Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVNET INCAVT · Entity 3687 | Director | September 23, 2026 | September 25, 2026 |
| LAM RESEARCH CORPLRCX · Entity 1467 | Chief Financial Officer | March 04, 2013 | March 07, 2013 |
| MICRON TECHNOLOGY INCMU · Entity 2793 | SVP & Chief Financial Officer | October 24, 2017 | October 26, 2017 |
| Ouster, Inc.OUST · Entity 4380 | Director | June 17, 2026 | June 22, 2026 |
| TERADYNE, INCTER · Entity 181 | Director | September 25, 2026 | September 28, 2026 |
| Ultra Clean Holdings, Inc.UCTT · Entity 1193 | Director | May 22, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVNET INC
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,350 |
Reported balance
After 2026-09-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-23 · Grant · Acquired 60 · Balance 16,350 F1: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer. F2: PSUs acquired as a result of quarterly dividend. |
| Common StockSEC Table I · non-derivative | Direct | 5,265 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,265 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.
F2: PSUs acquired as a result of quarterly dividend.
LAM RESEARCH CORP
Report date March 04, 2013 · Filed March 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2013-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-04 · Disposition to issuer · Disposed 522 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2013-03-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-03-04 · Tax withholding · Disposed 3,309 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 55,365 |
Reported balance
After 2013-03-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2013-03-04 · Tax withholding · Disposed 3,581 · Balance 55,365 F1: Amount reported includes shares subject to unvested Restricted Stock Units |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reported includes shares subject to unvested Restricted Stock Units
MICRON TECHNOLOGY INC
Report date October 24, 2017 · Filed October 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 209,887 |
Reported balance
After 2017-10-24 transaction · row 1
1 source rowRow 1 · 2017-10-24 · Grant · Acquired 32,483 · Balance 209,887 F1: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.56 · Expires 2025-10-24 | Direct | 42,092 |
Reported balance
After 2017-10-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-24 · Grant · Acquired 42,092 · Balance 42,092 F3: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 19,433 |
Reported balance
After 2017-10-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-24 · Grant · Acquired 19,433 · Balance 19,433 F2: Not Applicable - Grant of restricted stock units. F4: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.
F2: Not Applicable - Grant of restricted stock units.
F3: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant.
F4: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.
Ouster, Inc.
Report date June 17, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,902 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Grant · Acquired 4,725 · Balance 88,902 F1: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
TERADYNE, INC
Report date September 25, 2026 · Filed September 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,269 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Other · Acquired 2 · Balance 10,269 F1: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.
Ultra Clean Holdings, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,816 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 2,575 · Balance 47,816 F1: Restricted stock units vest 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 11,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units vest 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERSIL CORP/DE
Report date February 24, 2017 · Filed February 28, 2017
Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-24 transaction · row 1
1 source rowRow 1 · 2017-02-24 · Disposition to issuer · Disposed 8,828 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.01 · Expires 2022-07-07 | Direct | 0 |
Reported balance
After 2015-07-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2015-07-07 · Disposition to issuer · Disposed 13,138 · Balance 0 F2: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.01 · Expires 2022-07-07 | Direct | 0 |
Reported balance
After 2015-07-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-07-07 · Disposition to issuer · Disposed 26,677 · Balance 0 F3: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. |
| Deferred Stock Units (DSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2015-07-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-07-07 · Disposition to issuer · Disposed 4,164 · Balance 0 F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. |
| Deferred Stock Units (DSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-04-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-04-16 · Disposition to issuer · Disposed 9,310 · Balance 0 F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash.
F2: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.
F3: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.
F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU.
Velodyne Lidar, Inc.
Report date February 10, 2023 · Filed February 13, 2023
Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-02-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-10 · Exercise / conversion · Acquired 20,732 · Balance 162,126 F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). Row 2 · 2023-02-10 · Disposition to issuer · Disposed 162,126 · Balance 0 F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock. F3: Includes a restricted stock award of 111,028 shares that was accelerated upon the closing of the Mergers pursuant to the Company's Outside Director Compensation Policy. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-10 · Exercise / conversion · Disposed 20,732 · Balance 0 F4: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant. F5: Pursuant to the Company's Outside Director Compensation Policy, each unvested RSU was accelerated upon the closing of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.
