $35.78 | $70,021.46 |
DisclosureSEC source: 0001193833-07-000101 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,015.046 Underlying: Common Stock, $1 2/3 par value · 1,957 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| April 01, 2007 Filed Apr 2, 2007 18:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 922.1609 | $34.43 | $31,750.00 |
DisclosureSEC source: 0001193833-07-000067 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,058.046 Underlying: Common Stock, $1 2/3 par value · 922.1609 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| January 01, 2007 Filed Jan 3, 2007 21:23 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 687.5703 | $35.56 | $24,450.00 |
DisclosureSEC source: 0001193833-07-000014 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,854.3165 Underlying: Common Stock, $1 2/3 par value · 687.5703 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership F3 · balance_after: Amount reflects a 2-for-1 stock split in the form of a 100 percent stock dividend distributed on August 11, 2006 Read SEC document |
| January 01, 2007 Filed Apr 4, 2007 22:50 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 687.5703 | $35.56 | $24,450.00 |
DisclosureSEC source: 0001193833-07-000081 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,990.7151 Underlying: Common Stock, $1 2/3 par value · 687.5703 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership. Read SEC document |
| October 01, 2006 Filed Oct 3, 2006 00:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 764.2344 | $36.18 | $27,650.00 |
DisclosureSEC source: 0001193833-06-000147 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,166.7462 Underlying: Common Stock, $1 2/3 par value · 764.2344 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership F3 · balance_after: Amount reflects a 2-for-1 stock split in the form of a 100 percent stock dividend distributed on August 11, 2006 Read SEC document |
| July 01, 2006 Filed Jul 3, 2006 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 387.3435 | $67.08 | $25,983.00 |
DisclosureSEC source: 0001193833-06-000116 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,135.7021 Underlying: Common Stock, $1 2/3 par value · 387.3435 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| April 25, 2006 Filed Apr 27, 2006 19:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,329 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0001193833-06-000083 · edgar.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,329 Underlying: Common Stock, $1 2/3 par value · 3,329 shares Expires 2016-04-25 Read SEC document |
| April 25, 2006 Filed Apr 27, 2006 19:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 999 | $65.10 | $65,034.90 |
DisclosureSEC source: 0001193833-06-000083 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,688.1232 Underlying: Common Stock, $1 2/3 par value · 999 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| April 01, 2006 Filed Apr 4, 2006 19:53 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 354.6266 | $63.87 | $22,650.00 |
DisclosureSEC source: 0001193833-06-000068 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,689.1232 Underlying: Common Stock, $1 2/3 par value · 354.6266 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| January 01, 2006 Filed Jan 3, 2006 21:55 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 309.5655 | $62.83 | $19,450.00 |
DisclosureSEC source: 0001193833-06-000011 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,283.6014 Underlying: Common Stock, $1 2/3 par value · 309.5655 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| October 01, 2005 Filed Oct 4, 2005 20:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 386.7167 | $58.57 | $22,650.00 |
DisclosureSEC source: 0001193833-05-000141 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925.0143 Underlying: Common Stock, $1 2/3 par value · 386.7167 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| July 01, 2005 Filed Jul 5, 2005 19:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 341.8318 | $61.58 | $21,050.00 |
DisclosureSEC source: 0001193833-05-000105 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,490.4107 Underlying: Common Stock, $1 2/3 par value · 341.8318 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| April 26, 2005 Filed Apr 28, 2005 19:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,870 | $0.00 Strike: $59.15 | $0.00 |
DisclosureSEC source: 0001193833-05-000076 · edgar.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Underlying: Common Stock, $1 2/3 par value · 3,870 shares Expires 2015-04-26 Read SEC document |
| April 26, 2005 Filed Apr 28, 2005 19:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,099 | $59.15 | $65,005.85 |
DisclosureSEC source: 0001193833-05-000076 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,107.9923 Underlying: Common Stock, $1 2/3 par value · 1,099 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| April 01, 2005 Filed Apr 5, 2005 20:53 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 405.5184 | $59.80 | $24,250.00 |
DisclosureSEC source: 0001193833-05-000061 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,008.9923 Underlying: Common Stock, $1 2/3 par value · 405.5184 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 22:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 249.3966 | $62.15 | $15,500.00 |
DisclosureSEC source: 0001193833-05-000007 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,574.5788 Underlying: Common Stock, $1 2/3 par value · 249.3966 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| October 01, 2004 Filed Oct 1, 2004 22:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 310.2465 | $59.63 | $18,500.00 |
DisclosureSEC source: 0001193833-04-000135 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,299.5422 Underlying: Common Stock, $1 2/3 par value · 310.2465 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 18:55 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 297.047 | $57.23 | $17,000.00 |
DisclosureSEC source: 0001193833-04-000104 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,965.0704 Underlying: Common Stock, $1 2/3 par value · 297.047 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 21:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,920 | $0.00 Strike: $56.39 | $0.00 |
DisclosureSEC source: 0001193833-04-000079 · edgar.xml · derivative · entry 2 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 Underlying: Common Stock, $1 2/3 par value · 3,920 shares Expires 2014-04-27 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 21:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 887 | $56.39 | $50,017.93 |
DisclosureSEC source: 0001193833-04-000079 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,647.7599 Underlying: Common Stock, $1 2/3 par value · 887 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| April 01, 2004 Filed Apr 2, 2004 16:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 273.5133 | $56.67 | $15,500.00 |
DisclosureSEC source: 0001193833-04-000065 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,760.7599 Underlying: Common Stock, $1 2/3 par value · 273.5133 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| January 01, 2004 Filed Jan 5, 2004 18:55 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 263.2026 | $58.89 | $15,500.00 |
DisclosureSEC source: 0001193833-04-000008 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475.6677 Underlying: Common Stock, $1 2/3 par value · 263.2026 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in lump sum on March 1 of the first calendar year following cessation of board membership F2 · derivative.expiration_date: Payable in lump sum on March 1 of the first calendar year following cessation of board membership Read SEC document |
| October 01, 2003 Filed Oct 2, 2003 18:15 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 243.5534 | $51.50 | $12,543.00 |
DisclosureSEC source: 0001193833-03-000070 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210.5534 Underlying: Common Stock, $1 2/3 par value · 243.5534 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in lump sum on March 1 of the first calendar year following cessation of board membership F2 · derivative.expiration_date: Payable in lump sum on March 1 of the first calendar year following cessation of board membership Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 19:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 967 | $51.71 Strike: $0.00 | $50,003.57 |
DisclosureSEC source: 0001193833-03-000064 · edgar.xml · derivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967 Underlying: Common Stock, $1 2/3 par value · 967 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in lump sum on March 1 of the first calendar year following cessation of board membership F2 · derivative.expiration_date: Payable in lump sum on March 1 of the first calendar year following cessation of board membership Read SEC document |
| Date not disclosed Filed Jul 23, 2003 18:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | OtherCommon Stock, $1 2/3 par value | 200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193833-03-000038 · edgar.xml · nonDerivative · entry 1 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.