Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | September 30, 2026 | October 03, 2026 |
| Carlyle Group Inc.CG · Entity 3316 | Director | May 01, 2026 | May 01, 2026 |
| TARGET CORPTGT · Entity 2967 | Director | March 11, 2026 | March 13, 2026 |
| TWDC Enterprises 18 Corp.DIS · Entity 15738 | Director | March 07, 2019 | March 08, 2019 |
| Walt Disney CoDIS · Entity 1887 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 42,084.867 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 620.994 · Balance 42,084.867 F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.
F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.
Carlyle Group Inc.
Report date May 01, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,657 |
Ending reported balance
After 2026-05-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-01 · Grant · Acquired 4,450 · Balance 33,724 F1: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person. Row 2 · 2026-05-01 · Grant · Acquired 2,933 · Balance 36,657 F2: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities vested upon grant pursuant to an election made by the reporting person to receive vested restricted stock units in lieu of the reporting person's annual cash retainer for service on the Issuer's Board of Directors, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,193 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,193 F3: These shares of common stock are held by the reporting person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.
F2: These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities vested upon grant pursuant to an election made by the reporting person to receive vested restricted stock units in lieu of the reporting person's annual cash retainer for service on the Issuer's Board of Directors, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.
F3: These shares of common stock are held by the reporting person's spouse.
TARGET CORP
Report date March 11, 2026 · Filed March 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,622 |
Reported balance
After 2026-03-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-11 · Grant · Acquired 2,682 · Balance 14,622 F1: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan. F2: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan.
F2: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units.
TWDC Enterprises 18 Corp.
Report date March 07, 2019 · Filed March 08, 2019
This filing explicitly reported no securities owned.
Walt Disney Co
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Disney Common StockSEC Table I · non-derivative | Direct | 24,893.8 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,152.3 · Balance 24,893.8 F1: Includes: (1) 425.5 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 726.8 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes: (1) 425.5 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 726.8 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CVS HEALTH Corp
Report date February 28, 2020 · Filed March 03, 2020
Section 16 reporting ended · disclosed 2020-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,827.3984 |
Ending reported balance
After 2020-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-28 · Grant · Acquired 21,943 · Balance 34,906.3984 F1: Consists of stock awarded at market price pursuant to Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan. Row 2 · 2020-02-28 · Tax withholding · Disposed 8,079 · Balance 26,827.3984 F2: Surrender of shares in payment of withholding taxes due upon the vesting of stock awards under the Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan. |
| Common Stock (pep)SEC Table I · non-derivative | Direct | 8,318.6232 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,318.6232 |
| Common Stock (restricted)SEC Table I · non-derivative | Direct | 15,776 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,776 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $62.21 · Expires 2025-04-01 | Direct | 116,767 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 116,767 F3: Option became exercisable in four equal annual installments, commencing 4/1/2019. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $54.19 · Expires 2029-04-01 | Direct | 242,408 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 242,408 F4: Option becomes exercisable in four equal annual installments, commencing 4/1/2020. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $63.39 · Expires 2028-05-31 | Direct | 78,870 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 78,870 F5: Option becomes exercisable in three equal annual installments, commencing 5/31/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of stock awarded at market price pursuant to Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan.
F2: Surrender of shares in payment of withholding taxes due upon the vesting of stock awards under the Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan.
F3: Option became exercisable in four equal annual installments, commencing 4/1/2019.
F4: Option becomes exercisable in four equal annual installments, commencing 4/1/2020.
F5: Option becomes exercisable in three equal annual installments, commencing 5/31/2021.
ELI LILLY & Co
Report date December 31, 2017 · Filed January 30, 2018
Section 16 reporting ended · disclosed 2018-01-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-08 transaction · row 1
1 source rowRow 1 · 2017-02-08 · Gift · Disposed 38,292 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby wife | 403,951 |
Reported balance
After 2017-02-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-02-08 · Gift · Acquired 38,292 · Balance 403,951 F1: Reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | Indirectby wife | 404,573 |
Reported balance
After 2017-10-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-10-30 · Gift · Disposed 182 · Balance 404,573 F1: Reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | Indirectby wife | 395,903 |
Reported balance
After 2017-11-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-11-06 · Gift · Disposed 8,670 · Balance 395,903 F2: The share total has been updated to correctly reflect a gift to the reporting person's spouse, which was previously reported. F1: Reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 7,577 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 7,577 |
| Common StockSEC Table I · non-derivative | Indirect401(k) - by wife | 1,952 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,952 F1: Reporting person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person disclaims beneficial ownership of these shares.
