Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eos Energy Enterprises, Inc.EOSE · Entity 4901 | Director | July 21, 2026 | August 06, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | November 06, 2017 | November 07, 2017 |
| Kalaris Therapeutics, Inc.ALVR · Entity 6805 | Director | June 06, 2024 | June 07, 2024 |
| SBIG Holdings, Inc.TCAC · Entity 8653 | Director | February 11, 2021 | February 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eos Energy Enterprises, Inc.
Report date July 21, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,806 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Exercise / conversion · Acquired 9,558 · Balance 143,806 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-21 · Exercise / conversion · Disposed 9,558 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | Direct | 4,194 |
Reported balance
After 2026-07-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-21 · Exercise / conversion · Acquired 4,194 · Balance 4,194 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,500 |
Reported balance
Holding disclosure · report date 2026-07-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share.
F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value.
GENERAL ELECTRIC CO
Report date November 06, 2017 · Filed November 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 188,645 |
Ending reported balance
After 2017-11-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-06 · Exercise / conversion · Acquired 7,400 · Balance 192,183 Row 2 · 2017-11-06 · Tax withholding · Disposed 3,538 · Balance 188,645 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-11-06 | Direct | 22,200 |
Reported balance
After 2017-11-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-06 · Exercise / conversion · Disposed 7,400 · Balance 22,200 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 41,152 |
Reported balance
Holding disclosure · report date 2017-11-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 41,152 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Kalaris Therapeutics, Inc.
Report date June 06, 2024 · Filed June 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,197 |
Reported balance
After 2024-06-06 transaction · row 1
1 source rowRow 1 · 2024-06-06 · Grant · Acquired 35,000 · Balance 110,197 F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.
SBIG Holdings, Inc.
Report date February 11, 2021 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis on the first business day following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date. F2: Shares held by Whipstick Ventures, LLC. The reporting person has a controlling interest in Whipstick Ventures, LLC and may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis on the first business day following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.
F2: Shares held by Whipstick Ventures, LLC. The reporting person has a controlling interest in Whipstick Ventures, LLC and may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2026 Filed Aug 6, 2026 12:10 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionWarrant (right to buy) · Derivative | 4,194 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-26-053904 · wk-form4_1786018217.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,194 Underlying: Common Stock · 4,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F1 · derivative.exercise_date: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2 · derivative.exercise_date: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. F2 · derivative.expiration_date: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:10 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 9,558 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-26-053904 · wk-form4_1786018217.xml · derivative · entry 3 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,558 shares Expires 2026-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F1 · derivative.exercise_date: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:10 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 9,558 | $5.48 | $52,377.84 |
DisclosureSEC source: 0001628280-26-053904 · wk-form4_1786018217.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:27 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 24,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-041923 · wk-form4_1781036816.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,289 Underlying: Common Stock · 24,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in cash or common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:31 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 30,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036656 · wk-form4_1779233491.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:31 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Disposition to issuerCommon Stock | 12,326 | $6.88 | $84,802.88 |
DisclosureSEC source: 0001628280-26-036656 · wk-form4_1779233491.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,248 F2 · shares: Represents the cash settlement on May 19, 2026 of RSUs granted on May 19, 2025. Each RSU was settled for $6.88, the closing price per share of common stock of the Company on May 19, 2026. No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:31 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 30,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036656 · wk-form4_1779233491.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 01:26 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | SaleCommon Stock | 32,328 | $15.05 | $486,536.40 |
DisclosureSEC source: 0001628280-25-055931 · wk-form4_1765243574.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,759 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.09, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 04, 2025 Filed Dec 9, 2025 01:26 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | SaleCommon Stock | 8,000 | $15.75 | $126,000.00 |
DisclosureSEC source: 0001628280-25-055931 · wk-form4_1765243574.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Whipstick Ventures LLC Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $15.76, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: The number of securities beneficially owned by Whipstick Ventures LLC has been adjusted by 1 share of common stock from what was previously erroneously reported for holdings. Read SEC document |
| May 19, 2025 Filed May 21, 2025 20:07 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 30,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000097 · wk-form4_1747858042.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,815 Underlying: Common Stock · 30,815 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:04 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000071 · wk-form4_1747425873.xml · derivative · entry 5 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:04 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Disposition to issuerCommon Stock | 42,105 | $6.94 | $292,208.70 |
DisclosureSEC source: 0001805077-25-000071 · wk-form4_1747425873.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,087 F2 · shares: Represents the cash settlement on May 14, 2025 of RSUs granted on July 25, 2024. Each RSU was settled for $6.94, the closing price per share of common stock of the Company on May 14, 2025. No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:04 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 105,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000071 · wk-form4_1747425873.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 23:09 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | SaleCommon Stock | 30,000 | $2.62 | $78,600.00 |
DisclosureSEC source: 0001805077-24-000104 · wk-form4_1726528156.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,929 Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 23:09 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | SaleCommon Stock | 132,720 | $2.63 | $349,053.60 |
DisclosureSEC source: 0001805077-24-000104 · wk-form4_1726528156.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Whipstick Ventures LLC Disclosed balance after: 7,999 Read SEC document |
