Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVNET INCAVT · Entity 3687 | Director | September 23, 2026 | September 25, 2026 |
| LAM RESEARCH CORPLRCX · Entity 1467 | Chief Financial Officer | March 04, 2013 | March 07, 2013 |
| MICRON TECHNOLOGY INCMU · Entity 2793 | SVP & Chief Financial Officer | October 24, 2017 | October 26, 2017 |
| Ouster, Inc.OUST · Entity 4380 | Director | June 17, 2026 | June 22, 2026 |
| TERADYNE, INCTER · Entity 181 | Director | September 25, 2026 | September 28, 2026 |
| Ultra Clean Holdings, Inc.UCTT · Entity 1193 | Director | May 22, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVNET INC
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,350 |
Reported balance
After 2026-09-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-23 · Grant · Acquired 60 · Balance 16,350 F1: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer. F2: PSUs acquired as a result of quarterly dividend. |
| Common StockSEC Table I · non-derivative | Direct | 5,265 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,265 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock Unit ("PSU") equals one share of the Issuer's common stock, and will be settled in the Issuer's common stock after the reporting person leaves the Issuer's Board or upon change of control of the Issuer.
F2: PSUs acquired as a result of quarterly dividend.
LAM RESEARCH CORP
Report date March 04, 2013 · Filed March 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2013-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-04 · Disposition to issuer · Disposed 522 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2013-03-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-03-04 · Tax withholding · Disposed 3,309 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 55,365 |
Reported balance
After 2013-03-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2013-03-04 · Tax withholding · Disposed 3,581 · Balance 55,365 F1: Amount reported includes shares subject to unvested Restricted Stock Units |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reported includes shares subject to unvested Restricted Stock Units
MICRON TECHNOLOGY INC
Report date October 24, 2017 · Filed October 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 209,887 |
Reported balance
After 2017-10-24 transaction · row 1
1 source rowRow 1 · 2017-10-24 · Grant · Acquired 32,483 · Balance 209,887 F1: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.56 · Expires 2025-10-24 | Direct | 42,092 |
Reported balance
After 2017-10-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-24 · Grant · Acquired 42,092 · Balance 42,092 F3: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 19,433 |
Reported balance
After 2017-10-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-24 · Grant · Acquired 19,433 · Balance 19,433 F2: Not Applicable - Grant of restricted stock units. F4: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.
F2: Not Applicable - Grant of restricted stock units.
F3: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant.
F4: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.
Ouster, Inc.
Report date June 17, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,902 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Grant · Acquired 4,725 · Balance 88,902 F1: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
TERADYNE, INC
Report date September 25, 2026 · Filed September 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,269 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Other · Acquired 2 · Balance 10,269 F1: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units ("DSUs") issued to the Reporting Person in accordance with his election to receive dividends paid on DSUs in the form of additional DSUs in lieu of cash. Such acquisition is exempt under Exchange Act Rule l 6b-3(d). DSUs are settled one-for-one in Common Stock generally within ninety days of the date as of which a non-employee director no longer serves in such capacity.
Ultra Clean Holdings, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,816 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 2,575 · Balance 47,816 F1: Restricted stock units vest 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 11,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units vest 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERSIL CORP/DE
Report date February 24, 2017 · Filed February 28, 2017
Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-24 transaction · row 1
1 source rowRow 1 · 2017-02-24 · Disposition to issuer · Disposed 8,828 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.01 · Expires 2022-07-07 | Direct | 0 |
Reported balance
After 2015-07-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2015-07-07 · Disposition to issuer · Disposed 13,138 · Balance 0 F2: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.01 · Expires 2022-07-07 | Direct | 0 |
Reported balance
After 2015-07-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-07-07 · Disposition to issuer · Disposed 26,677 · Balance 0 F3: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. |
| Deferred Stock Units (DSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2015-07-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-07-07 · Disposition to issuer · Disposed 4,164 · Balance 0 F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. |
| Deferred Stock Units (DSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-04-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-04-16 · Disposition to issuer · Disposed 9,310 · Balance 0 F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash.
F2: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.
F3: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.
F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU.
Velodyne Lidar, Inc.
Report date February 10, 2023 · Filed February 13, 2023
Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-02-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-10 · Exercise / conversion · Acquired 20,732 · Balance 162,126 F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). Row 2 · 2023-02-10 · Disposition to issuer · Disposed 162,126 · Balance 0 F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock. F3: Includes a restricted stock award of 111,028 shares that was accelerated upon the closing of the Mergers pursuant to the Company's Outside Director Compensation Policy. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-10 · Exercise / conversion · Disposed 20,732 · Balance 0 F4: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant. F5: Pursuant to the Company's Outside Director Compensation Policy, each unvested RSU was accelerated upon the closing of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.
