Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Confluent, Inc.CFLT · Entity 57136 | Chief Financial Officer | June 05, 2023 | June 07, 2023 |
| Eventbrite, Inc.EB · Entity 61230 | Director | January 12, 2024 | January 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Confluent, Inc.
Report date June 05, 2023 · Filed June 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 313,671 |
Ending reported balance
After 2023-06-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-05 · Conversion · Acquired 66,667 · Balance 380,338 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Row 2 · 2023-06-05 · Sale · Disposed 66,667 · Balance 313,671 F2: Shares sold pursuant to a 10b5-1 trading plan. F3: The shares were sold at prices ranging from $35.00 to $35.19. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2030-08-05 | Direct | 2,023,475 |
Reported balance
After 2023-06-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-05 · Exercise / conversion · Disposed 66,667 · Balance 2,023,475 F4: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 66,667 |
Reported balance
After 2023-06-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-06-05 · Conversion · Acquired 66,667 · Balance 66,667 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-06-05 · Conversion · Disposed 66,667 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Family Trust | 150,425 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 150,425 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: Shares sold pursuant to a 10b5-1 trading plan.
F3: The shares were sold at prices ranging from $35.00 to $35.19. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.
Eventbrite, Inc.
Report date January 12, 2024 · Filed January 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 88,414 |
Reported balance
After 2024-01-12 transaction · row 1
1 source rowRow 1 · 2024-01-12 · Grant · Acquired 1,948 · Balance 88,414 F1: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cornerstone OnDemand Inc
Report date October 15, 2021 · Filed October 18, 2021
Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-10-15 transaction · row 1
1 source rowRow 1 · 2021-10-15 · Disposition to issuer · Disposed 30,240 · Balance 0 F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated August 5, 2021 (the "Merger Agreement"), by and among the Issuer, Sunshine Software Holdings, Inc., a Delaware corporation ("Parent"), and Sunshine Software Merger Sub, Inc., a Delaware corporation ("Merger Sub"), including the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock, $0.0001 par value per share ("Issuer Common Stock"), was cancelled and converted into the right to receive an amount equal to $57.50 in cash, without interest (the "Per Share Merger Consideration"), subject to any required withholding of taxes. F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award (each, an "Issuer RSU") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer RSU"), and each option to purchase Issuer Common Stock (each, an "Issuer Option") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer Option") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration (continued on next footnote) F3: (continued from previous footnote) (or, for each Issuer Option, the excess, if any, of the Per Share Merger Consideration over such Vested Issuer Option's per share exercise price), subject to any required withholding of taxes. F4: Pursuant to the Merger Agreement, at the Effective Time, each Issuer RSU owned by a non-employee member of Issuer's board of directors (each, a "Director RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration, subject to any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated August 5, 2021 (the "Merger Agreement"), by and among the Issuer, Sunshine Software Holdings, Inc., a Delaware corporation ("Parent"), and Sunshine Software Merger Sub, Inc., a Delaware corporation ("Merger Sub"), including the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock, $0.0001 par value per share ("Issuer Common Stock"), was cancelled and converted into the right to receive an amount equal to $57.50 in cash, without interest (the "Per Share Merger Consideration"), subject to any required withholding of taxes.
F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award (each, an "Issuer RSU") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer RSU"), and each option to purchase Issuer Common Stock (each, an "Issuer Option") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer Option") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration (continued on next footnote)
F3: (continued from previous footnote) (or, for each Issuer Option, the excess, if any, of the Per Share Merger Consideration over such Vested Issuer Option's per share exercise price), subject to any required withholding of taxes.
F4: Pursuant to the Merger Agreement, at the Effective Time, each Issuer RSU owned by a non-employee member of Issuer's board of directors (each, a "Director RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration, subject to any required withholding of taxes.