F3: Includes a restricted stock award of 111,028 shares that was accelerated upon the closing of the Mergers pursuant to the Company's Outside Director Compensation Policy.
F4: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant.
F5: Pursuant to the Company's Outside Director Compensation Policy, each unvested RSU was accelerated upon the closing of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2013 Filed Jan 30, 2013 22:17 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 12,450 | $20.21 Strike: $20.21 | $251,614.50 |
DisclosureSEC source: 0001501289-13-000011 · primary_doc.xml · derivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,030 Underlying: Common Stock · 12,450 shares Expires 2014-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 22:17 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 8,464 | $41.69 | $352,864.16 |
DisclosureSEC source: 0001501289-13-000011 · primary_doc.xml · nonDerivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,777 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 22:17 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,986 | $41.68 | $166,136.48 |
DisclosureSEC source: 0001501289-13-000011 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 22:17 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 12,450 | $20.21 | $251,614.50 |
DisclosureSEC source: 0001501289-13-000011 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2012 Filed Feb 10, 2012 01:18 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 18,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001501289-12-000019 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,094 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 23:00 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 4,523 | $43.23 | $195,529.29 |
DisclosureSEC source: 0001501289-12-000015 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,653 Read SEC document |
| February 05, 2012 Filed Feb 7, 2012 22:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 4,490 | $44.19 | $198,413.10 |
DisclosureSEC source: 0001501289-12-000012 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,176 Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 23:28 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 13,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001227050-11-000003 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,987 Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 19:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $20.21 Strike: $20.21 | $505,250.00 |
DisclosureSEC source: 0001227050-11-000002 · primary_doc.xml · derivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,480 Underlying: Common Stock · 25,000 shares Expires 2014-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 19:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $56.65 | $1,416,175.00 |
DisclosureSEC source: 0001227050-11-000002 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,259 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.61 - $56.69, inclusive. Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 19:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 25,000 | $20.21 | $505,250.00 |
DisclosureSEC source: 0001227050-11-000002 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2011 Filed Mar 1, 2011 19:14 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 7,432 | $55.35 | $411,361.20 |
DisclosureSEC source: 0001227050-11-000001 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,209 Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 19:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,050 | $50.00 | $152,500.00 |
DisclosureSEC source: 0001227050-10-000002 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,591 F1 · security: Shares sold pursuant to 10b5-1 Trading Plan. Read SEC document |
| February 05, 2010 Filed Feb 9, 2010 19:21 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 24,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001227050-10-000001 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,480 Read SEC document |
| February 26, 2009 Filed Mar 3, 2009 01:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 49,480 | $20.21 Strike: $20.21 | $999,990.80 |
DisclosureSEC source: 0001227050-09-000001 · primary_doc.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,530 Underlying: Common Stock · 49,480 shares Expires 2014-02-26 F1 · derivative.exercise_date: 100% of the option will vest and become exercisable on 2/26/11. Read SEC document |
| February 26, 2009 Filed Mar 3, 2009 01:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 19,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001227050-09-000001 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,316 Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 23:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 28,800 | Not disclosed Strike: $25.53 | Not disclosed |
DisclosureSEC source: 0001227050-08-000001 · primary_doc.xml · derivative · entry 6 MADDOCK ERNEST E · CIK 0001227050 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,850 Underlying: Common Stock · 28,800 shares Expires 2009-02-27 F6 · kind: On 2/27/02 the reporting person was granted an option to purchase 86,700 shares of the Issuer's Common Stock at a purchase price of $22.05 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend the outstanding portion of this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($25.53) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F6 · price: On 2/27/02 the reporting person was granted an option to purchase 86,700 shares of the Issuer's Common Stock at a purchase price of $22.05 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend the outstanding portion of this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($25.53) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F7 · price: In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $100,224.00. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 23:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 28,800 | Not disclosed Strike: $22.05 | Not disclosed |