| July 25, 2024 Filed Jul 30, 2024 00:30 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 105,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000081 · wk-form4_1722299440.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,263 Underlying: Common Stock · 105,263 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 20:05 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070598 · ownership.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,197 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:30 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 32,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000044 · wk-form4_1714696202.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:30 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 32,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000044 · wk-form4_1714696202.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:48 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 32,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019347 · wk-form4_1684795702.xml · derivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,328 Underlying: Common Stock · 32,328 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:48 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 120,633 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001628280-23-019347 · wk-form4_1684795702.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,633 Underlying: Common Stock · 120,633 shares Expires 2028-05-18 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:26 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 52,601 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018764 · wk-form4_1684358798.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:26 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 52,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018764 · wk-form4_1684358798.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: The number of securities beneficially owned by Jeffrey Bornstein has been adjusted by 862 shares of common stock from what was previously erroneously reported for his holdings. Mr. Bornstein's direct holdings also include 10,000 shares of common stock which were previously incorrectly reported as held by Whipstick Ventures, LLC. Read SEC document |
| May 11, 2023 Filed May 12, 2023 21:00 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029103 · doc4.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,197 F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan (the "Plan"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) May 11, 2024 and (ii) the next annual meeting of the Issuer's stockholders. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 13:56 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 20,000 | $1.30 | $25,936.00 |
DisclosureSEC source: 0000950103-22-019549 · dp184235_4-bornstein.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 20:28 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 80,116 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001628280-22-024694 · wf-form4_166275527990282.xml · derivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,116 Underlying: Common Stock · 80,116 shares Expires 2027-09-07 F2 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 20:28 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 52,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024694 · wf-form4_166275527990282.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,632 Underlying: Common Stock · 52,632 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F2 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:29 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | GrantStock Option (Right to Buy) · Derivative | 27,500 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0000899243-22-018837 · doc4.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 27,500 shares Expires 2032-05-16 F1 · derivative.exercise_date: This option shall vest and become exercisable upon the earlier to occur of (i) May 17, 2023 and (ii) the next annual meeting of the Issuer's stockholders. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 11:46 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | PurchaseCommon Stock | 5,000 | $4.64 | $23,196.50 |
DisclosureSEC source: 0000899243-22-015826 · doc4.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,197 Read SEC document |
| February 10, 2022 Filed Feb 10, 2022 22:03 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | PurchaseCommon Stock | 5,000 | $8.87 | $44,350.00 |
DisclosureSEC source: 0000899243-22-005623 · doc4.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,197 Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:47 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | GrantStock Option (Right to Buy) · Derivative | 22,500 | $0.00 Strike: $21.51 | $0.00 |
DisclosureSEC source: 0000899243-21-020863 · doc4.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2031-05-24 F1 · derivative.exercise_date: This option shall vest and become exercisable upon the earlier to occur of (i) May 25, 2022 and (ii) the next annual meeting of the Issuer's stockholders. Read SEC document |
| February 18, 2021 Filed Feb 24, 2021 00:57 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | SaleCommon Stock | 812 | $41.27 | $33,512.78 |
DisclosureSEC source: 0000899243-21-007842 · doc4.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.21 to $41.275. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F2 · ownership.nature: Shares held by Whipstick Ventures, LLC. The Reporting Person has a controlling interest in Whipstick Ventures, LLC and may be deemed to beneficially own these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 18, 2021 Filed Feb 24, 2021 00:57 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | SaleCommon Stock | 19,771 | $40.39 | $798,606.05 |
DisclosureSEC source: 0000899243-21-007842 · doc4.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 812 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.18 to $41.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F2 · ownership.nature: Shares held by Whipstick Ventures, LLC. The Reporting Person has a controlling interest in Whipstick Ventures, LLC and may be deemed to beneficially own these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 10:15 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | ConversionSeries B Preferred Convertible Stock · Derivative | 30,674 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021606 · doc4.xml · derivative · entry 3 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 20,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date. F1 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date. F1 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date. F2 · ownership.nature: Shares held by Whipstick Ventures, LLC. The Reporting Person has a controlling interest in Whipstick Ventures, LLC and may be deemed to beneficially own these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 10:15 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | ConversionCommon Stock | 20,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-021606 · doc4.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date. F2 · ownership.nature: Shares held by Whipstick Ventures, LLC. The Reporting Person has a controlling interest in Whipstick Ventures, LLC and may be deemed to beneficially own these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 22:42 UTC | Kalaris Therapeutics, Inc. ALVR · Entity 6805 | GrantStock Option (Right to Buy) · Derivative | 22,500 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-020927 · doc4.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2030-07-29 F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) July 29, 2021, and (b) the next annual meeting of the Issuer's stockholders. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 21:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000131 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,200 Underlying: Common Stock · 7,400 shares Expires 2017-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 21:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,538 | $20.10 | $71,113.80 |
DisclosureSEC source: 0001231205-17-000131 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,645 Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 21:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000131 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000100 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 5,400 shares Expires 2017-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,541 | $23.79 | $60,450.39 |
DisclosureSEC source: 0001231205-17-000100 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,783 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000100 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Unit · Derivative | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000093 · edgar.xml · derivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $24.92 | $0.00 |
DisclosureSEC source: 0001231205-17-000093 · edgar.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-09-06 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000083 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000083 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 20:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000081 · edgar.xml · derivative · entry 4 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires 2017-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 20:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,671 | $25.60 | $247,577.60 |
DisclosureSEC source: 0001231205-17-000081 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,086 Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 20:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000081 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 31, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 97,162 | $25.66 | $2,493,176.92 |
DisclosureSEC source: 0001231205-17-000083 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,924 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.