Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Confluent, Inc.CFLT · Entity 57136 | Chief Financial Officer | June 05, 2023 | June 07, 2023 |
| Eventbrite, Inc.EB · Entity 61230 | Director | January 12, 2024 | January 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Confluent, Inc.
Report date June 05, 2023 · Filed June 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 313,671 |
Ending reported balance
After 2023-06-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-05 · Conversion · Acquired 66,667 · Balance 380,338 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Row 2 · 2023-06-05 · Sale · Disposed 66,667 · Balance 313,671 F2: Shares sold pursuant to a 10b5-1 trading plan. F3: The shares were sold at prices ranging from $35.00 to $35.19. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2030-08-05 | Direct | 2,023,475 |
Reported balance
After 2023-06-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-05 · Exercise / conversion · Disposed 66,667 · Balance 2,023,475 F4: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 66,667 |
Reported balance
After 2023-06-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-06-05 · Conversion · Acquired 66,667 · Balance 66,667 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-06-05 · Conversion · Disposed 66,667 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Family Trust | 150,425 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 150,425 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: Shares sold pursuant to a 10b5-1 trading plan.
F3: The shares were sold at prices ranging from $35.00 to $35.19. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.
Eventbrite, Inc.
Report date January 12, 2024 · Filed January 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 88,414 |
Reported balance
After 2024-01-12 transaction · row 1
1 source rowRow 1 · 2024-01-12 · Grant · Acquired 1,948 · Balance 88,414 F1: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cornerstone OnDemand Inc
Report date October 15, 2021 · Filed October 18, 2021
Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-10-15 transaction · row 1
1 source rowRow 1 · 2021-10-15 · Disposition to issuer · Disposed 30,240 · Balance 0 F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated August 5, 2021 (the "Merger Agreement"), by and among the Issuer, Sunshine Software Holdings, Inc., a Delaware corporation ("Parent"), and Sunshine Software Merger Sub, Inc., a Delaware corporation ("Merger Sub"), including the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock, $0.0001 par value per share ("Issuer Common Stock"), was cancelled and converted into the right to receive an amount equal to $57.50 in cash, without interest (the "Per Share Merger Consideration"), subject to any required withholding of taxes. F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award (each, an "Issuer RSU") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer RSU"), and each option to purchase Issuer Common Stock (each, an "Issuer Option") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer Option") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration (continued on next footnote) F3: (continued from previous footnote) (or, for each Issuer Option, the excess, if any, of the Per Share Merger Consideration over such Vested Issuer Option's per share exercise price), subject to any required withholding of taxes. F4: Pursuant to the Merger Agreement, at the Effective Time, each Issuer RSU owned by a non-employee member of Issuer's board of directors (each, a "Director RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration, subject to any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated August 5, 2021 (the "Merger Agreement"), by and among the Issuer, Sunshine Software Holdings, Inc., a Delaware corporation ("Parent"), and Sunshine Software Merger Sub, Inc., a Delaware corporation ("Merger Sub"), including the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock, $0.0001 par value per share ("Issuer Common Stock"), was cancelled and converted into the right to receive an amount equal to $57.50 in cash, without interest (the "Per Share Merger Consideration"), subject to any required withholding of taxes.
F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award (each, an "Issuer RSU") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer RSU"), and each option to purchase Issuer Common Stock (each, an "Issuer Option") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer Option") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration (continued on next footnote)
F3: (continued from previous footnote) (or, for each Issuer Option, the excess, if any, of the Per Share Merger Consideration over such Vested Issuer Option's per share exercise price), subject to any required withholding of taxes.
F4: Pursuant to the Merger Agreement, at the Effective Time, each Issuer RSU owned by a non-employee member of Issuer's board of directors (each, a "Director RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration, subject to any required withholding of taxes.
