Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eos Energy Enterprises, Inc.EOSE · Entity 4901 | Director | July 21, 2026 | August 06, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | November 06, 2017 | November 07, 2017 |
| Kalaris Therapeutics, Inc.ALVR · Entity 6805 | Director | June 06, 2024 | June 07, 2024 |
| SBIG Holdings, Inc.TCAC · Entity 8653 | Director | February 11, 2021 | February 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eos Energy Enterprises, Inc.
Report date July 21, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,806 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Exercise / conversion · Acquired 9,558 · Balance 143,806 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-21 · Exercise / conversion · Disposed 9,558 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | Direct | 4,194 |
Reported balance
After 2026-07-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-21 · Exercise / conversion · Acquired 4,194 · Balance 4,194 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,500 |
Reported balance
Holding disclosure · report date 2026-07-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share.
F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value.
GENERAL ELECTRIC CO
Report date November 06, 2017 · Filed November 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 188,645 |
Ending reported balance
After 2017-11-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-06 · Exercise / conversion · Acquired 7,400 · Balance 192,183 Row 2 · 2017-11-06 · Tax withholding · Disposed 3,538 · Balance 188,645 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-11-06 | Direct | 22,200 |
Reported balance
After 2017-11-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-06 · Exercise / conversion · Disposed 7,400 · Balance 22,200 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 41,152 |
Reported balance
Holding disclosure · report date 2017-11-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 41,152 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Kalaris Therapeutics, Inc.
Report date June 06, 2024 · Filed June 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,197 |
Reported balance
After 2024-06-06 transaction · row 1
1 source rowRow 1 · 2024-06-06 · Grant · Acquired 35,000 · Balance 110,197 F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.
SBIG Holdings, Inc.
Report date February 11, 2021 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis on the first business day following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date. F2: Shares held by Whipstick Ventures, LLC. The reporting person has a controlling interest in Whipstick Ventures, LLC and may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis on the first business day following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.
F2: Shares held by Whipstick Ventures, LLC. The reporting person has a controlling interest in Whipstick Ventures, LLC and may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2017 Filed Jun 13, 2017 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Unit · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000059 · edgar.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F3 · derivative.exercise_date: The Restricted Stock Units vest in two installments of 50% each, the first on 6/9/2020 and the second on 6/9/2022. F3 · derivative.expiration_date: The Restricted Stock Units vest in two installments of 50% each, the first on 6/9/2020 and the second on 6/9/2022. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 5,000 | $29.63 | $148,150.00 |
DisclosureSEC source: 0001231205-17-000019 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,757 F1 · security: This transaction was conducted via an internal systemizer. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000200 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,600 Underlying: Common Stock · 7,400 shares Expires 2016-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,596 | $28.52 | $102,557.92 |
DisclosureSEC source: 0001231205-16-000200 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,561 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000200 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000166 · edgar.xml · derivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $30.11 | $0.00 |
DisclosureSEC source: 0001231205-16-000166 · edgar.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-09-09 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2016 Filed Jul 28, 2016 20:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000160 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2016-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| July 27, 2016 Filed Jul 28, 2016 20:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,060 | $31.34 | $95,900.40 |
DisclosureSEC source: 0001231205-16-000160 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,757 Read SEC document |
| July 27, 2016 Filed Jul 28, 2016 20:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000160 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2016 Filed Jul 26, 2016 20:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000156 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 20,000 shares Expires 2016-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| July 24, 2016 Filed Jul 26, 2016 20:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,788 | $31.89 | $312,139.32 |
DisclosureSEC source: 0001231205-16-000156 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,567 Read SEC document |
| July 24, 2016 Filed Jul 26, 2016 20:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000156 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2016 Filed Feb 5, 2016 21:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $9.57 | $0.00 |
DisclosureSEC source: 0001231205-16-000111 · edgar.xml · derivative · entry 6 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 0 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2016 Filed Feb 5, 2016 21:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 78,313 | $29.19 | $2,285,956.47 |
DisclosureSEC source: 0001231205-16-000111 · edgar.xml · nonDerivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,355 Read SEC document |
| February 04, 2016 Filed Feb 5, 2016 21:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 125,000 | $9.57 | $1,196,250.00 |
DisclosureSEC source: 0001231205-16-000111 · edgar.xml · nonDerivative · entry 3 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2016 Filed Feb 5, 2016 21:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 40,000 | $29.22 | $1,168,800.00 |
DisclosureSEC source: 0001231205-16-000111 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,668 Read SEC document |
| February 03, 2016 Filed Feb 5, 2016 21:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 50,000 | $28.21 | $1,410,500.00 |
DisclosureSEC source: 0001231205-16-000111 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,668 Read SEC document |
