person · Reporting owner

Rice Derica W

Disclosed activity across 7 companies

Tapewire entity: 12202
SEC CIK: 0001359067

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BRISTOL MYERS SQUIBB COBMY · Entity 1662	Director	September 30, 2026	October 03, 2026
Carlyle Group Inc.CG · Entity 3316	Director	May 01, 2026	May 01, 2026
TARGET CORPTGT · Entity 2967	Director	March 11, 2026	March 13, 2026
TWDC Enterprises 18 Corp.DIS · Entity 15738	Director	March 07, 2019	March 08, 2019
Walt Disney CoDIS · Entity 1887	Director	September 30, 2026	October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date September 30, 2026 · Filed October 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Share UnitsSEC Table II · derivative / convertible security	Direct	42,084.867	Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-30 · Grant · Acquired 620.994 · Balance 42,084.867 F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Carlyle Group Inc.

Report date May 01, 2026 · Filed May 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	36,657	Ending reported balance After 2026-05-01 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-05-01 · Grant · Acquired 4,450 · Balance 33,724 F1: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person. Row 2 · 2026-05-01 · Grant · Acquired 2,933 · Balance 36,657 F2: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities vested upon grant pursuant to an election made by the reporting person to receive vested restricted stock units in lieu of the reporting person's annual cash retainer for service on the Issuer's Board of Directors, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	4,193	Reported balance Holding disclosure · report date 2026-05-01 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 4,193 F3: These shares of common stock are held by the reporting person's spouse.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.

F2: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities vested upon grant pursuant to an election made by the reporting person to receive vested restricted stock units in lieu of the reporting person's annual cash retainer for service on the Issuer's Board of Directors, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.

F3: These shares of common stock are held by the reporting person's spouse.

TARGET CORP

Report date March 11, 2026 · Filed March 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	14,622	Reported balance After 2026-03-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-03-11 · Grant · Acquired 2,682 · Balance 14,622 F1: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan. F2: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan.

F2: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units.

TWDC Enterprises 18 Corp.

Report date March 07, 2019 · Filed March 08, 2019

This filing explicitly reported no securities owned.

Walt Disney Co

Report date September 30, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Disney Common StockSEC Table I · non-derivative	Direct	24,893.8	Reported balance After 2026-09-30 transaction · row 1 1 source row Row 1 · 2026-09-30 · Grant · Acquired 1,152.3 · Balance 24,893.8 F1: Includes: (1) 425.5 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 726.8 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes: (1) 425.5 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 726.8 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CVS HEALTH Corp

Report date February 28, 2020 · Filed March 03, 2020

Section 16 reporting ended · disclosed 2020-03-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	26,827.3984	Ending reported balance After 2020-02-28 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2020-02-28 · Grant · Acquired 21,943 · Balance 34,906.3984 F1: Consists of stock awarded at market price pursuant to Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan. Row 2 · 2020-02-28 · Tax withholding · Disposed 8,079 · Balance 26,827.3984 F2: Surrender of shares in payment of withholding taxes due upon the vesting of stock awards under the Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan.
Common Stock (pep)SEC Table I · non-derivative	Direct	8,318.6232	Reported balance Holding disclosure · report date 2020-02-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,318.6232
Common Stock (restricted)SEC Table I · non-derivative	Direct	15,776	Reported balance Holding disclosure · report date 2020-02-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 15,776
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $62.21 · Expires 2025-04-01	Direct	116,767	Reported balance Holding disclosure · report date 2020-02-28 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 116,767 F3: Option became exercisable in four equal annual installments, commencing 4/1/2019.
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $54.19 · Expires 2029-04-01	Direct	242,408	Reported balance Holding disclosure · report date 2020-02-28 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 242,408 F4: Option becomes exercisable in four equal annual installments, commencing 4/1/2020.
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $63.39 · Expires 2028-05-31	Direct	78,870	Reported balance Holding disclosure · report date 2020-02-28 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 78,870 F5: Option becomes exercisable in three equal annual installments, commencing 5/31/2021.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of stock awarded at market price pursuant to Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan.

F2: Surrender of shares in payment of withholding taxes due upon the vesting of stock awards under the Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan.

F3: Option became exercisable in four equal annual installments, commencing 4/1/2019.

F4: Option becomes exercisable in four equal annual installments, commencing 4/1/2020.