F2: The share total has been updated to correctly reflect a gift to the reporting person's spouse, which was previously reported.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2013 Filed Jan 29, 2013 22:06 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 53,845 | $53.21 | $2,865,092.45 |
DisclosureSEC source: 0001209191-13-005018 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,845 Read SEC document |
| March 07, 2012 Filed Feb 4, 2013 21:40 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 56,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-006009 · doc5.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 168,640 Read SEC document |
| March 07, 2012 Filed Feb 4, 2013 21:40 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 56,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-006009 · doc5.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 02, 2012 Filed Feb 2, 2012 20:39 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 3,800 | $39.61 | $150,518.00 |
DisclosureSEC source: 0001209191-12-006934 · doc4.xml · nonDerivative · entry 4 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,196 F3 · price: This transaction was executed in multiple trades at prices ranging from $39.61 to $39.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 20:39 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 87,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-006934 · doc4.xml · derivative · entry 8 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,924 shares Expires 2012-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 20:39 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 17,584 | $39.85 | $700,722.40 |
DisclosureSEC source: 0001209191-12-006934 · doc4.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,996 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2011. F2 · price: This transaction was executed in multiple trades at prices ranging from $39.83 to $39.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 20:39 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 35,917 | $39.74 | $1,427,341.58 |
DisclosureSEC source: 0001209191-12-006934 · doc4.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,580 Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 20:39 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 87,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-006934 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:45 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 52,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-006149 · doc4.xml · derivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,947 Underlying: Common Stock · 52,947 shares Expires 2013-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:45 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 25,573 | $39.44 | $1,008,599.12 |
DisclosureSEC source: 0001209191-12-006149 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,573 Read SEC document |
| February 24, 2011 Filed Feb 3, 2012 00:24 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 39,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-007198 · doc5.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 112,444 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| February 24, 2011 Filed Feb 3, 2012 00:24 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 39,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-007198 · doc5.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 15, 2011 Filed Feb 17, 2011 21:31 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 12,441 | $34.55 | $429,836.55 |
DisclosureSEC source: 0001209191-11-010609 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,461 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2009. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.50 to $34.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 23:05 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 82,942 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-006887 · doc4.xml · derivative · entry 6 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,942 shares Expires 2011-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 23:05 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 31,040 | $34.77 | $1,079,260.80 |
DisclosureSEC source: 0001209191-11-006887 · doc4.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,902 Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 23:05 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 82,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-006887 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2011 Filed Jan 27, 2011 23:22 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 87,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-005353 · doc4.xml · derivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,924 Underlying: Common Stock · 87,924 shares Expires 2012-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| March 22, 2010 Filed Jan 31, 2011 15:12 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-005653 · doc5.xml · nonDerivative · entry 4 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 72,983 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| March 22, 2010 Filed Jan 31, 2011 15:12 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-005653 · doc5.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 12, 2010 Filed Jan 31, 2011 15:12 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 18,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-005653 · doc5.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 72,973 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| February 12, 2010 Filed Jan 31, 2011 15:12 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 18,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-005653 · doc5.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 1,000 | $35.31 | $35,310.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 10 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,843 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 100 | $35.35 | $3,535.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 9 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,843 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 400 | $35.34 | $14,136.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 8 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,943 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 400 | $35.32 | $14,128.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 7 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,343 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 100 | $35.33 | $3,533.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 6 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,743 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 700 | $35.15 | $24,605.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 5 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,843 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 300 | $35.16 | $10,548.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 4 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,543 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 3,000 | $35.20 | $105,600.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 3 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,843 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 100 | $35.23 | $3,523.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,843 Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 21:48 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 2,100 | $35.22 | $73,962.00 |
DisclosureSEC source: 0001209191-10-006944 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,943 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 16:33 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 40,999 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-006370 · doc4.xml · derivative · entry 6 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,999 shares Expires 2010-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 16:33 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 13,956 | $35.20 | $491,251.20 |
DisclosureSEC source: 0001209191-10-006370 · doc4.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,043 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 16:33 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 40,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-006370 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2010 Filed Jan 28, 2010 23:25 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 82,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-005358 · doc4.xml · derivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,942 Underlying: Common Stock · 82,942 shares Expires 2011-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| March 03, 2009 Filed Feb 3, 2010 17:23 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 21,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-006403 · doc5.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 54,130 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| March 03, 2009 Filed Feb 3, 2010 17:23 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 21,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-006403 · doc5.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 02, 2009 Filed Feb 3, 2009 22:55 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 10,227 | $36.82 | $376,558.14 |
DisclosureSEC source: 0001209191-09-006281 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,305 Read SEC document |
| January 27, 2009 Filed Jan 29, 2009 22:52 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 40,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-005415 · doc4.xml · derivative · entry 1 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,999 Underlying: Common Stock · 40,999 shares Expires 2010-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| January 25, 2008 Filed Jan 29, 2008 21:27 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 31,532 | $50.74 | $1,599,933.68 |
DisclosureSEC source: 0001209191-08-006234 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,532 Read SEC document |
| October 05, 2007 Filed Feb 12, 2008 16:47 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 32,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-009250 · doc5.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 32,825 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| October 05, 2007 Filed Feb 12, 2008 16:47 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 32,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-009250 · doc5.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 17, 2007 Filed Jan 19, 2007 21:13 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 8,262 | $52.86 | $436,729.32 |
DisclosureSEC source: 0001209191-07-004370 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,658 Read SEC document |
| January 17, 2007 Filed Feb 12, 2007 23:05 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 82 | $52.86 | $4,334.52 |
DisclosureSEC source: 0001209191-07-009520 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 167 F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| August 24, 2006 Filed Aug 28, 2006 18:24 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 10/96 (right to buy) · Derivative | 1,400 | $0.00 Strike: $34.60 | $0.00 |
DisclosureSEC source: 0001209191-06-047673 · doc4.xml · derivative · entry 4 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires 2006-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2006 Filed Aug 28, 2006 18:24 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 1,400 | $34.60 | $48,433.00 |
DisclosureSEC source: 0001209191-06-047673 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2006 Filed Aug 23, 2006 19:03 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 10/96 (right to buy) · Derivative | 1,400 | $0.00 Strike: $34.60 | $0.00 |
DisclosureSEC source: 0001209191-06-047166 · doc4.xml · derivative · entry 5 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2006-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2006 Filed Aug 23, 2006 19:03 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 1,400 | $55.03 | $77,042.00 |
DisclosureSEC source: 0001209191-06-047166 · doc4.xml · nonDerivative · entry 2 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,410 Read SEC document |
| August 21, 2006 Filed Aug 23, 2006 19:03 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 1,400 | $34.60 | $48,433.00 |
DisclosureSEC source: 0001209191-06-047166 · doc4.xml · nonDerivative · entry 1 Rice Derica W · CIK 0001359067 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.