Palo Alto Networks Inc
Report date November 20, 2017 · Filed November 22, 2017
Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,285 |
Reported balance
After 2017-11-20 transaction · row 1
1 source rowRow 1 · 2017-11-20 · Tax withholding · Disposed 6,513 · Balance 102,285 F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 20:02 UTC | Confluent, Inc. CFLT · Entity 57136 | GrantClass A Common Stock | 105,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015088 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,407 F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date. F2 · balance_after: Includes 1,388 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2022. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 21:37 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 867 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-22-000012 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,922 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 27,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · derivative · entry 20 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 27,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 27,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · derivative · entry 19 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,400 Underlying: Class A Common Stock · 27,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,400 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · derivative · entry 18 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556,809 Underlying: Class B Common Stock · 27,400 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 200 | $93.82 | $18,764.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 14 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F14 · price: The shares were sold at prices ranging from $93.81 to $93.82. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 1,600 | $93.25 | $149,200.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 13 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F13 · price: The shares were sold at prices ranging from $92.81 to $93.77. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 2,600 | $92.30 | $239,980.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 12 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F12 · price: The shares were sold at prices ranging from $91.67 to $92.65. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 2,000 | $91.04 | $182,080.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 11 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F11 · price: The shares were sold at prices ranging from $90.65 to $91.57. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 7,157 | $89.94 | $643,700.58 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 10 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F10 · price: The shares were sold at prices ranging from $89.65 to $90.62. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 9,456 | $89.20 | $843,475.20 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 9 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,557 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F9 · price: The shares were sold at prices ranging from $88.64 to $89.63. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 4,387 | $88.34 | $387,547.58 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 8 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,013 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F8 · price: The shares were sold at prices ranging from $87.64 to $88.61. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 27,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 7 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 722,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · derivative · entry 17 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 722,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 722,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · derivative · entry 16 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,600 Underlying: Class A Common Stock · 722,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 722,600 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · derivative · entry 15 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,584,209 Underlying: Class B Common Stock · 722,600 shares Expires 2030-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 28,884 | $91.20 | $2,634,220.80 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 6 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F7 · price: The shares were sold at prices ranging from $91.03 to $91.50. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 88,258 | $90.38 | $7,976,758.04 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,884 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F6 · price: The shares were sold at prices ranging from $90.03 to $91.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 387,878 | $89.49 | $34,711,202.22 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,142 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F5 · price: The shares were sold at prices ranging from $89.03 to $90.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 168,839 | $88.39 | $14,923,679.21 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,020 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F4 · price: The shares were sold at prices ranging from $88.03 to $89.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 48,741 | $87.85 | $4,281,896.85 |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,859 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $87.03 to $88.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:56 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 722,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064376 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 12:08 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | Disposition to issuerCommon Stock | 30,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-060666 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated August 5, 2021 (the "Merger Agreement"), by and among the Issuer, Sunshine Software Holdings, Inc., a Delaware corporation ("Parent"), and Sunshine Software Merger Sub, Inc., a Delaware corporation ("Merger Sub"), including the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock, $0.0001 par value per share ("Issuer Common Stock"), was cancelled and converted into the right to receive an amount equal to $57.50 in cash, without interest (the "Per Share Merger Consideration"), subject to any required withholding of taxes. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award (each, an "Issuer RSU") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer RSU"), and each option to purchase Issuer Common Stock (each, an "Issuer Option") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer Option") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration (continued on next footnote) F3 · price: (continued from previous footnote) (or, for each Issuer Option, the excess, if any, of the Per Share Merger Consideration over such Vested Issuer Option's per share exercise price), subject to any required withholding of taxes. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each Issuer RSU owned by a non-employee member of Issuer's board of directors (each, a "Director RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration, subject to any required withholding of taxes. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 22:47 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-21-000115 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,055 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:47 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 686 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-21-000101 · edgardoc.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,289 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:47 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-21-000101 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,603 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:02 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantStock Option (Right to Buy) · Derivative | 3,671 | $0.00 Strike: $21.32 | $0.00 |