DisclosureSEC source: 0001227050-08-000001 · primary_doc.xml · derivative · entry 5 MADDOCK ERNEST E · CIK 0001227050 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,800 shares Expires 2009-02-27 F6 · kind: On 2/27/02 the reporting person was granted an option to purchase 86,700 shares of the Issuer's Common Stock at a purchase price of $22.05 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend the outstanding portion of this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($25.53) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F6 · price: On 2/27/02 the reporting person was granted an option to purchase 86,700 shares of the Issuer's Common Stock at a purchase price of $22.05 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend the outstanding portion of this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($25.53) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F7 · price: In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $100,224.00. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 23:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 1,000 | Not disclosed Strike: $24.19 | Not disclosed |
DisclosureSEC source: 0001227050-08-000001 · primary_doc.xml · derivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2011-12-24 F4 · kind: On 12/24/01 the reporting person was granted an option to purchase 1,000 shares of the Issuer's Common Stock at a purchase price of $22.79 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($24.19) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F4 · price: On 12/24/01 the reporting person was granted an option to purchase 1,000 shares of the Issuer's Common Stock at a purchase price of $22.79 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($24.19) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F5 · price: In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $1,400. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 23:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 1,000 | Not disclosed Strike: $22.79 | Not disclosed |
DisclosureSEC source: 0001227050-08-000001 · primary_doc.xml · derivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2011-12-24 F4 · kind: On 12/24/01 the reporting person was granted an option to purchase 1,000 shares of the Issuer's Common Stock at a purchase price of $22.79 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($24.19) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F4 · price: On 12/24/01 the reporting person was granted an option to purchase 1,000 shares of the Issuer's Common Stock at a purchase price of $22.79 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($24.19) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F5 · price: In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $1,400. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 23:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 2,050 | Not disclosed Strike: $16.64 | Not disclosed |
DisclosureSEC source: 0001227050-08-000001 · primary_doc.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,050 shares Expires 2011-10-01 F1 · kind: On 10/01/01 the reporting person was granted an option to purchase 2,050 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F1 · price: On 10/01/01 the reporting person was granted an option to purchase 2,050 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F3 · price: In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $1,025. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 23:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 2,050 | Not disclosed Strike: $16.14 | Not disclosed |
DisclosureSEC source: 0001227050-08-000001 · primary_doc.xml · derivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,050 shares Expires 2011-10-01 F1 · kind: On 10/01/01 the reporting person was granted an option to purchase 2,050 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F1 · price: On 10/01/01 the reporting person was granted an option to purchase 2,050 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F3 · price: In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $1,025. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 09, 2005 Filed Nov 11, 2005 00:43 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 13,500 | $26.44 Strike: $26.44 | $356,906.25 |
DisclosureSEC source: 0001227050-05-000004 · primary_doc.xml · derivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,850 Underlying: Common Stock · 13,500 shares Expires 2010-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 11, 2005 00:43 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 13,500 | $37.00 | $499,500.00 |
DisclosureSEC source: 0001227050-05-000004 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483 Read SEC document |
| November 09, 2005 Filed Nov 11, 2005 00:43 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 13,500 | $26.44 | $356,906.25 |
DisclosureSEC source: 0001227050-05-000004 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2005 Filed Oct 17, 2005 21:07 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 26,600 | $22.05 Strike: $22.05 | $586,530.00 |
DisclosureSEC source: 0001227050-05-000003 · primary_doc.xml · derivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,350 Underlying: Common Stock · 26,600 shares Expires 2009-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2005 Filed Oct 17, 2005 21:07 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 16,600 | $34.00 | $564,400.00 |
DisclosureSEC source: 0001227050-05-000003 · primary_doc.xml · nonDerivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| October 13, 2005 Filed Oct 17, 2005 21:07 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $33.00 | $330,000.00 |
DisclosureSEC source: 0001227050-05-000003 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| October 13, 2005 Filed Oct 17, 2005 21:07 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 26,600 | $22.05 | $586,530.00 |
