Rice Derica W

SEC source: 0000899243-22-016151 · doc4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,221

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2023, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000014272-22-000104 · wf-form4_164911040458205.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,858.921

Underlying: Common Stock, $0.10 par value · 496.371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001744489-22-000086 · wf-form4_164911934845171.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,674.4

F1 · shares: 223.9 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 429.9 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0001225208-22-004504 · doc4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,047

F1 · kind: Award of restricted stock units pursuant to Target Corporation 2020 Long-Term Incentive Plan.

F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units.

SEC source: 0000014272-22-000033 · wf-form4_164392926274092.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,362.55

Underlying: Common Stock, $0.10 par value · 3,067.955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-22-000020 · wf-form4_164133861721265.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,234.668

Underlying: Common Stock, $0.10 par value · 561.347 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001744489-22-000025 · wf-form4_164134887398669.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,020.6

F1 · shares: 204.7 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 391.2 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0000014272-21-000216 · wf-form4_163312018129395.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,618.059

Underlying: Common Stock, $0.10 par value · 591.516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001744489-21-000207 · wf-form4_163339253695325.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,424.7

F1 · shares: 177.3 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 269.5 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0000014272-21-000171 · wf-form4_162517384470599.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,983.44

Underlying: Common Stock, $0.10 par value · 489.876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001744489-21-000164 · wf-form4_162526933667949.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,977.9

F1 · shares: 178.6 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 271.3 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0000899243-21-017932 · doc4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,985

F1 · shares: These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2022, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.

SEC source: 0000014272-21-000114 · wf-form4_161738334553400.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,454.973

Underlying: Common Stock, $0.10 par value · 455.409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001744489-21-000088 · wf-form4_161739767793402.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

F1 · shares: 166 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 252.3 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0001225208-21-005159 · doc4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583

F1 · kind: Award of restricted stock units pursuant to Target Corporation 2020 Long-Term Incentive Plan.

F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units.

SEC source: 0000014272-21-000046 · wf-form4_161239774719615.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999.564

Underlying: Common Stock, $0.10 par value · 3,054.171 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-21-000023 · wf-form4_160989550304102.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930.189

Underlying: Common Stock, $0.10 par value · 463.485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0001744489-21-000016 · wf-form4_160989606571491.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,109.7

F1 · shares: 177.9 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 270.5 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0000014272-20-000260 · wf-form4_160167054678485.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455.693

Underlying: Common Stock, $0.10 par value · 149.414 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

SEC source: 0001744489-20-000162 · wf-form4_160168204336630.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,661.3

F1 · shares: 105.4 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 378.1 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0000014272-20-000245 · wf-form4_159960053331850.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,200 shares

Expires 2021-01-15

SEC source: 0000014272-20-000239 · wf-form4_159907878786596.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306.279

Underlying: Common Stock, $0.10 par value · 1,306.279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2020 annual Deferred Share Unit awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

SEC source: 0001225208-20-011215 · doc4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927

F1 · kind: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan.

SEC source: 0001744489-20-000131 · wf-form4_159373066814679.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177.8

F1 · shares: 12.1 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 417.6 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0001744489-20-000083 · wf-form4_158587548093251.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748.1

F1 · shares: 330.3 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 502.1 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

SEC source: 0001127602-20-009169 · form4.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,827.3984

F2 · shares: Surrender of shares in payment of withholding taxes due upon the vesting of stock awards under the Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan.

SEC source: 0001127602-20-009169 · form4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,906.3984

F1 · shares: Consists of stock awarded at market price pursuant to Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan.

SEC source: 0001744489-20-000012 · wf-form4_157809269448146.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898.1

F1 · shares: 214.2 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 325.7 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0001744489-19-000184 · wf-form4_157005931370306.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358.2

F1 · shares: 235.1 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 357.4 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

SEC source: 0001744489-19-000143 · wf-form4_156211030464773.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760.7

F1 · shares: 222.9 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 338.8 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0001127602-19-020722 · form4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,441.9586

F1 · shares: Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock unit award under an incentive compensation plan. The balance of the shares issued upon vesting of the award were retained by the Reporting Person.

SEC source: 0001127602-19-014652 · form4.xml · derivative · entry 4

Rice Derica W · CIK 0001359067 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,408

Underlying: Common Stock · 242,408 shares

Expires 2029-04-01

F1 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/1/2020.

SEC source: 0001744489-19-000086 · wf-form4_155424665376123.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199

F1 · shares: 78.8 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 119.7 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

SEC source: 0000059478-18-000020 · wf-form5_151734660054829.xml · nonDerivative · entry 4

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 395,903

F2 · balance_after: The share total has been updated to correctly reflect a gift to the reporting person's spouse, which was previously reported.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

SEC source: 0000059478-18-000020 · wf-form5_151734660054829.xml · nonDerivative · entry 3

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 404,573

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

SEC source: 0000059478-18-000020 · wf-form5_151734660054829.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 403,951

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

SEC source: 0000059478-18-000020 · wf-form5_151734660054829.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · nonDerivative · entry 4

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,292

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · nonDerivative · entry 3

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,184

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · derivative · entry 8

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,463 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,454

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000059478-17-000045 · wf-form4_148590471096809.xml · derivative · entry 5

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,518

Underlying: Common Stock · 40,518 shares

Expires 2018-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

SEC source: 0000059478-17-000045 · wf-form4_148590471096809.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,980

SEC source: 0001225208-17-001051 · doc4.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,703

F1 · kind: Award of restricted stock units pursuant to the Amended and Restated Target Corporation 2011 Long-Term Incentive Plan.

F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units.

SEC source: 0000059478-17-000012 · wf-form5_148553562181482.xml · nonDerivative · entry 5

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 365,659

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

SEC source: 0000059478-17-000012 · wf-form5_148553562181482.xml · nonDerivative · entry 4

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 366,059

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

SEC source: 0000059478-17-000012 · wf-form5_148553562181482.xml · nonDerivative · entry 3

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 366,137

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

SEC source: 0000059478-17-000012 · wf-form5_148553562181482.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · nonDerivative · entry 4

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,931

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2015.

F3 · price: This transaction was executed in multiple trades at prices ranging from $76.46 to $76.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.