F3: Includes a restricted stock award of 111,028 shares that was accelerated upon the closing of the Mergers pursuant to the Company's Outside Director Compensation Policy.
F4: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with theReporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to 1/3 of the RSUs annually on the date of grant.
F5: Pursuant to the Company's Outside Director Compensation Policy, each unvested RSU was accelerated upon the closing of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2023 Filed Jan 25, 2023 21:40 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 10,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001547 · wf-form4_167468280729273.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,732 Underlying: Common Stock · 10,366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on January 23, 2023. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on January 23, 2023. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on January 23, 2023. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 21:40 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 10,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-001547 · wf-form4_167468280729273.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on January 23, 2023. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 17:41 UTC | AVNET INC AVT · Entity 3687 | GrantPhantom Stock Units · Derivative | 4,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000780 · form4.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,334 Underlying: Common Stock · 4,334 shares Expires not disclosed F1 · security: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer. F1 · derivative.exercise_price: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer. F2 · shares: In regards to the directors' annual grant of stock, based on $41.53 per share. The reporting person has elected to defer 100% of the directors' annual stock grant, whereby PSUs were issued in lieu, pursuant to the Avnet, Inc. Deferred Compensation Plan for Outside Directors. F1 · derivative.exercise_date: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer. F1 · derivative.expiration_date: Each Phantom Stock Unit ("PSU") is the economic equivalent of one share of the Issuer's common stock, and is to be settled in the Issuer's common stock on a one-for-one basis after cessation of the reporting person's membership on the Issuer's Board or upon change of control of the Issuer. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 22:38 UTC | TERADYNE, INC TER · Entity 181 | GrantCommon Stock | 1,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-22-000580 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,198 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2006 Equity and Cash Compensation Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are time-based, and will vest in full on the earlier of the date of the Issuer's 2023 Annual Meeting of Shareholders or the last Thursday in May 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:46 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantCommon Stock | 111,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-017668 · wf-form4_165584433681198.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,028 F1 · kind: The Reporting Person was granted a restricted stock award with one hundred percent (100%) of the shares vesting and becoming non-forfeitable on the one (1) year anniversary of the date of grant, June 16, 2023, subject to the Report Person remaining in continuous service with the Issuer. The restricted stock award was granted in connection with the Reporting Person's service as a member of the Board of Directors. F1 · price: The Reporting Person was granted a restricted stock award with one hundred percent (100%) of the shares vesting and becoming non-forfeitable on the one (1) year anniversary of the date of grant, June 16, 2023, subject to the Report Person remaining in continuous service with the Issuer. The restricted stock award was granted in connection with the Reporting Person's service as a member of the Board of Directors. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:27 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 3,701 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-009020 · dp173648_4-maddock.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,100 F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 21:37 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | PurchaseCommon Stock | 10,000 | $2.35 | $23,500.00 |
DisclosureSEC source: 0001628280-22-005388 · wf-form4_164677543364072.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:37 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | PurchaseCommon Stock | 10,000 | $2.64 | $26,400.00 |
DisclosureSEC source: 0001628280-22-005388 · wf-form4_164677543364072.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 21:36 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantRestricted Stock Unit · Derivative | 31,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001035 · wf-form4_164254179929378.xml · derivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,098 Underlying: Common Stock · 31,098 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represents a contingent right to receive one (1) share of the Issuer's Common Stock. The RSUs were granted in connection with the Reporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to one-third (1/3) of the RSUs annually over three (3) years on the anniversary of the date of grant. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represents a contingent right to receive one (1) share of the Issuer's Common Stock. The RSUs were granted in connection with the Reporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to one-third (1/3) of the RSUs annually over three (3) years on the anniversary of the date of grant. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represents a contingent right to receive one (1) share of the Issuer's Common Stock. The RSUs were granted in connection with the Reporting Person's appointment as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest with respect to one-third (1/3) of the RSUs annually over three (3) years on the anniversary of the date of grant. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 18:12 UTC | AVNET INC AVT · Entity 3687 | GrantCommon Stock | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000307 · form4.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,265 F1 · shares: Director annual grant of stock, based on $41.49 per share. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 19:01 UTC | AVNET INC AVT · Entity 3687 | GrantCommon Stock | 1,409 | $40.12 | $56,529.08 |
DisclosureSEC source: 0001127602-21-024341 · form4.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409 F1 · shares: Pro-rata portion of the director annual grant of stock. Read SEC document |
| May 20, 2021 Filed May 24, 2021 22:05 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 2,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007741 · ownership.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,399 F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:49 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 6,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011138 · dp129574_4-maddock.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,700 F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant. Read SEC document |