F5: Option becomes exercisable in three equal annual installments, commencing 5/31/2021.

ELI LILLY & Co

Report date December 31, 2017 · Filed January 30, 2018

Section 16 reporting ended · disclosed 2018-01-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-02-08 transaction · row 1 1 source row Row 1 · 2017-02-08 · Gift · Disposed 38,292 · Balance 0
Common StockSEC Table I · non-derivative	Indirectby wife	403,951	Reported balance After 2017-02-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-02-08 · Gift · Acquired 38,292 · Balance 403,951 F1: Reporting person disclaims beneficial ownership of these shares.
Common StockSEC Table I · non-derivative	Indirectby wife	404,573	Reported balance After 2017-10-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-10-30 · Gift · Disposed 182 · Balance 404,573 F1: Reporting person disclaims beneficial ownership of these shares.
Common StockSEC Table I · non-derivative	Indirectby wife	395,903	Reported balance After 2017-11-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-11-06 · Gift · Disposed 8,670 · Balance 395,903 F2: The share total has been updated to correctly reflect a gift to the reporting person's spouse, which was previously reported. F1: Reporting person disclaims beneficial ownership of these shares.
Common StockSEC Table I · non-derivative	Indirect401(k)	7,577	Reported balance Holding disclosure · report date 2017-12-31 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 7,577
Common StockSEC Table I · non-derivative	Indirect401(k) - by wife	1,952	Reported balance Holding disclosure · report date 2017-12-31 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,952 F1: Reporting person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting person disclaims beneficial ownership of these shares.