DisclosureSEC source: 0001227050-05-000003 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2005 Filed Sep 14, 2005 22:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $22.05 Strike: $22.05 | $220,500.00 |
DisclosureSEC source: 0001227050-05-000002 · primary_doc.xml · derivative · entry 6 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,950 Underlying: Common Stock · 10,000 shares Expires 2009-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2005 Filed Sep 14, 2005 22:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 250 | $8.69 Strike: $8.69 | $2,172.50 |
DisclosureSEC source: 0001227050-05-000002 · primary_doc.xml · derivative · entry 5 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250 shares Expires 2009-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2005 Filed Sep 14, 2005 22:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $32.00 | $320,000.00 |
DisclosureSEC source: 0001227050-05-000002 · primary_doc.xml · nonDerivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483 F1 · security: Shares sold pursuant to 10b5-1 Plan Read SEC document |
| September 13, 2005 Filed Sep 14, 2005 22:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 10,000 | $22.05 | $220,500.00 |
DisclosureSEC source: 0001227050-05-000002 · primary_doc.xml · nonDerivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2005 Filed Sep 14, 2005 22:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 250 | $32.00 | $8,000.00 |
DisclosureSEC source: 0001227050-05-000002 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan Read SEC document |
| September 13, 2005 Filed Sep 14, 2005 22:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 250 | $8.69 | $2,172.50 |
DisclosureSEC source: 0001227050-05-000002 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2005 Filed Feb 17, 2005 00:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,886 | $29.94 | $86,406.84 |
DisclosureSEC source: 0001227050-05-000001 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224 Read SEC document |
| December 02, 2004 Filed Dec 3, 2004 23:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 7,500 | $22.05 Strike: $22.05 | $165,375.00 |
DisclosureSEC source: 0001227050-04-000003 · primary_doc.xml · derivative · entry 5 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,200 Underlying: Common Stock · 7,500 shares Expires 2009-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2004 Filed Dec 3, 2004 23:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 2,250 | $8.69 Strike: $8.69 | $19,552.50 |
DisclosureSEC source: 0001227050-04-000003 · primary_doc.xml · derivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2009-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2004 Filed Dec 3, 2004 23:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 9,750 | $28.50 | $277,875.00 |
DisclosureSEC source: 0001227050-04-000003 · primary_doc.xml · nonDerivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,986 Read SEC document |
| December 02, 2004 Filed Dec 3, 2004 23:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 7,500 | $22.05 | $165,375.00 |
DisclosureSEC source: 0001227050-04-000003 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2004 Filed Dec 3, 2004 23:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 2,250 | $8.69 | $19,552.50 |
DisclosureSEC source: 0001227050-04-000003 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 00:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $8.69 Strike: $8.69 | $86,900.00 |
DisclosureSEC source: 0001227050-04-000002 · primary_doc.xml · derivative · entry 6 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,950 Underlying: Common Stock · 10,000 shares Expires 2009-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 00:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $28.00 | $280,000.00 |
DisclosureSEC source: 0001227050-04-000002 · primary_doc.xml · nonDerivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,986 Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 00:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 10,000 | $8.69 | $86,900.00 |
DisclosureSEC source: 0001227050-04-000002 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2004 Filed Nov 18, 2004 00:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $8.69 Strike: $8.69 | $86,900.00 |
DisclosureSEC source: 0001227050-04-000002 · primary_doc.xml · derivative · entry 5 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2009-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2004 Filed Nov 18, 2004 00:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $27.00 | $270,000.00 |
DisclosureSEC source: 0001227050-04-000002 · primary_doc.xml · nonDerivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 15, 2004 Filed Nov 18, 2004 00:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 10,000 | $8.69 | $86,900.00 |
DisclosureSEC source: 0001227050-04-000002 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Group VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2003 Filed Oct 29, 2003 20:24 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $8.69 Strike: $8.69 | $86,900.00 |
DisclosureSEC source: 0001016317-03-000021 · primary_doc.xml · derivative · entry 5 MADDOCK ERNEST E · CIK 0001227050 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,450 Underlying: Common Stock · 10,000 shares Expires 2009-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2003 Filed Oct 29, 2003 20:24 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,800 | $22.05 Strike: $22.05 | $304,290.00 |
DisclosureSEC source: 0001016317-03-000021 · primary_doc.xml · derivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,800 shares Expires 2009-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2003 Filed Oct 29, 2003 20:24 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 23,800 | $28.11 | $669,018.00 |
DisclosureSEC source: 0001016317-03-000021 · primary_doc.xml · nonDerivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.