Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLACKBERRY LtdBB · Entity 3966 | Director · Executive Chairman & CEO | November 03, 2023 | November 07, 2023 |
| TWDC Enterprises 18 Corp.DIS · Entity 15738 | Director | December 31, 2018 | January 03, 2019 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | December 04, 2017 | December 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLACKBERRY Ltd
Report date November 03, 2023 · Filed November 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 6,893,527 |
Ending reported balance
After 2023-11-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-03 · Exercise / conversion · Acquired 1,000,000 · Balance 7,447,738 F1: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited. Row 2 · 2023-11-03 · Sale · Disposed 554,211 · Balance 6,893,527 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.62 to $3.70, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")". |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-03 · Exercise / conversion · Disposed 1,000,000 · Balance 0 F1: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited. F4: This award was granted April 10, 2018 and vested in five equal annual instalments ending November 3, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.
F2: Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")".
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.62 to $3.70, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: This award was granted April 10, 2018 and vested in five equal annual instalments ending November 3, 2023.
TWDC Enterprises 18 Corp.
Report date December 31, 2018 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Disney Common StockSEC Table I · non-derivative | Direct | 63,256.52 |
Reported balance
After 2018-12-31 transaction · row 1
1 source rowRow 1 · 2018-12-31 · Grant · Acquired 443.2 · Balance 63,256.52 F1: Stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. |
| Disney Common StockSEC Table I · non-derivative | IndirectBy Children | 1,125 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,125 |
| Disney Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,612 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16,612 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.
WELLS FARGO & COMPANY/MN
Report date December 04, 2017 · Filed December 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 39,703 |
Ending reported balance
After 2017-12-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-04 · Exercise / conversion · Acquired 10,490 · Balance 45,164 Row 2 · 2017-12-04 · Tax withholding · Disposed 5,461 · Balance 39,703 |
| Director Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.88 · Expires 2018-04-29 | Direct | 0 |
Reported balance
After 2017-12-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-04 · Exercise / conversion · Disposed 10,490 · Balance 0 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 4,000 |
Reported balance
Holding disclosure · report date 2017-12-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2011 Filed Jul 5, 2011 17:48 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 512.2951 | $28.06 | $14,375.00 |
DisclosureSEC source: 0001127602-11-020488 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,832.6358 Underlying: Common Stock, $1 2/3 Par Value · 512.2951 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| May 03, 2011 Filed May 4, 2011 15:59 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 4,745 | $29.51 | $140,024.95 |
DisclosureSEC source: 0001127602-11-014995 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,281.0834 Underlying: Common Stock, $1 2/3 Par Value · 4,745 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 20:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 516.5615 | $31.70 | $16,375.00 |
DisclosureSEC source: 0001127602-11-012037 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,536.0834 Underlying: Common Stock, $1 2/3 Par Value · 516.5615 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 2,622.4347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-11-008713 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010.7237 Underlying: Common Stock, $1 2/3 Par Value · 2,622.4347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Conversion price is 1-for-1. F4 · price: Price of derivative security is $31.65. F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,623 | $31.65 | $83,017.95 |
DisclosureSEC source: 0001127602-11-008713 · form4.xml · nonDerivative · entry 1 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fractional number of phantom stock units paid out in whole number shares. Read SEC document |
| January 03, 2011 Filed Jan 4, 2011 16:05 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 334.7854 | $30.99 | $10,375.00 |
DisclosureSEC source: 0001127602-11-000352 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,622.8935 Underlying: Common Stock, $1 2/3 Par Value · 334.7854 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| October 01, 2010 Filed Oct 4, 2010 17:59 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 492.4393 | $25.13 | $12,375.00 |
