Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | Director | November 15, 2022 | November 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date November 15, 2022 · Filed November 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,685 |
Ending reported balance
After 2022-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-11-15 · Exercise / conversion · Acquired 2,936 · Balance 275,621 Row 2 · 2022-11-15 · Sale · Disposed 2,936 · Balance 272,685 F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.37 · Expires 2023-08-17 | Direct | 65,324 |
Reported balance
After 2022-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-11-15 · Exercise / conversion · Disposed 2,936 · Balance 65,324 |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 35,000 |
Reported balance
Holding disclosure · report date 2022-11-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 35,000 F2: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Spousal Limited Access Trust | 285,401 |
Reported balance
Holding disclosure · report date 2022-11-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 285,401 F2: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022.
F2: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004548 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,892 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 13:39 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 10,050 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001562180-19-002269 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,050 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: The options fully vested on August 15, 2009. F4 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 13:39 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 10,050 | $40.52 | $407,205.90 |
DisclosureSEC source: 0001562180-19-002269 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,647 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $40.50 to $40.59. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 13:39 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 10,050 | $12.08 | $121,353.75 |
DisclosureSEC source: 0001562180-19-002269 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 20:20 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001562180-19-001922 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,050 Underlying: Common Stock · 10,000 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: The options fully vested on August 15, 2009. F4 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 20:20 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 10,000 | $40.02 | $400,153.00 |
DisclosureSEC source: 0001562180-19-001922 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,647 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $40.00 to $40.08. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 20:20 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 10,000 | $12.08 | $120,750.00 |
DisclosureSEC source: 0001562180-19-001922 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 17:50 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001562180-19-001868 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,050 Underlying: Common Stock · 30,000 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: The options fully vested on August 15, 2009. F4 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 17:50 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 30,000 | $39.62 | $1,188,600.00 |
DisclosureSEC source: 0001562180-19-001868 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,647 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $39.53 to $39.77. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 17:50 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 30,000 | $12.08 | $362,250.00 |
DisclosureSEC source: 0001562180-19-001868 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:20 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 1,402 | $42.48 | $59,556.96 |
DisclosureSEC source: 0001191458-19-000001 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,647 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| February 11, 2019 Filed Jul 3, 2019 17:46 UTC | COHERENT CORP. IIVI · Entity 1179 | GiftCommon Stock | 1,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001191458-19-000002 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,567 Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 14:10 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 14,949 | $34.49 | $515,591.01 |
DisclosureSEC source: 0001562180-18-004646 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,549 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 17:20 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 9,090 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001191458-18-000004 · primary_doc.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,050 Underlying: Common Stock · 9,090 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F3 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · derivative.exercise_date: These options vested on August 15, 2012. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 17:20 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 9,090 | $50.00 | $454,500.00 |
DisclosureSEC source: 0001191458-18-000004 · primary_doc.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,498 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2018. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 17:20 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 9,090 | $12.08 | $109,761.75 |
DisclosureSEC source: 0001191458-18-000004 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 11:53 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 10 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001191458-18-000003 · primary_doc.xml · derivative · entry 10 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,140 Underlying: Common Stock · 10 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: These options vested on August 15, 2012. F4 · derivative.underlying_shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 11:53 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 10 | $50.00 | $500.00 |
DisclosureSEC source: 0001191458-18-000003 · primary_doc.xml · nonDerivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,498 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2018. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 11:53 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 10 | $12.08 | $120.75 |
DisclosureSEC source: 0001191458-18-000003 · primary_doc.xml · nonDerivative · entry 4 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 11:53 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 4,020 | $0.00 Strike: $49.90 | $0.00 |
DisclosureSEC source: 0001191458-18-000003 · primary_doc.xml · derivative · entry 9 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,020 Underlying: Common Stock · 4,020 shares Expires 2028-08-28 F6 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2019. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 11:53 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 900 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001191458-18-000003 · primary_doc.xml · derivative · entry 8 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,150 Underlying: Common Stock · 900 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: These options vested on August 15, 2012. F4 · derivative.underlying_shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 11:53 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001191458-18-000003 · primary_doc.xml · nonDerivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,498 F2 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2019. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 11:53 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 900 | $50.00 | $45,000.00 |
DisclosureSEC source: 0001191458-18-000003 · primary_doc.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,890 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2018. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 11:53 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 900 | $12.08 | $10,867.50 |
DisclosureSEC source: 0001191458-18-000003 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 12:06 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 6,086 | $45.65 | $277,825.90 |
DisclosureSEC source: 0001191458-18-000002 · primary_doc.xml · nonDerivative · entry 4 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,890 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 12:06 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 13,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001191458-18-000002 · primary_doc.xml · nonDerivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,976 F3 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2015. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 21:52 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 25,174 | $46.55 | $1,171,849.70 |
DisclosureSEC source: 0001191458-18-000001 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,235 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| March 02, 2018 Filed Aug 17, 2018 12:06 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 2,208 | $38.10 | $84,124.80 |