F2: The share total has been updated to correctly reflect a gift to the reporting person's spouse, which was previously reported.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 01, 2016 Filed Feb 3, 2016 19:02 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionRestricted Stock Unit · Derivative	19,685	$0.00	$0.00	Disclosure SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · derivative · entry 8 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,685 shares Expires 2016-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:02 UTC	ELI LILLY & Co LLY · Entity 2794	SaleCommon Stock	6,546	$78.36	$512,944.56	Disclosure SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,868 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $78.12 to $78.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:02 UTC	ELI LILLY & Co LLY · Entity 2794	Tax withholdingCommon Stock	9,146	$79.10	$723,448.60	Disclosure SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,414 Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:02 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionCommon Stock	19,685	$0.00	$0.00	Disclosure SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:41 UTC	ELI LILLY & Co LLY · Entity 2794	GrantRestricted Stock Unit · Derivative	19,463	$0.00	$0.00	Disclosure SEC source: 0000059478-16-000266 · wf-form4_145402447437605.xml · derivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,463 Underlying: Common Stock · 19,463 shares Expires 2017-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:41 UTC	ELI LILLY & Co LLY · Entity 2794	GrantCommon Stock	36,875	$81.96	$3,022,275.00	Disclosure SEC source: 0000059478-16-000266 · wf-form4_145402447437605.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,875 Read SEC document
December 11, 2015 Filed Jan 25, 2016 20:45 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	66	$0.00	$0.00	Disclosure SEC source: 0000059478-16-000243 · wf-form5_145375472634016.xml · nonDerivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 329,140 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
December 11, 2015 Filed Jan 5, 2017 21:02 UTC Amendment	ELI LILLY & Co LLY · Entity 2794	OtherCommon Stock	66	$0.00	$0.00	Disclosure SEC source: 0000059478-17-000006 · wf-form5a_148365010374140.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 329,206 F1 · kind: This transaction is being amended to correct the initial gift transaction, which was inadvertently distributed to the wrong recipient. The shares were returned to the account. F1 · acquired: This transaction is being amended to correct the initial gift transaction, which was inadvertently distributed to the wrong recipient. The shares were returned to the account. F2 · balance_after: Amended to correct the total holdings indirectly held by the reporting persons wife prior to this transaction. F3 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
December 02, 2015 Filed Jan 25, 2016 20:45 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	11,596	$0.00	$0.00	Disclosure SEC source: 0000059478-16-000243 · wf-form5_145375472634016.xml · nonDerivative · entry 4 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 329,206 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
October 26, 2015 Filed Jan 25, 2016 20:45 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	322	$0.00	$0.00	Disclosure SEC source: 0000059478-16-000243 · wf-form5_145375472634016.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 340,802 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
May 15, 2015 Filed Jan 25, 2016 20:45 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	7,800	$0.00	$0.00	Disclosure SEC source: 0000059478-16-000243 · wf-form5_145375472634016.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 341,124 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
May 15, 2015 Filed Jan 25, 2016 20:45 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	7,800	$0.00	$0.00	Disclosure SEC source: 0000059478-16-000243 · wf-form5_145375472634016.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
May 05, 2015 Filed May 7, 2015 19:07 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionEmployee stock option 5/06 (right to buy) · Derivative	30,000	$0.00 Strike: $52.54	$0.00	Disclosure SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · derivative · entry 10 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2016-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 05, 2015 Filed May 7, 2015 19:07 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative	27,108	$0.00 Strike: $56.18	$0.00	Disclosure SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · derivative · entry 9 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,108 shares Expires 2016-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 05, 2015 Filed May 7, 2015 19:07 UTC	ELI LILLY & Co LLY · Entity 2794	Tax withholdingCommon Stock	25,613	$72.31	$1,852,076.03	Disclosure SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · nonDerivative · entry 4 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,861 F1 · price: This transaction was executed in multiple trades at prices ranging from $71.98 to $72.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
May 05, 2015 Filed May 7, 2015 19:07 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionCommon Stock	30,000	$52.54	$1,576,200.00	Disclosure SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 05, 2015 Filed May 7, 2015 19:07 UTC	ELI LILLY & Co LLY · Entity 2794	Tax withholdingCommon Stock	23,695	$72.31	$1,713,385.45	Disclosure SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,474 F1 · price: This transaction was executed in multiple trades at prices ranging from $71.98 to $72.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
May 05, 2015 Filed May 7, 2015 19:07 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionCommon Stock	27,108	$56.18	$1,522,927.44	Disclosure SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 10, 2015 Filed May 7, 2015 19:07 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	55,061	$0.00	$0.00	Disclosure SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · nonDerivative · entry 6 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 333,324 F2 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
February 10, 2015 Filed May 7, 2015 19:07 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	55,061	$0.00	$0.00	Disclosure SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · nonDerivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 Read SEC document