| May 23, 2019 Filed May 29, 2019 00:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 9,969 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-006853 · dp107315_4-maddock.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,399 F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:11 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | PurchaseCommon Stock | 1,000 | $13.40 | $13,404.00 |
DisclosureSEC source: 0000950103-18-009339 · ownership.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,430 Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 20:37 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 5,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-006977 · dp91307_4-maddock.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,430 F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:18 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantPerformance Restricted Stock Unit · Derivative | 19,433 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000723125-17-000135 · edgar.xml · derivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,433 Underlying: Common Stock · 19,433 shares Expires not disclosed F2 · derivative.exercise_price: Not Applicable - Grant of restricted stock units. F4 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period. F2 · derivative.expiration_date: Not Applicable - Grant of restricted stock units. F4 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:18 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantNon-Qualified Stock Option · Derivative | 42,092 | $0.00 Strike: $41.56 | $0.00 |
DisclosureSEC source: 0000723125-17-000135 · edgar.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,092 Underlying: Common Stock · 42,092 shares Expires 2025-10-24 F3 · derivative.exercise_date: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:18 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantCommon Stock | 32,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000723125-17-000135 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,887 F1 · shares: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 20:46 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | Tax withholdingCommon Stock | 9,299 | $41.65 | $387,303.35 |
DisclosureSEC source: 0000723125-17-000122 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,404 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan. Read SEC document |
| October 14, 2017 Filed Oct 18, 2017 20:55 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | Tax withholdingCommon Stock | 5,682 | $40.40 | $229,552.80 |
DisclosureSEC source: 0000723125-17-000117 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,703 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:08 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | PurchaseCommon Stock | 3,400 | $27.89 | $94,823.96 |
DisclosureSEC source: 0000723125-17-000095 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,385 Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 20:50 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | Tax withholdingCommon Stock | 2,946 | $31.21 | $91,944.66 |
DisclosureSEC source: 0000723125-17-000068 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,985 F1 · price: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 17:06 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerCommon Stock | 8,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-009735 · doc1.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 21:17 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantPerformance Restricted Stock Unit · Derivative | 42,440 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000723125-16-000248 · edgar.xml · derivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,440 Underlying: Common Stock · 42,440 shares Expires not disclosed F3 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative TSR and ROA over a 3-year performance period beginning September 2, 2016 and ending on August 29, 2019, and certification of such performance by the Compensation Committee following the conclusion of the performance period. F3 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative TSR and ROA over a 3-year performance period beginning September 2, 2016 and ending on August 29, 2019, and certification of such performance by the Compensation Committee following the conclusion of the performance period. F3 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative TSR and ROA over a 3-year performance period beginning September 2, 2016 and ending on August 29, 2019, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 21:17 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantNon-Qualified Stock Option · Derivative | 97,920 | $0.00 Strike: $17.41 | $0.00 |
DisclosureSEC source: 0000723125-16-000248 · edgar.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,920 Underlying: Common Stock · 97,920 shares Expires 2024-10-19 F2 · derivative.exercise_date: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 21:17 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantCommon Stock | 77,542 | $0.00 | $0.00 |
DisclosureSEC source: 0000723125-16-000248 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,931 F1 · shares: Restricted Stock Awards vest in 25% increments annually on the anniversary of the grant. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 21:12 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | Tax withholdingCommon Stock | 5,682 | $16.85 | $95,741.70 |
DisclosureSEC source: 0000723125-16-000236 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,389 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan. Read SEC document |
| June 03, 2016 Filed Jun 6, 2016 20:53 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | Tax withholdingCommon Stock | 3,185 | $13.11 | $41,755.35 |
DisclosureSEC source: 0000723125-16-000190 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,071 F1 · price: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan. Read SEC document |
| April 16, 2016 Filed Feb 28, 2017 17:06 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerDeferred Stock Units (DSUs) · Derivative | 9,310 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-009735 · doc1.xml · derivative · entry 5 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,310 shares Expires not disclosed F4 · price: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. Read SEC document |
| January 21, 2016 Filed Jan 25, 2016 21:54 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | PurchaseCommon Stock | 10,000 | $10.69 | $106,944.00 |
DisclosureSEC source: 0000723125-16-000150 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,256 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.69 to $10.70, inclusive. Read SEC document |
| December 24, 2015 Filed Dec 28, 2015 21:46 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | PurchaseCommon Stock | 10,000 | $14.32 | $143,200.00 |