Palo Alto Networks Inc
Report date November 20, 2017 · Filed November 22, 2017
Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,285 |
Reported balance
After 2017-11-20 transaction · row 1
1 source rowRow 1 · 2017-11-20 · Tax withholding · Disposed 6,513 · Balance 102,285 F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2024 Filed Jan 17, 2024 22:39 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 1,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-24-000015 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,414 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| October 13, 2023 Filed Oct 18, 2023 20:09 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-23-000160 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,466 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 21:16 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-23-000116 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,937 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:54 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 28,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-23-000098 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,169 F1 · shares: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) June 8, 2024 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 19:32 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035234 · doc4.xml · derivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 19:32 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035234 · doc4.xml · derivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,667 Underlying: Class A Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 19:32 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 66,667 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-23-035234 · doc4.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,023,475 Underlying: Class B Common Stock · 66,667 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 19:32 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 66,667 | $35.03 | $2,335,345.01 |
DisclosureSEC source: 0001209191-23-035234 · doc4.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 313,671 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $35.00 to $35.19. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 19:32 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035234 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 380,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:16 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033415 · doc4.xml · derivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:16 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033415 · doc4.xml · derivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,667 Underlying: Class A Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:16 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 66,667 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-23-033415 · doc4.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,090,142 Underlying: Class B Common Stock · 66,667 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:16 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 66,667 | $30.05 | $2,003,343.35 |
DisclosureSEC source: 0001209191-23-033415 · doc4.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 313,671 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $30.00 to $30.43. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:16 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033415 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 380,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 20:50 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-23-000056 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,080 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 17:03 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 5,122 | $23.20 | $118,830.40 |
DisclosureSEC source: 0001209191-23-015694 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,671 F1 · kind: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I. F2 · price: The shares were sold at prices ranging from $23.07 to $23.20. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | GrantClass A Common Stock | 9,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014374 · doc4.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,793 F3 · kind: The shares are represented by RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full on March 1, 2023, subject to the Reporting Person's continuous service through such vesting date. F2 · balance_after: Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | GrantClass A Common Stock | 201,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014374 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,969 F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date. F2 · balance_after: Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 227,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 15 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 227,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 227,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 14 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,877 Underlying: Class A Common Stock · 227,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 227,877 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 13 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156,809 Underlying: Class B Common Stock · 227,877 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 227,877 | $25.59 | $5,831,372.43 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · nonDerivative · entry 6 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,407 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F5 · price: The shares were sold at prices ranging from $25.15 to $26.10. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 227,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · nonDerivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 112,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 12 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 112,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 112,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 11 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,304 Underlying: Class A Common Stock · 112,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 112,304 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 10 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,384,686 Underlying: Class B Common Stock · 112,304 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 112,304 | $25.27 | $2,837,922.08 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · nonDerivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,407 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F4 · price: The shares were sold at prices ranging from $25.00 to $25.95. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 112,304 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · nonDerivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 33,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 9 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 33,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 8 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,126 Underlying: Class A Common Stock · 33,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,126 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · derivative · entry 7 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,496,990 Underlying: Class B Common Stock · 33,126 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 33,126 | $25.04 | $829,475.04 |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,407 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $25.00 to $25.25. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 33,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-007945 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:20 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 2,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-23-000011 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,334 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:03 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 11,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061545 · doc4.xml · derivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:03 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 11,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061545 · doc4.xml · derivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Underlying: Class A Common Stock · 11,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:03 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,300 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-22-061545 · doc4.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,530,116 Underlying: Class B Common Stock · 11,300 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:03 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 11,300 | $25.00 | $282,500.00 |
DisclosureSEC source: 0001209191-22-061545 · doc4.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,407 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:03 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 11,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-061545 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 15,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057192 · doc4.xml · derivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 15,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057192 · doc4.xml · derivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,393 Underlying: Class A Common Stock · 15,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,393 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-22-057192 · doc4.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,541,416 Underlying: Class B Common Stock · 15,393 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 15,393 | $25.00 | $384,825.00 |
DisclosureSEC source: 0001209191-22-057192 · doc4.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,407 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 15,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-057192 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 22:39 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-22-000171 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,940 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 20:29 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantCommon Stock | 5,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-22-000121 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,331 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| July 13, 2022 Filed Jul 29, 2022 20:44 UTC Amendment | Eventbrite, Inc. EB · Entity 61230 | GrantCommon Stock | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-22-000143 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333 F1 · shares: The Form 4 filed on July 15, 2022 inadvertently overstated the number of shares of Class A common stock issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy. The corrected number is reflected in this amendment. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 23:28 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantStock Option (Right to Buy) · Derivative | 6,852 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001475115-22-000100 · edgardoc.xml · derivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,852 Underlying: Class A Common Stock · 6,852 shares Expires 2032-06-08 F2 · derivative.exercise_date: The stock option vests and becomes exercisable on the earlier of (i) June 9, 2023 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 23:28 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 11,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-22-000100 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,788 F1 · shares: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) June 9, 2023 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 23:50 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-22-000060 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,897 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.