DisclosureSEC source: 0001475115-21-000058 · edgardoc.xml · derivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,671 Underlying: Class A Common Stock · 3,671 shares Expires 2031-06-08 F2 · derivative.exercise_date: The stock option vests and becomes exercisable on the earlier of (i) June 9, 2022 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:02 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 6,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-21-000058 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,003 F1 · shares: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) June 9, 2022 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:17 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | GrantCommon Stock | 5,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039437 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,240 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date, or (ii) the date of the Issuer's next annual meeting of shareholders, in each case subject to the Reporting Person's continued service as of such date. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 23:06 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 758 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-21-000012 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,729 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 21:37 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-20-000152 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,971 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 20:57 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 1,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-20-000105 · edgardoc.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,769 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 20:57 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 1,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-20-000105 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,357 F1 · shares: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 16:36 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | GrantCommon Stock | 5,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039092 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,173 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date, or (ii) the date of the Issuer's next annual meeting of shareholders, in each case subject to the Reporting Person's continued service as of such date. Read SEC document |
| May 21, 2020 Filed May 27, 2020 00:41 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantStock Option (Right to Buy) · Derivative | 20,302 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001475115-20-000078 · edgardoc.xml · derivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,302 Underlying: Class A Common Stock · 20,302 shares Expires 2030-05-20 F2 · derivative.exercise_date: The stock option vests and becomes exercisable on the earlier of (i) May 21, 2021 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| May 21, 2020 Filed May 27, 2020 00:41 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 10,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-20-000078 · edgardoc.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,908 F1 · shares: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) May 21, 2021 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 23:07 UTC | Eventbrite, Inc. EB · Entity 61230 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,004 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001475115-20-000044 · edgardoc.xml · derivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,388 Underlying: Class B Common Stock · 13,004 shares Expires 2026-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from February 11, 2016 to February 11, 2020, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 23:07 UTC | Eventbrite, Inc. EB · Entity 61230 | Exercise / conversionClass B Common Stock · Derivative | 13,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001475115-20-000044 · edgardoc.xml · derivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,004 Underlying: Class A Common Stock · 13,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:54 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | GrantCommon Stock | 4,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036901 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,350 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date, or (ii) the date of the Issuer's next annual meeting of shareholders, in each case subject to the Reporting Person's continued service as of such date. Read SEC document |
| June 07, 2019 Filed Jun 12, 2019 01:09 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantStock Option (Right to Buy) · Derivative | 10,724 | $0.00 Strike: $16.76 | $0.00 |
DisclosureSEC source: 0000899243-19-016575 · doc4.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,724 Underlying: Class A Common Stock · 10,724 shares Expires 2029-06-06 F3 · derivative.exercise_date: The stock option vests and becomes exercisable on the earlier of (i) June 7, 2020 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| June 07, 2019 Filed Jun 12, 2019 01:09 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 3,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016575 · doc4.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,777 F2 · kind: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| June 07, 2019 Filed Jun 12, 2019 01:09 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 4,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016575 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,744 F1 · kind: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) June 7, 2020 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| June 07, 2019 Filed Jun 25, 2019 01:22 UTC Amendment | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 3,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018041 · doc4a.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,089 F3 · kind: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. F2 · shares: This Form 4/A amends the Form 4 filed by the Reporting Person on June 11, 2019 to correct the number of RSUs and shares of Class A common stock that were granted. Read SEC document |
| June 07, 2019 Filed Jun 25, 2019 01:22 UTC Amendment | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 5,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018041 · doc4a.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,936 F1 · kind: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) June 7, 2020 or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. F2 · shares: This Form 4/A amends the Form 4 filed by the Reporting Person on June 11, 2019 to correct the number of RSUs and shares of Class A common stock that were granted. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:20 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 472 | $29.15 | $13,758.80 |
DisclosureSEC source: 0000899243-18-029393 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,919 F1 · price: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 00:33 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantStock Option (Right to Buy) · Derivative | 5,645 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025215 · doc4.xml · derivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,645 Underlying: Class A Common Stock · 5,645 shares Expires 2028-09-18 F5 · derivative.exercise_date: 100% of the shares underlying the stock option vest and become exercisable on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 00:33 UTC | Eventbrite, Inc. EB · Entity 61230 | OtherStock Option (Right to Buy) · Derivative | 190,392 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0000899243-18-025215 · doc4.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,392 Underlying: Class B Common Stock · 190,392 shares Expires 2026-02-10 F2 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from February 11, 2016 to February 11, 2020, subject to the Reporting Person's continued service to the Issuer. F2 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 00:33 UTC | Eventbrite, Inc. EB · Entity 61230 | OtherStock Option (Right to Buy) · Derivative | 190,392 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0000899243-18-025215 · doc4.xml · derivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 190,392 shares Expires 2026-02-10 F2 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from February 11, 2016 to February 11, 2020, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 00:33 UTC | Eventbrite, Inc. EB · Entity 61230 | GrantClass A Common Stock | 2,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025215 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,447 F1 · kind: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 17:35 UTC | Cornerstone OnDemand Inc CSOD · Entity 134445 | GrantCommon Stock | 4,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038130 · doc4.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,264 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date, or (ii) the date of the Issuer's next annual meeting of shareholders, in each case subject to the Reporting Person's continued service as of such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.