| November 20, 2015 Filed Nov 23, 2015 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | OtherCommon Stock | 20,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231205-15-000087 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,668 F1 · kind: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Bornstein's tender of 65,000 shares of General Electric Company common stock pursuant to the exchange offer. F2 · kind: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · kind: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 20,337 shares of Mr. Bornstein's General Electric Company common stock were accepted in the exchange offer. F1 · shares: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Bornstein's tender of 65,000 shares of General Electric Company common stock pursuant to the exchange offer. F2 · shares: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · shares: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 20,337 shares of Mr. Bornstein's General Electric Company common stock were accepted in the exchange offer. F1 · price: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Bornstein's tender of 65,000 shares of General Electric Company common stock pursuant to the exchange offer. F2 · price: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · price: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 20,337 shares of Mr. Bornstein's General Electric Company common stock were accepted in the exchange offer. Read SEC document |
| November 05, 2015 Filed Nov 9, 2015 22:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000080 · edgar.xml · derivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 05, 2015 Filed Nov 9, 2015 22:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 220,000 | $0.00 Strike: $29.64 | $0.00 |
DisclosureSEC source: 0001231205-15-000080 · edgar.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 220,000 shares Expires 2025-11-05 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000058 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2015-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,865 | $24.67 | $120,019.55 |
DisclosureSEC source: 0001231205-15-000058 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,005 Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000058 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 20:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000054 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2015-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 20:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,650 | $26.10 | $95,265.00 |
DisclosureSEC source: 0001231205-15-000054 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,870 Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 20:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000054 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2015 Filed Jul 28, 2015 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000050 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 20,000 shares Expires 2015-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 24, 2015 Filed Jul 28, 2015 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,730 | $25.99 | $252,882.70 |
DisclosureSEC source: 0001231205-15-000050 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,020 Read SEC document |
| July 24, 2015 Filed Jul 28, 2015 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000050 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2014 Filed Sep 9, 2014 21:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 550,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000074 · edgar.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2024-09-05 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 03, 2014 Filed Sep 4, 2014 20:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000072 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2014-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 03, 2014 Filed Sep 4, 2014 20:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,865 | $25.91 | $126,052.15 |
DisclosureSEC source: 0001231205-14-000072 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,750 Read SEC document |
| September 03, 2014 Filed Sep 4, 2014 20:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000072 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 15:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000040545-14-000028 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2014-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 15:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,041 | $25.59 | $77,819.19 |
DisclosureSEC source: 0000040545-14-000028 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,614 Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 15:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000040545-14-000028 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2014 Filed Jul 28, 2014 22:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000040545-14-000023 · edgar.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 13, 2013 Filed Sep 17, 2013 21:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 550,000 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001231205-13-000097 · edgar.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2023-09-13 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:21 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000089 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2013-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:21 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,082 | $23.97 | $145,785.54 |
DisclosureSEC source: 0001231205-13-000089 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,405 Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:21 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000089 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 9,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000084 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,167 shares Expires 2013-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,460 | $23.32 | $104,007.20 |
DisclosureSEC source: 0001231205-13-000084 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,987 Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 9,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000084 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2013 Filed Sep 5, 2013 21:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000083 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2013-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 03, 2013 Filed Sep 5, 2013 21:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,865 | $23.18 | $112,770.70 |
DisclosureSEC source: 0001231205-13-000083 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,280 Read SEC document |
| September 03, 2013 Filed Sep 5, 2013 21:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000083 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2013 Filed Jul 30, 2013 20:47 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000079 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires 2013-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 27, 2013 Filed Jul 30, 2013 20:47 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,043 | $24.58 | $74,796.94 |
DisclosureSEC source: 0001231205-13-000079 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,145 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.