DisclosureSEC source: 0001127602-10-024447 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,276.5745 Underlying: Common Stock, $1 2/3 Par Value · 492.4393 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 17:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 522.4609 | $25.60 | $13,375.00 |
DisclosureSEC source: 0001127602-10-018463 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,771.8807 Underlying: Common Stock, $1 2/3 Par Value · 522.4609 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 27, 2010 Filed Apr 28, 2010 20:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2,207 | $31.72 | $70,006.04 |
DisclosureSEC source: 0001127602-10-012297 · form4.xml · derivative · entry 4 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,240.2872 Underlying: Common Stock, $1 2/3 Par Value · 2,207 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 27, 2010 Filed Apr 28, 2010 20:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 7,570 | $0.00 Strike: $31.72 | $0.00 |
DisclosureSEC source: 0001127602-10-012297 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,570 Underlying: Common Stock, $1 2/3 Par Value · 7,570 shares Expires 2020-04-27 Read SEC document |
| April 01, 2010 Filed Apr 2, 2010 21:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 429.7879 | $31.12 | $13,375.00 |
DisclosureSEC source: 0001127602-10-010326 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,033.2872 Underlying: Common Stock, $1 2/3 Par Value · 429.7879 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| January 04, 2010 Filed Jan 5, 2010 15:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 495.5539 | $26.99 | $13,375.00 |
DisclosureSEC source: 0001127602-10-000338 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,598.7467 Underlying: Common Stock, $1 2/3 Par Value · 495.5539 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1, 2011. F2 · derivative.expiration_date: Payable in a lump sum on March 1, 2011. Read SEC document |
| October 01, 2009 Filed Oct 2, 2009 14:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 439.1412 | $28.18 | $12,375.00 |
DisclosureSEC source: 0001127602-09-019918 · form4.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,099.4491 Underlying: Common Stock, $1 2/3 Par Value · 439.1412 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1, 2011. F2 · derivative.expiration_date: Payable in a lump sum on March 1, 2011. Read SEC document |
| July 01, 2009 Filed Jul 1, 2009 19:53 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 716.1995 | $24.26 | $17,375.00 |
DisclosureSEC source: 0001193833-09-000107 · edgar.xml · derivative · entry 1 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,657.2968 Underlying: Common Stock, $1 2/3 par value · 716.1995 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1, 2011. F2 · derivative.expiration_date: Payable in a lump sum on March 1, 2011. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 23:08 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 12,330 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001193833-09-000083 · edgar.xml · derivative · entry 4 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,330 Underlying: Common Stock, $1 2/3 par value · 12,330 shares Expires 2019-04-28 Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 23:08 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 3,594 | $19.48 | $70,011.12 |
DisclosureSEC source: 0001193833-09-000083 · edgar.xml · nonDerivative · entry 2 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,691 Read SEC document |
| April 01, 2009 Filed Apr 2, 2009 16:48 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 939.2556 | $14.24 | $13,375.00 |
DisclosureSEC source: 0001193833-09-000065 · edgar.xml · derivative · entry 1 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939.2556 Underlying: Common Stock, $1 2/3 par value · 939.2556 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on March 1, 2011. F2 · derivative.expiration_date: Payable in a lump sum on March 1, 2011. Read SEC document |
| April 29, 2008 Filed Apr 30, 2008 21:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 10,490 | $0.00 Strike: $29.88 | $0.00 |
DisclosureSEC source: 0001193833-08-000069 · edgar.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,490 Underlying: Common Stock, $1 2/3 par value · 10,490 shares Expires 2018-04-29 Read SEC document |
| April 29, 2008 Filed Apr 30, 2008 21:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 2,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001193833-08-000069 · edgar.xml · nonDerivative · entry 1 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,097 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 21:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 7,394 | $0.00 Strike: $35.78 | $0.00 |
DisclosureSEC source: 0001193833-07-000088 · edgar.xml · derivative · entry 3 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,394 Underlying: Common Stock, $1 2/3 par value · 7,394 shares Expires 2017-04-24 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 21:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001193833-07-000088 · edgar.xml · nonDerivative · entry 1 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,754 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.