DisclosureSEC source: 0000723125-15-000137 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,256 Read SEC document |
| December 11, 2015 Filed Dec 15, 2015 22:07 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantNon-Qualified Stock Option · Derivative | 5,662 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0000723125-15-000129 · edgar.xml · derivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,662 Underlying: Common Stock · 5,662 shares Expires 2023-12-11 F1 · derivative.exercise_date: Non-qualifed Stock Options vest in 25% increments on June 3, 2016, 2017, 2018 and 2019. Read SEC document |
| October 14, 2015 Filed Oct 16, 2015 21:12 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantPerformance Restricted Stock Unit · Derivative | 37,852 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000723125-15-000095 · edgar.xml · derivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,852 Underlying: Common Stock · 37,852 shares Expires not disclosed F3 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative TSR and ROA over a 3-year performance period beginning September 4, 2015 and ending on August 30, 2018, and certification of such performance by the Compensation Committee following the conclusion of the performance period. F3 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative TSR and ROA over a 3-year performance period beginning September 4, 2015 and ending on August 30, 2018, and certification of such performance by the Compensation Committee following the conclusion of the performance period. F3 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative TSR and ROA over a 3-year performance period beginning September 4, 2015 and ending on August 30, 2018, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Read SEC document |
| October 14, 2015 Filed Oct 16, 2015 21:12 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantNon-Qualified Stock Option · Derivative | 80,739 | $0.00 Strike: $18.18 | $0.00 |
DisclosureSEC source: 0000723125-15-000095 · edgar.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,739 Underlying: Common Stock · 80,739 shares Expires 2023-10-14 F2 · derivative.exercise_date: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant. Read SEC document |
| October 14, 2015 Filed Oct 16, 2015 21:12 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantCommon Stock | 64,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000723125-15-000095 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,256 F1 · shares: Restricted Stock Awards vest in 25% increments annually on the anniversary of the grant. Read SEC document |
| July 09, 2015 Filed Jul 10, 2015 20:33 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | PurchaseCommon Stock | 5,000 | $17.50 | $87,500.00 |
DisclosureSEC source: 0000723125-15-000064 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,900 Read SEC document |
| July 07, 2015 Filed Feb 28, 2017 17:06 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerDeferred Stock Units (DSUs) · Derivative | 4,164 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-009735 · doc1.xml · derivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,164 shares Expires not disclosed F4 · price: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") was accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. Read SEC document |
| July 07, 2015 Filed Feb 28, 2017 17:06 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerStock Options (Right to Buy) · Derivative | 26,677 | Not disclosed Strike: $12.01 | Not disclosed |
DisclosureSEC source: 0001140361-17-009735 · doc1.xml · derivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,677 shares Expires 2022-07-07 F3 · price: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. Read SEC document |
| July 07, 2015 Filed Feb 28, 2017 17:06 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerStock Options (Right to Buy) · Derivative | 13,138 | Not disclosed Strike: $12.01 | Not disclosed |
DisclosureSEC source: 0001140361-17-009735 · doc1.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,138 shares Expires 2022-07-07 F2 · price: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. Read SEC document |
| June 03, 2015 Filed Jun 5, 2015 22:32 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantNon-qualified Stock Option · Derivative | 100,300 | $0.00 Strike: $27.79 | $0.00 |
DisclosureSEC source: 0000723125-15-000055 · edgar.xml · derivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,300 Underlying: Common Stock · 100,300 shares Expires 2023-06-03 F2 · derivative.exercise_date: Non-qualified Stock Options vest in 25% increments annually on the anniversary of the grant. Read SEC document |
| June 03, 2015 Filed Jun 5, 2015 22:32 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantCommon Stock | 33,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000723125-15-000055 · edgar.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · CFO & VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900 F1 · shares: Restricted Stock Awards vest in 25% increments annually on the anniversary of the grant. Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:13 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,581 | $42.59 | $152,514.79 |
DisclosureSEC source: 0001501289-13-000019 · primary_doc.xml · nonDerivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,365 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:13 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,309 | $42.59 | $140,930.31 |
DisclosureSEC source: 0001501289-13-000019 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:13 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001501289-13-000019 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 05, 2013 Filed Feb 7, 2013 18:29 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 12,030 | $20.21 Strike: $20.21 | $243,126.30 |
DisclosureSEC source: 0001501289-13-000012 · primary_doc.xml · derivative · entry 5 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,030 shares Expires 2014-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2013 Filed Feb 7, 2013 18:29 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,300 | $42.30 | $139,590.00 |
DisclosureSEC source: 0001501289-13-000012 · primary_doc.xml · nonDerivative · entry 4 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,777 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 05, 2013 Filed Feb 7, 2013 18:29 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,862 | $42.28 | $121,005.36 |
DisclosureSEC source: 0001501289-13-000012 · primary_doc.xml · nonDerivative · entry 3 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 05, 2013 Filed Feb 7, 2013 18:29 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,868 | $42.27 | $248,040.36 |
DisclosureSEC source: 0001501289-13-000012 · primary_doc.xml · nonDerivative · entry 2 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 05, 2013 Filed Feb 7, 2013 18:29 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 12,030 | $20.21 | $243,126.30 |
DisclosureSEC source: 0001501289-13-000012 · primary_doc.xml · nonDerivative · entry 1 MADDOCK ERNEST E · CIK 0001227050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.