February 04, 2015 Filed Feb 6, 2015 15:00 UTC	ELI LILLY & Co LLY · Entity 2794	SaleCommon Stock	5,316	$70.00	$372,120.00	Disclosure SEC source: 0000059478-15-000076 · wf-form4_142323480541939.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,061 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 7, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $69.85 to $70.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:06 UTC	ELI LILLY & Co LLY · Entity 2794	SaleCommon Stock	10,068	$71.84	$723,285.12	Disclosure SEC source: 0000059478-15-000064 · wf-form4_142299759301402.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,377 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 7, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.64 to $71.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:06 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionRestricted Stock Unit · Derivative	26,581	$0.00	$0.00	Disclosure SEC source: 0000059478-15-000064 · wf-form4_142299759301402.xml · derivative · entry 7 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,581 shares Expires 2015-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:06 UTC	ELI LILLY & Co LLY · Entity 2794	Tax withholdingCommon Stock	12,294	$72.00	$885,168.00	Disclosure SEC source: 0000059478-15-000064 · wf-form4_142299759301402.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,445 Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:06 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionCommon Stock	26,581	$0.00	$0.00	Disclosure SEC source: 0000059478-15-000064 · wf-form4_142299759301402.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:40 UTC	ELI LILLY & Co LLY · Entity 2794	GrantRestricted Stock Unit · Derivative	19,685	$0.00	$0.00	Disclosure SEC source: 0000059478-15-000036 · wf-form4_142265764075089.xml · derivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,685 Underlying: Common Stock · 19,685 shares Expires 2016-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:40 UTC	ELI LILLY & Co LLY · Entity 2794	GrantCommon Stock	56,158	$70.97	$3,985,533.26	Disclosure SEC source: 0000059478-15-000036 · wf-form4_142265764075089.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,158 Read SEC document
September 15, 2014 Filed Jan 29, 2015 18:31 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	26,749	$0.00	$0.00	Disclosure SEC source: 0000059478-15-000011 · wf-form5_142255625728898.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 278,263 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
September 15, 2014 Filed Jan 29, 2015 18:31 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	26,749	$0.00	$0.00	Disclosure SEC source: 0000059478-15-000011 · wf-form5_142255625728898.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
September 04, 2014 Filed Sep 8, 2014 16:14 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative	23,077	$0.00 Strike: $55.65	$0.00	Disclosure SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · derivative · entry 9 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,077 shares Expires 2015-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 04, 2014 Filed Sep 8, 2014 16:14 UTC	ELI LILLY & Co LLY · Entity 2794	Tax withholdingCommon Stock	21,328	$64.15	$1,368,191.20	Disclosure SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 6 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,749 Read SEC document
September 04, 2014 Filed Sep 8, 2014 16:14 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionCommon Stock	23,077	$55.65	$1,284,235.05	Disclosure SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 22, 2014 Filed Sep 8, 2014 16:14 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	25,000	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 4 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document
August 22, 2014 Filed Sep 8, 2014 16:14 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	25,000	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 251,514 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
March 03, 2014 Filed Sep 8, 2014 16:14 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	58,990	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 276,514 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
March 03, 2014 Filed Sep 8, 2014 16:14 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	58,990	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
February 03, 2014 Filed Feb 4, 2014 20:48 UTC	ELI LILLY & Co LLY · Entity 2794	SaleCommon Stock	16,562	Not disclosed	Not disclosed	Disclosure SEC source: 0000059478-14-000072 · wf-form4_139154688113422.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,990 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.46 to $53.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:27 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionRestricted Stock Unit · Derivative	29,781	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000063 · wf-form4_139152762583104.xml · derivative · entry 6 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,781 shares Expires 2014-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:27 UTC	ELI LILLY & Co LLY · Entity 2794	Tax withholdingCommon Stock	13,804	$54.01	$745,554.04	Disclosure SEC source: 0000059478-14-000063 · wf-form4_139152762583104.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,552 Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:27 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionCommon Stock	29,781	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000063 · wf-form4_139152762583104.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:29 UTC	ELI LILLY & Co LLY · Entity 2794	GrantRestricted Stock Unit · Derivative	26,581	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000026 · wf-form4_139113174522140.xml · derivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,581 Underlying: Common Stock · 26,581 shares Expires 2015-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:29 UTC	ELI LILLY & Co LLY · Entity 2794	GrantCommon Stock	59,575	$54.23	$3,230,752.25	Disclosure SEC source: 0000059478-14-000026 · wf-form4_139113174522140.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,575 Read SEC document
August 09, 2013 Filed Jan 31, 2014 15:47 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	3,721	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000048 · wf-form5_139118325651089.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 270,129 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
February 15, 2013 Filed Jan 31, 2014 15:47 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	52,605	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000048 · wf-form5_139118325651089.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 273,850 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document
February 15, 2013 Filed Jan 31, 2014 15:47 UTC	ELI LILLY & Co LLY · Entity 2794	GiftCommon Stock	52,605	$0.00	$0.00	Disclosure SEC source: 0000059478-14-000048 · wf-form5_139118325651089.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
February 05, 2013 Filed Feb 7, 2013 14:29 UTC	ELI LILLY & Co LLY · Entity 2794	SaleCommon Stock	29,646	$54.21	$1,607,109.66	Disclosure SEC source: 0001209191-13-006950 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,605 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $54.18 to $54.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
February 01, 2013 Filed Feb 4, 2013 21:30 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionRestricted Stock Unit · Derivative	52,947	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-13-005996 · doc4.xml · derivative · entry 6 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,947 shares Expires 2013-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 01, 2013 Filed Feb 4, 2013 21:30 UTC	ELI LILLY & Co LLY · Entity 2794	Tax withholdingCommon Stock	24,541	$53.69	$1,317,606.29	Disclosure SEC source: 0001209191-13-005996 · doc4.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,251 Read SEC document
February 01, 2013 Filed Feb 4, 2013 21:30 UTC	ELI LILLY & Co LLY · Entity 2794	Exercise / conversionCommon Stock	52,947	$0.00	$0.00	Disclosure SEC source: 0001209191-13-005996 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 25, 2013 Filed Jan 29, 2013 22:06 UTC	ELI LILLY & Co LLY · Entity 2794	GrantRestricted Stock Unit · Derivative	29,781	$0.00	$0.00	Disclosure SEC source: 0001209191-13-005018 · doc4.xml · derivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,781 Underlying: Common Stock · 29,781 shares Expires 2014-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.