DisclosureSEC source: 0001191458-18-000002 · primary_doc.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,201 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:28 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 8,150 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001191458-17-000009 · primary_doc.xml · derivative · entry 7 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,050 Underlying: Common Stock · 8,150 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F6 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F7 · derivative.exercise_date: These options vested on August 15, 2012. F6 · derivative.underlying_shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F6 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:28 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 16,850 | $0.00 Strike: $23.50 | $0.00 |
DisclosureSEC source: 0001191458-17-000009 · primary_doc.xml · derivative · entry 6 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,850 shares Expires 2018-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 16, 2009. F4 · derivative.underlying_shares: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:28 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 25,000 | $45.10 | $1,127,477.50 |
DisclosureSEC source: 0001191458-17-000009 · primary_doc.xml · nonDerivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,409 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017. F2 · price: Represents the weighted average of multiple sales transactions ranging in price from $45.00 to $45.55. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:28 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 8,150 | $12.08 | $98,411.25 |
DisclosureSEC source: 0001191458-17-000009 · primary_doc.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:28 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 16,850 | $23.50 | $395,890.75 |
DisclosureSEC source: 0001191458-17-000009 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 17:52 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $23.50 | $0.00 |
DisclosureSEC source: 0001191458-17-000008 · primary_doc.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 Underlying: Common Stock · 25,000 shares Expires 2018-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 16, 2009. F4 · derivative.underlying_shares: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 17:52 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 25,000 | $42.00 | $1,050,000.00 |
DisclosureSEC source: 0001191458-17-000008 · primary_doc.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,409 F2 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 17:52 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 25,000 | $23.50 | $587,375.00 |
DisclosureSEC source: 0001191458-17-000008 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In September 2017, the reporting person contributed 89,657 shares previously owned directly by him to a grantor retained annuity trust (the "GRAT") in a non-reportable transaction. The shares contributed to the GRAT are now being reported as indirectly held by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 18:32 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 5,700 | $0.00 Strike: $35.25 | $0.00 |
DisclosureSEC source: 0001191458-17-000007 · primary_doc.xml · derivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 Underlying: Common Stock · 5,700 shares Expires 2027-08-18 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 18:32 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001191458-17-000007 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,066 F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 01:22 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 12,412 | $36.60 | $454,279.20 |
DisclosureSEC source: 0001191458-17-000006 · primary_doc.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,786 F3 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 01:22 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 39,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001191458-17-000006 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,198 F1 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2014 and August 2015. F2 · balance_after: The total amount of securities beneficially owned has been adjusted to reflect the inadvertent inclusion of 50 additional shares in the amount of securities beneficially owned by the reporting person following the transactions reported in the Form 4 for the reporting person filed on July 25, 2017. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 20:55 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 20,000 | $40.00 | $800,000.00 |
DisclosureSEC source: 0001191458-17-000005 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,827 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017. F2 · balance_after: The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 1,000 additional shares that were inadvertently omitted in the amount of securities beneficially owned by the reporting person following the transactions reported in the Form 4 for the reporting person filed on June 21, 2017. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 14:10 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 9,448 | $34.05 | $321,704.40 |
DisclosureSEC source: 0001191458-17-000004 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,827 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open-market transaction. F2 · balance_after: The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 50 additional shares that were inadvertently omitted in the Form 4s for the reporting person filed on March 1, 2017 and March 27, 2017. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 20:05 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 30,000 | $38.00 | $1,140,000.00 |
DisclosureSEC source: 0001191458-17-000003 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,225 Read SEC document |
| March 02, 2017 Filed Aug 17, 2018 12:06 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 25,000 | $35.35 | $883,750.00 |
DisclosureSEC source: 0001191458-18-000002 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,108 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect beneficial ownership of 47 fewer shares that previously were inadvertently included in the amount of securities beneficially owned by the reporting person in prior reports. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 20:46 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 833 | $36.35 | $30,279.55 |
DisclosureSEC source: 0001191458-17-000002 · primary_doc.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,225 F1 · shares: Represents shares sold upon pay-out of the stock portion of the reporting person's deferred compensation account in order to facilitate the payment of the reporting person's associated tax obligations. The shares comprising the stock portion of the reporting person's deferred compensation account previously were reported in Table I and thereafter were reflected in the reporting person's aggregate beneficial ownership in Table I. F3 · price: Represents the weighted average of multiple sales transactions ranging in price from $36.3500 to $37.3499. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 20:46 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 49,117 | $35.74 | $1,755,569.28 |
DisclosureSEC source: 0001191458-17-000002 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,108 F1 · shares: Represents shares sold upon pay-out of the stock portion of the reporting person's deferred compensation account in order to facilitate the payment of the reporting person's associated tax obligations. The shares comprising the stock portion of the reporting person's deferred compensation account previously were reported in Table I and thereafter were reflected in the reporting person's aggregate beneficial ownership in Table I. F2 · price: Represents the weighted average of multiple sales transactions ranging in price from $35.3000 to $36.2999. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 23:46 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 12,564 | $36.30 | $456,073.20 |
DisclosureSEC source: 0001191458-17-000001 · primary_doc.xml · nonDerivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,225 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 23:46 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 35,200 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001191458-17-000001 · primary_doc.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,200 shares Expires 2017-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The options previously were reported as covering 17,600 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F3 · shares: The options previously were reported as covering 17,600 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 11, 2008. F3 · derivative.underlying_shares: The options previously were reported as covering 17,600 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 23:46 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 131,088 | $36.26 | $4,753,237.77 |
DisclosureSEC source: 0001191458-17-000001 · primary_doc.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,789 F1 · price: Represents the weighted average of multiple sales transactions ranging in price from $36.23 to $36.33. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 23:46 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 35,200 | $13.89 | $488,752.00 |
DisclosureSEC source: 0001191458-17-000001 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.